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RFC 8274

Incident Object Description Exchange Format Usage Guidance

Pages: 33
Informational
Part 1 of 2 – Pages 1 to 13
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Internet Engineering Task Force (IETF)                     P. Kampanakis
Request for Comments: 8274                                 Cisco Systems
Category: Informational                                        M. Suzuki
ISSN: 2070-1721                                                     NICT
                                                           November 2017


       Incident Object Description Exchange Format Usage Guidance

Abstract

The Incident Object Description Exchange Format (IODEF) v2 (RFC 7970) defines a data representation that provides a framework for sharing information about computer security incidents commonly exchanged by Computer Security Incident Response Teams (CSIRTs). Since the IODEF model includes a wealth of available options that can be used to describe a security incident or issue, it can be challenging for security practitioners to develop tools that leverage IODEF for incident sharing. This document provides guidelines for IODEF implementers. It addresses how common security indicators can be represented in IODEF and provides use cases of how IODEF is being used. This document aims to make IODEF's adoption by vendors easier and to encourage faster and wider adoption of the model by CSIRTs around the world. Status of This Memo This document is not an Internet Standards Track specification; it is published for informational purposes. This document is a product of the Internet Engineering Task Force (IETF). It represents the consensus of the IETF community. It has received public review and has been approved for publication by the Internet Engineering Steering Group (IESG). Not all documents approved by the IESG are a candidate for any level of Internet Standard; see Section 2 of RFC 7841. Information about the current status of this document, any errata, and how to provide feedback on it may be obtained at https://www.rfc-editor.org/info/rfc8274.
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Copyright Notice

   Copyright (c) 2017 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
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   (https://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.

Table of Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3 2. Terminology . . . . . . . . . . . . . . . . . . . . . . . . . 3 3. Implementation and Use Strategy . . . . . . . . . . . . . . . 3 3.1. Minimal IODEF Document . . . . . . . . . . . . . . . . . 3 3.2. Information Represented . . . . . . . . . . . . . . . . . 4 3.3. IODEF Classes . . . . . . . . . . . . . . . . . . . . . . 5 4. IODEF Usage Considerations . . . . . . . . . . . . . . . . . 6 4.1. External References . . . . . . . . . . . . . . . . . . . 6 4.2. Extensions . . . . . . . . . . . . . . . . . . . . . . . 6 4.3. Indicator Predicate Logic . . . . . . . . . . . . . . . . 7 4.4. Disclosure Level . . . . . . . . . . . . . . . . . . . . 7 5. IODEF Uses . . . . . . . . . . . . . . . . . . . . . . . . . 8 5.1. Implementations . . . . . . . . . . . . . . . . . . . . . 8 5.2. Inter-vendor and Service Provider Exercise . . . . . . . 8 5.3. Use Cases . . . . . . . . . . . . . . . . . . . . . . . . 12 6. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 12 7. Security Considerations . . . . . . . . . . . . . . . . . . . 12 8. References . . . . . . . . . . . . . . . . . . . . . . . . . 13 8.1. Normative References . . . . . . . . . . . . . . . . . . 13 8.2. Informative References . . . . . . . . . . . . . . . . . 13 Appendix A. Indicator Predicate Logic Examples . . . . . . . . . 14 Appendix B. Inter-vendor and Service Provider Exercise Examples 16 B.1. Malware Delivery URL . . . . . . . . . . . . . . . . . . 16 B.2. DDoS . . . . . . . . . . . . . . . . . . . . . . . . . . 17 B.3. Spear Phishing . . . . . . . . . . . . . . . . . . . . . 20 B.4. Malware . . . . . . . . . . . . . . . . . . . . . . . . . 24 B.5. IoT Malware . . . . . . . . . . . . . . . . . . . . . . . 30 Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 33
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1. Introduction

The Incident Object Description Exchange Format (IODEF) v2 [RFC7970] defines a data representation that provides a framework for sharing computer security incident information commonly exchanged by Computer Security Incident Response Teams (CSIRTs). The IODEF data model consists of multiple classes and data types that are defined in the IODEF XML schema. The IODEF schema was designed to describe all the possible fields needed in a security incident exchange. Thus, IODEF contains a plethora of data constructs that could make it hard for IODEF implementers to decide which are important. Additionally, in the IODEF schema, there exist multiple fields and classes that do not necessarily need to be used in every possible data exchange. Moreover, some IODEF classes are useful only in rare circumstances. This document tries to address these concerns. It also presents how common security indicators can be represented in IODEF, it points out the most important IODEF classes for an implementer and describes other ones that are not as important, and it presents some common pitfalls for IODEF implementers and how to address them. The end goal of this document is to make IODEF's use by vendors easier and to encourage wider adoption of the model by CSIRTs around the world. Section 3 discusses the recommended classes and how an IODEF implementer should choose the classes to implement. Section 4 presents common considerations a practitioner will come across and how to address them. Section 5 goes over some common uses of IODEF.

2. Terminology

The terminology used in this document is defined in [RFC7970].

3. Implementation and Use Strategy

It is important for IODEF implementers to distinguish how the IODEF classes will be used in incident information exchanges. It is also important to understand the most common IODEF classes that describe common security incidents or indicators. This section describes the most important classes and factors an IODEF practitioner should take into consideration before using IODEF or designing an implementation.

3.1. Minimal IODEF Document

An IODEF document must include at least an Incident class, an xml:lang attribute that defines the supported language, and the IODEF version attribute. An Incident must contain a purpose attribute and three mandatory-to-implement elements. These elements are
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   GenerationTime class (which describes the time of the incident), an
   IncidentID class, and at least one Contact class.  The structure of
   the minimal IODEF-Document class is shown in Figure 1.

+---------------+            +--------------+
|IODEF-Document |            | Incident     |
+---------------+            +--------------+           +--------------+
|STRING version |<>--{1..*}--| ENUM purpose |<>---------| IncidentID   |
|ENUM xml:lang  |            |              |           +--------------+
|               |            |              |           | STRING name  |
+---------------+            |              |           +--------------+
                             |              |
                             |              |<>---------[GenerationTime]
                             |              |
                             |              |           +--------------+
                             |              |<>-{1..*}--[ Contact      |
                             +--------------+           +--------------+
                                                        | ENUM role    |
                                                        | ENUM type    |
                                                        +--------------+

                  Figure 1: Minimal IODEF-Document Class

   The IncidentID class must contain at least a name attribute.

   In turn, the Contact class requires the type and role attributes, but
   no elements are required by the IODEF v2 specification.
   Nevertheless, at least one of the elements in the Contact class, such
   as an Email class, should be implemented so that the IODEF document
   is useful.

   Section 7.1 of [RFC7970] presents a minimal IODEF document with only
   the mandatory classes and attributes.  Implementers can also refer to
   Section 7 of [RFC7970] and Appendix B of this document for examples
   of documents that are IODEF v2.

3.2. Information Represented

There is no need for a practitioner to use or implement IODEF classes and fields other than the minimal ones (see Section 3.1) and the ones necessary for her use cases. The implementer should carefully look into the schema and decide which classes to implement (or not). For example, if we have Distributed Denial of Service (DDoS) as a potential use case, then the Flow class and its included information are the most important classes to use. The Flow class describes information related to the attacker and victim hosts, which could help automated filtering or sinkhole operations.
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   Another potential use case is malware command and control (C2).
   After modern malware infects a device, it usually proceeds to connect
   to one or more C2 servers to receive instructions from its master and
   potentially exfiltrate information.  To protect against such
   activity, it is important to interrupt the C2 communication by
   filtering the activity.  IODEF can describe C2 activities using the
   Flow and the ServiceName classes.

   For use cases where indicators need to be described, the
   IndicatorData class will be implemented instead of the EventData
   class.

   In summary, an implementer should identify the use cases and find the
   classes that are necessary to support in IODEF v2.  Implementing and
   parsing all IODEF classes can be cumbersome, in some occasions, and
   unnecessary.  Other external schemata can also be used in IODEF to
   describe incidents or indicators.  External schemata should be parsed
   accordingly only if the implementer's IODEF use cases require
   external schema information.  But even when an IODEF implementation
   cannot parse an external schema, the IODEF report can still be
   valuable to an incident response team.  The information can also be
   useful when shared further with content consumers that are able to
   parse this information.

   IODEF supports multiple language translations of free-form, ML_STRING
   text in all classes [RFC7970].  That way, text in Description
   elements can be translated to different languages by using a
   translation identifier in the class.  Implementers should be able to
   parse iodef:MLStringType classes and extract only the information
   relevant to languages of interest.

3.3. IODEF Classes

[RFC7970] contains classes that can describe attack Methods, Events, Incidents, Indicators, how they were discovered, and the Assessment of the repercussions for the victim. It is important for IODEF users to know the distinction between these classes in order to decide which ones fulfill their use cases. An IndicatorData class depicts a threat indicator or observable that describe a threat that resulted in an attempted attack. For example, we could see an attack happening (described in the IndicatorData), but it might have been prevented and not have resulted in an incident or security event. On the other hand, an EventData class usually describes a security event and can be considered a report of something that took place.
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   Classes like Discovery, Assessment, Method, and RecoveryTime are used
   in conjunction with EventData as they relate to the incident report
   described in the EventData.  The RelatedActivity class can reference
   an incident, an indicator, or other related threat activity.

   While deciding what classes are important for the needed use cases,
   IODEF users should carefully evaluate the necessary classes and how
   these are used in order to avoid unnecessary work.  For example, if
   we want to only describe indicators in IODEF, the implementation of
   Method or Assessment might not be important.

4. IODEF Usage Considerations

Implementers need to consider some common, standardized options for their IODEF use strategy.

4.1. External References

The IODEF format includes the Reference class used for externally defined information, such as a vulnerability, Intrusion Detection System (IDS) alert, malware sample, advisory, or attack technique. To facilitate the exchange of information, the Reference class was extended to the enumeration reference format [RFC7495]. The enumeration reference format specifies a means to use external enumeration specifications (e.g., Common Vulnerabilities and Exposures (CVE)) that could define an enumeration format, specific enumeration values, or both. As external enumerations can vary greatly, implementers should only support the ones expected to describe their specific use cases.

4.2. Extensions

The IODEF data model [RFC7970] is extensible. Many attributes with enumerated values can be extended using the "ext-*" prefix. Additional classes can also be defined by using the AdditionalData and RecordItem classes. An extension to the AdditionalData class for reporting phishing emails is defined in [RFC5901]. Information about extending IODEF class attributes and enumerated values can be found in Section 5 of [RFC7970]. Additionally, IODEF can import existing schemata by using an extension framework defined in [RFC7203]. The framework enables IODEF users to embed XML data inside an IODEF document using external schemata or structures defined by external specifications. Examples include CVE, Common Vulnerability Reporting Framework (CVRF), and Open Vulnerability and Assessment Language (OVAL). [RFC7203] enhances the IODEF capabilities without further extending the data model.
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   IODEF implementers should not use their own IODEF extensions unless
   data cannot be represented using existing standards or unless
   importing them in an IODEF document as defined in [RFC7203] is not a
   suitable option.

4.3. Indicator Predicate Logic

An IODEF document [RFC7970] can describe incident reports and indicators. The Indicator class can include references to other indicators, observables, and more classes that contain details about the indicator. When describing security indicators, it is often common to need to group them together in order to form a group of indicators that constitute a security threat. For example, a botnet might have multiple command and control servers. For that reason, IODEF v2 introduced the IndicatorExpression class, which is used to add the indicator predicate logic when grouping more than one indicator or observable. Implementations must be able to parse and apply the Boolean logic offered by an IndicatorExpression in order to evaluate the existence of an indicator. As explained in Section 3.29.5 of [RFC7970], the IndicatorExpression element operator defines the operator applied to all the child elements of the IndicatorExpression. If no operator is defined, "and" should be assumed. IndicatorExpressions can also be nested together. Child IndicatorExpressions should be treated as child elements of their parent, and they should be evaluated first before being evaluated with the operator of their parent. Users can refer to Appendix A for example uses of the IndicatorExpressions in an IODEF v2.

4.4. Disclosure Level

Access to information in IODEF documents should be tightly locked since the content may be confidential. IODEF has a common attribute, called "restriction", which indicates the disclosure guideline to which the sender expects the recipient to adhere to for the information represented in the class and its children. That way, the sender can express the level of disclosure for each component of an IODEF document. Appropriate external measures could be implemented based on the restriction level. One example is when Real-time Inter- network Defense (RID) [RFC6545] is used to transfer the IODEF documents, it can provide policy guidelines for handling IODEF documents by using the RIDPolicy class. The enforcement of the disclosure guidelines is out of scope for IODEF. The recipient of the IODEF document needs to follow the guidelines, but these guidelines themselves do not provide any
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   enforcement measures.  For that purpose, implementers should consider
   appropriate privacy control measures, technical or operational, for
   their implementation.

5. IODEF Uses

IODEF is currently used by various organizations in order to represent security incidents and share incident and threat information between security operations organizations.

5.1. Implementations

In order to use IODEF, tools like IODEF parsers are necessary. [RFC8134] describes a set of IODEF implementations and uses by various vendors and Computer Emergency Readiness Team (CERT) organizations. The document does not specify any particular mandatory-to-implement (MTI) IODEF classes but provides a list of real-world uses. Perl and Python modules (XML::IODEF, Iodef::Pb, iodeflib) are some examples. Moreover, implementers are encouraged to refer to Section 7 of [RFC8134] for practical IODEF usage guidelines. On the other hand, [IODEF_IMP] includes various vendor incident reporting products that can consume and export in IODEF format.

5.2. Inter-vendor and Service Provider Exercise

As an interoperability exercise, a limited number of vendors organized and executed exchanges of threat indicators in IODEF in 2013. The transport protocol used was RID. The threat information shared included indicators from DDoS attacks as well as malware incidents and spear phishing that targets specific individuals after harvesting information about them. The results served as proof-of- concept (PoC) about how seemingly competing entities could use IODEF to exchange sanitized security information. As this was a PoC exercise, only example information (no real threats) was shared as part of the exchanges.
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         ____________                             ____________
         | Vendor X  |                            | Vendor Y  |
         | RID Agent |_______-------------________| RID Agent |
         |___________|       | Internet  |        |___________|
                             -------------

                      ---- RID Report message --->
                      -- carrying IODEF example ->
                      --------- over TLS -------->

                      <----- RID Ack message -----
                      <--- in case of failure ----

                      Figure 2: PoC Peering Topology

   Figure 2 shows how RID interactions took place during the PoC.
   Participating organizations were running RID Agent software on
   premises.  The RID Agents formed peering relationships with other
   participating organizations.  When Entity X had a new incident to
   exchange, it would package it in IODEF and send it to Entity Y over
   Transport Layer Security (TLS) in a RID Report message.  In case
   there was an issue with the message, Entity Y would send a RID
   Acknowledgement message back to Entity X, which included an
   application-level message to describe the issue.  Interoperability
   between RID Agents implementing [RFC6545] and [RFC6546] was also
   confirmed.

   The first use case included sharing of malware data related to an
   Incident between CSIRTs.  After Entity X detected an incident, Entity
   X would put data about malware found during the incident in a backend
   system.  Entity X then decided to share the incident information with
   Entity Y about the malware discovered.  This could be a human
   decision or part of an automated process.

   Below are the steps followed for the malware information exchange
   that was taking place:

   (1)  Entity X has a sharing agreement with Entity Y and has already
        been configured with the IP address of Entity Y's RID Agent.

   (2)  Entity X's RID Agent connects to Entity Y's RID Agent, and
        mutual authentication occurs using PKI digital certificates.
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   (3)  Entity X pushes out a RID Report message, which contains
        information about N pieces of discovered malware.  IODEF is used
        in RID to describe the

        (a)  hash of malware files;

        (b)  registry settings changed by the malware; and

        (c)  C2 information for the malware.

   (4)  Entity Y receives a RID Report message and sends a RID
        Acknowledgement message.

   (5)  Entity Y stores the data in a format that makes it possible for
        the backend to know which source the data came from.

   Another use case was sharing a DDoS attack as explained in the
   following scenario: Entity X, a Critical Infrastructure and Key
   Resource (CIKR) company, detects that their internet connection is
   saturated with an abnormal amount of traffic.  Further investigation
   determines that this is an actual DDoS attack.  Entity X's CSIRT
   contacts their ISP, Entity Y, and shares information with them about
   the attack traffic characteristics.  Entity X's ISP is being
   overwhelmed by the amount of traffic, so it shares attack signatures
   and IP addresses of the most prolific hosts with its adjacent ISPs.

   Below are the steps followed for a DDoS information exchange:

   (1)  Entity X has a sharing agreement with Entity Y and has already
        been configured with the IP address of Entity Y's RID Agent.

   (2)  Entity X's RID Agent connects to Entity Y's RID Agent, and
        mutual authentication occurs using PKI digital certificates.

   (3)  Entity X pushes out a RID Report message, which contains
        information about the DDoS attack.  IODEF is used in RID to
        describe the following:

        (a)  Start and Detect dates and times;

        (b)  IP addresses of nodes sending DDoS traffic;

        (c)  sharing and use restrictions;

        (d)  traffic characteristics (protocols and ports);
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        (e)  HTTP user agents used; and

        (f)  IP addresses of C2 for a botnet.

   (4)  Entity Y receives a RID Report message and sends a RID
        Acknowledgement message.

   (5)  Entity Y stores the data in a format that makes it possible for
        the backend to know which source the data came from.

   (6)  Entity Y shares information with other ISP entities it has an
        established relationship with.

   One more use case was sharing spear-phishing email information as
   explained in the following scenario: the board members of several
   defense contractors receive a targeted email inviting them to attend
   a conference in San Francisco.  The board members are asked to
   provide their personally identifiable information such as their home
   address, phone number, corporate email, etc., in an attached document
   that came with the email.  The board members are also asked to click
   on a URL that would allow them to reach the sign-up page for the
   conference.  One of the recipients believes the email to be a
   phishing attempt and forwards the email to their corporate CSIRT for
   analysis.  The CSIRT identifies the email as an attempted spear-
   phishing incident and distributes the indicators to their sharing
   partners.

   Below are the steps followed for a spear-phishing information
   exchange between CSIRTs that were part of this PoC.

   (1)  Entity X has a sharing agreement with Entity Y and has already
        been configured with the IP address of Entity Y's RID Agent.

   (2)  Entity X's RID Agent connects to Entity Y's RID Agent, and
        mutual authentication occurs using PKI digital certificates.

   (3)  Entity X pushes out a RID Report message that contains
        information about the spear-phishing email.  IODEF is used in
        RID to describe the following:

        (a)  attachment details (file Name, hash, size, malware family);

        (b)  target description (IP, domain, NSLookup);

        (c)  email information (From, Subject, header information, date/
             time, digital signature); and

        (d)  confidence score.
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   (4)  Entity Y receives a RID Report message and sends a RID
        Acknowledgement message.

   (5)  Entity Y stores the data in a format that makes it possible for
        the backend to know which source the data came from.

   Appendix B includes some of the IODEF example information that was
   exchanged by the organizations' RID Agents as part of this PoC.

5.3. Use Cases

Other use cases of IODEF, aside from the ones described above, could be as follows: (1) ISP notifying a national CERT or organization when it identifies and acts upon an incident, and CERTs notifying ISPs when they are aware of incidents. (2) Suspected phishing emails could be shared amongst organizations and national agencies. Automation could validate web content that the suspicious emails are pointing to. Identified malicious content linked in a phishing email could then be shared using IODEF. Phishing campaigns could thus be subverted much faster by automating information sharing using IODEF. (3) When finding a certificate that should be revoked, a third party would forward an automated IODEF message to the Certification Authority (CA) with the full context of the certificate, and the CA could act accordingly after checking its validity. Alternatively, in the event of a compromise of the private key of a certificate, a third party could alert the certificate owner about the compromise using IODEF.

6. IANA Considerations

This memo does not require any IANA actions.

7. Security Considerations

This document does not incur any new security issues, because it only talks about the usage of IODEFv2 defined in RFC 7970. Nevertheless, readers of this document should refer to the Security Considerations section of [RFC7970].
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8. References

8.1. Normative References

[RFC5901] Cain, P. and D. Jevans, "Extensions to the IODEF-Document Class for Reporting Phishing", RFC 5901, DOI 10.17487/RFC5901, July 2010, <https://www.rfc-editor.org/info/rfc5901>. [RFC6545] Moriarty, K., "Real-time Inter-network Defense (RID)", RFC 6545, DOI 10.17487/RFC6545, April 2012, <https://www.rfc-editor.org/info/rfc6545>. [RFC7203] Takahashi, T., Landfield, K., and Y. Kadobayashi, "An Incident Object Description Exchange Format (IODEF) Extension for Structured Cybersecurity Information", RFC 7203, DOI 10.17487/RFC7203, April 2014, <https://www.rfc-editor.org/info/rfc7203>. [RFC7495] Montville, A. and D. Black, "Enumeration Reference Format for the Incident Object Description Exchange Format (IODEF)", RFC 7495, DOI 10.17487/RFC7495, March 2015, <https://www.rfc-editor.org/info/rfc7495>. [RFC7970] Danyliw, R., "The Incident Object Description Exchange Format Version 2", RFC 7970, DOI 10.17487/RFC7970, November 2016, <https://www.rfc-editor.org/info/rfc7970>.

8.2. Informative References

[IODEF_IMP] "Implementations on Incident Object Description Exchange Format", <http://siis.realmv6.org/implementations/>. [RFC6546] Trammell, B., "Transport of Real-time Inter-network Defense (RID) Messages over HTTP/TLS", RFC 6546, DOI 10.17487/RFC6546, April 2012, <https://www.rfc-editor.org/info/rfc6546>. [RFC8134] Inacio, C. and D. Miyamoto, "Management Incident Lightweight Exchange (MILE) Implementation Report", RFC 8134, DOI 10.17487/RFC8134, May 2017, <https://www.rfc-editor.org/info/rfc8134>.


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