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RFC 5927

ICMP Attacks against TCP

Pages: 36
Informational

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Internet Engineering Task Force (IETF)                           F. Gont
Request for Comments: 5927                                       UTN/FRH
Category: Informational                                        July 2010
ISSN: 2070-1721


                        ICMP Attacks against TCP

Abstract

This document discusses the use of the Internet Control Message Protocol (ICMP) to perform a variety of attacks against the Transmission Control Protocol (TCP). Additionally, this document describes a number of widely implemented modifications to TCP's handling of ICMP error messages that help to mitigate these issues. Status of This Memo This document is not an Internet Standards Track specification; it is published for informational purposes. This document is a product of the Internet Engineering Task Force (IETF). It represents the consensus of the IETF community. It has received public review and has been approved for publication by the Internet Engineering Steering Group (IESG). Not all documents approved by the IESG are a candidate for any level of Internet Standard; see Section 2 of RFC 5741. Information about the current status of this document, any errata, and how to provide feedback on it may be obtained at http://www.rfc-editor.org/info/rfc5927.
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Copyright Notice

   Copyright (c) 2010 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
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   This document may contain material from IETF Documents or IETF
   Contributions published or made publicly available before November
   10, 2008.  The person(s) controlling the copyright in some of this
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   Without obtaining an adequate license from the person(s) controlling
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   outside the IETF Standards Process, and derivative works of it may
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   than English.
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Table of Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 4 2. Background . . . . . . . . . . . . . . . . . . . . . . . . . . 5 2.1. The Internet Control Message Protocol (ICMP) . . . . . . . 5 2.1.1. ICMP for IP version 4 (ICMPv4) . . . . . . . . . . . . 5 2.1.2. ICMP for IP version 6 (ICMPv6) . . . . . . . . . . . . 6 2.2. Handling of ICMP Error Messages . . . . . . . . . . . . . 6 2.3. Handling of ICMP Error Messages in the Context of IPsec . 7 3. Constraints in the Possible Solutions . . . . . . . . . . . . 8 4. General Counter-Measures against ICMP Attacks . . . . . . . . 10 4.1. TCP Sequence Number Checking . . . . . . . . . . . . . . . 10 4.2. Port Randomization . . . . . . . . . . . . . . . . . . . . 11 4.3. Filtering ICMP Error Messages Based on the ICMP Payload . 11 5. Blind Connection-Reset Attack . . . . . . . . . . . . . . . . 12 5.1. Description . . . . . . . . . . . . . . . . . . . . . . . 12 5.2. Attack-Specific Counter-Measures . . . . . . . . . . . . . 13 6. Blind Throughput-Reduction Attack . . . . . . . . . . . . . . 16 6.1. Description . . . . . . . . . . . . . . . . . . . . . . . 16 6.2. Attack-Specific Counter-Measures . . . . . . . . . . . . . 16 7. Blind Performance-Degrading Attack . . . . . . . . . . . . . . 16 7.1. Description . . . . . . . . . . . . . . . . . . . . . . . 16 7.2. Attack-Specific Counter-Measures . . . . . . . . . . . . . 18 7.3. The Counter-Measure for the PMTUD Attack in Action . . . . 22 7.3.1. Normal Operation for Bulk Transfers . . . . . . . . . 22 7.3.2. Operation during Path-MTU Changes . . . . . . . . . . 24 7.3.3. Idle Connection Being Attacked . . . . . . . . . . . . 25 7.3.4. Active Connection Being Attacked after Discovery of the Path-MTU . . . . . . . . . . . . . . . . . . . 26 7.3.5. TCP Peer Attacked when Sending Small Packets Just after the Three-Way Handshake . . . . . . . . . . . . 26 7.4. Pseudo-Code for the Counter-Measure for the Blind Performance-Degrading Attack . . . . . . . . . . . . . . . 27 8. Security Considerations . . . . . . . . . . . . . . . . . . . 30 9. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 32 10. References . . . . . . . . . . . . . . . . . . . . . . . . . . 32 10.1. Normative References . . . . . . . . . . . . . . . . . . . 32 10.2. Informative References . . . . . . . . . . . . . . . . . . 33
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1. Introduction

ICMP [RFC0792] [RFC4443] is a fundamental part of the TCP/IP protocol suite, and is used mainly for reporting network error conditions. However, the current specifications do not recommend any kind of validation checks on the received ICMP error messages, thus allowing a variety of attacks against TCP [RFC0793] by means of ICMP, which include blind connection-reset, blind throughput-reduction, and blind performance-degrading attacks. All of these attacks can be performed even when the attacker is off-path, without the need to sniff the packets that correspond to the attacked TCP connection. While the possible security implications of ICMP have been known in the research community for a long time, there has never been an official proposal on how to deal with these vulnerabilities. In 2005, a disclosure process was carried out by the UK's National Infrastructure Security Co-ordination Centre (NISCC) (now CPNI, Centre for the Protection of National Infrastructure), with the collaboration of other computer emergency response teams. A large number of implementations were found vulnerable to either all or a subset of the attacks discussed in this document [NISCC][US-CERT]. The affected systems ranged from TCP/IP implementations meant for desktop computers, to TCP/IP implementations meant for core Internet routers. It is clear that implementations should be more cautious when processing ICMP error messages, to eliminate or mitigate the use of ICMP to perform attacks against TCP [RFC4907]. This document aims to raise awareness of the use of ICMP to perform a variety of attacks against TCP, and discusses several counter- measures that eliminate or minimize the impact of these attacks. Most of the these counter-measures can be implemented while still remaining compliant with the current specifications, as they simply describe reasons for not taking the advice provided in the specifications in terms of "SHOULDs", but still comply with the requirements stated as "MUSTs". We note that the counter-measures discussed in this document are not part of standard TCP behavior, and this document does not change that state of affairs. The consensus of the TCPM WG (TCP Maintenance and Minor Extensions Working Group) was to document this widespread implementation of nonstandard TCP behavior but to not change the TCP standard. Section 2 provides background information on ICMP. Section 3 discusses the constraints in the general counter-measures that can be implemented against the attacks described in this document.
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   Section 4 describes several general validation checks that can be
   implemented to mitigate any ICMP-based attack.  Finally, Section 5,
   Section 6, and Section 7, discuss a variety of ICMP attacks that can
   be performed against TCP, and describe attack-specific counter-
   measures that eliminate or greatly mitigate their impact.

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119 [RFC2119].

2. Background

2.1. The Internet Control Message Protocol (ICMP)

The Internet Control Message Protocol (ICMP) is used in the Internet architecture mainly to perform the fault-isolation function, that is, the group of actions that hosts and routers take to determine that there is some network failure [RFC0816]. When an intermediate router detects a network problem while trying to forward an IP packet, it will usually send an ICMP error message to the source system, to inform the source system of the network problem taking place. In the same way, there are a number of scenarios in which an end-system may generate an ICMP error message if it finds a problem while processing a datagram. The received ICMP errors are handed to the corresponding transport-protocol instance, which will usually perform a fault recovery function. It is important to note that ICMP error messages are transmitted unreliably and may be discarded due to data corruption, network congestion, or rate-limiting. Thus, while they provide useful information, upper-layer protocols cannot depend on ICMP for correct operation. It should be noted that there are no timeliness requirements for ICMP error messages. ICMP error messages could be delayed for various reasons, and at least in theory could be received with an arbitrarily long delay. For example, there are no existing requirements that a router flush any queued ICMP error messages when it is rebooted.

2.1.1. ICMP for IP version 4 (ICMPv4)

[RFC0792] specifies the Internet Control Message Protocol (ICMP) to be used with the Internet Protocol version 4 (IPv4) -- henceforth "ICMPv4". It defines, among other things, a number of error messages that can be used by end-systems and intermediate systems to report errors to the sending system. The Host Requirements RFC [RFC1122]
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   classifies ICMPv4 error messages into those that indicate "soft
   errors", and those that indicate "hard errors", thus roughly defining
   the semantics of them.

   The ICMPv4 specification [RFC0792] also defines the ICMPv4 Source
   Quench message (type 4, code 0), which is meant to provide a
   mechanism for flow control and congestion control.

   [RFC1191] defines a mechanism called "Path MTU Discovery" (PMTUD),
   which makes use of ICMPv4 error messages of type 3 (Destination
   Unreachable), code 4 (fragmentation needed and DF bit set) to allow
   systems to determine the MTU of an arbitrary internet path.

   Finally, [RFC4884] redefines selected ICMPv4 messages to include an
   extension structure and a length attribute, such that those ICMPv4
   messages can carry additional information by encoding that
   information in the extension structure.

   Appendix D of [RFC4301] provides information about which ICMPv4 error
   messages are produced by hosts, intermediate routers, or both.

2.1.2. ICMP for IP version 6 (ICMPv6)

[RFC4443] specifies the Internet Control Message Protocol (ICMPv6) to be used with the Internet Protocol version 6 (IPv6) [RFC2460]. [RFC4443] defines the "Packet Too Big" (type 2, code 0) error message, which is analogous to the ICMPv4 "fragmentation needed and DF bit set" (type 3, code 4) error message. [RFC1981] defines the Path MTU Discovery mechanism for IP version 6, which makes use of these messages to determine the MTU of an arbitrary internet path. Finally, [RFC4884] redefines selected ICMPv6 messages to include an extension structure and a length attribute, such that those ICMPv6 messages can carry additional information by encoding that information in the extension structure. Appendix D of [RFC4301] provides information about which ICMPv6 error messages are produced by hosts, intermediate routers, or both.

2.2. Handling of ICMP Error Messages

The Host Requirements RFC [RFC1122] states in Section 4.2.3.9 that TCP MUST act on an ICMP error message passed up from the IP layer, directing it to the connection that triggered the error.
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   In order to allow ICMP messages to be demultiplexed by the receiving
   system, part of the original packet that triggered the message is
   included in the payload of the ICMP error message.  Thus, the
   receiving system can use that information to match the ICMP error to
   the transport protocol instance that triggered it.

   Neither the Host Requirements RFC [RFC1122] nor the original TCP
   specification [RFC0793] recommends any validation checks on the
   received ICMP messages.  Thus, as long as the ICMP payload contains
   the information that identifies an existing communication instance,
   it will be processed by the corresponding transport-protocol
   instance, and the corresponding action will be performed.

   Therefore, in the case of TCP, an attacker could send a crafted ICMP
   error message to the attacked system, and, as long as he is able to
   guess the four-tuple (i.e., Source IP Address, Source TCP port,
   Destination IP Address, and Destination TCP port) that identifies the
   communication instance to be attacked, he will be able to use ICMP to
   perform a variety of attacks.

   Generally, the four-tuple required to perform these attacks is not
   known.  However, as discussed in [Watson] and [RFC4953], there are a
   number of scenarios (notably that of TCP connections established
   between two BGP routers [RFC4271]) in which an attacker may be able
   to know or guess the four-tuple that identifies a TCP connection.  In
   such a case, if we assume the attacker knows the two systems involved
   in the TCP connection to be attacked, both the client-side and the
   server-side IP addresses could be known or be within a reasonable
   number of possibilities.  Furthermore, as most Internet services use
   the so-called "well-known" ports, only the client port number might
   need to be guessed.  In such a scenario, an attacker would need to
   send, in principle, at most 65536 packets to perform any of the
   attacks described in this document.  These issues are exacerbated by
   the fact that most systems choose the port numbers they use for
   outgoing connections from a subset of the whole port number space,
   thus reducing the amount of work needed to successfully perform these
   attacks.

   The need to be more cautious when processing received ICMP error
   messages in order to mitigate or eliminate the impact of the attacks
   described in this RFC has been documented by the Internet
   Architecture Board (IAB) in [RFC4907].

2.3. Handling of ICMP Error Messages in the Context of IPsec

Section 5.2 of [RFC4301] describes the processing of inbound IP traffic in the case of "unprotected-to-protected". In the case of ICMP, when an unprotected ICMP error message is received, it is
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   matched to the corresponding security association by means of the SPI
   (Security Parameters Index) included in the payload of the ICMP error
   message.  Then, local policy is applied to determine whether to
   accept or reject the message and, if accepted, what action to take as
   a result.  For example, if an ICMP Destination Unreachable message is
   received, the implementation must decide whether to act on it, reject
   it, or act on it with constraints.  Section 8 ("Path MTU/DF
   Processing") discusses the processing of unauthenticated ICMPv4
   "fragmentation needed and DF bit set" (type 3, code 4) and ICMPv6
   "Packet Too Big" (type 2, code 0) messages when an IPsec
   implementation is configured to process (vs. ignore) such messages.

   Section 6.1.1 of [RFC4301] notes that processing of unauthenticated
   ICMP error messages may result in denial or degradation of service,
   and therefore it would be desirable to ignore such messages.
   However, it also notes that in many cases, ignoring these ICMP
   messages can degrade service, e.g., because of a failure to process
   PMTUD and redirection messages, and therefore there is also a
   motivation for accepting and acting upon them.  It finally states
   that to accommodate both ends of this spectrum, a compliant IPsec
   implementation MUST permit a local administrator to configure an
   IPsec implementation to accept or reject unauthenticated ICMP
   traffic, and that this control MUST be at the granularity of ICMP
   type and MAY be at the granularity of ICMP type and code.
   Additionally, an implementation SHOULD incorporate mechanisms and
   parameters for dealing with such traffic.

   Thus, the policy to apply for the processing of unprotected ICMP
   error messages is left up to the implementation and administrator.

3. Constraints in the Possible Solutions

If a host wants to perform validation checks on the received ICMP error messages before acting on them, it is limited by the piece of the packet that triggered the error that the sender of the ICMP error message chose to include in the ICMP payload. This constrains the possible validation checks, as the number of bytes of the packet that triggered the error message that is included in the ICMP payload is limited. For ICMPv4, [RFC0792] states that the IP header plus the first 64 bits of the packet that triggered the ICMPv4 message are to be included in the payload of the ICMPv4 error message. Thus, it is assumed that all data needed to identify a transport protocol instance and process the ICMPv4 error message is contained in the first 64 bits of the transport protocol header. Section 3.2.2 of [RFC1122] states that "the Internet header and at least the first 8 data octets of the datagram that triggered the error" are to be
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   included in the payload of ICMPv4 error messages, and that "more than
   8 octets MAY be sent", thus allowing implementations to include more
   data from the original packet than those required by the original
   ICMPv4 specification.  The "Requirements for IP Version 4 Routers"
   RFC [RFC1812] states that ICMPv4 error messages "SHOULD contain as
   much of the original datagram as possible without the length of the
   ICMP datagram exceeding 576 bytes".

   Thus, for ICMPv4 messages generated by hosts, we can only expect to
   get the entire IP header of the original packet, plus the first
   64 bits of its payload.  For TCP, this means that the only fields
   that will be included in the ICMPv4 payload are the source port
   number, the destination port number, and the 32-bit TCP sequence
   number.  This clearly imposes a constraint on the possible validation
   checks that can be performed, as there is not much information
   available on which to perform them.

   This means, for example, that even if TCP were signing its segments
   by means of the TCP MD5 signature option [RFC2385], this mechanism
   could not be used as a counter-measure against ICMP-based attacks,
   because, as ICMP messages include only a piece of the TCP segment
   that triggered the error, the MD5 [RFC1321] signature could not be
   recalculated.  In the same way, even if the attacked peer were
   authenticating its packets at the IP layer [RFC4301], because only a
   part of the original IP packet would be available, the signature used
   for authentication could not be recalculated, and thus the
   authentication header in the original packet could not be used as a
   counter-measure for ICMP-based attacks against TCP.

   [RFC4884] updated [RFC0792] and specified that ICMPv4 Destination
   Unreachable (type 3), Time Exceeded (type 11), and Parameter Problem
   (type 12) messages that have an ICMP Extension Structure appended
   include at least 128 octets in the "original datagram" field.  This
   would improve the situation, but at the time of this writing,
   [RFC4884] is not yet widely deployed for end-systems.

   For IPv6, the payload of ICMPv6 error messages includes as many
   octets from the IPv6 packet that triggered the ICMPv6 error message
   as will fit without making the resulting ICMPv6 error message exceed
   the minimum IPv6 MTU (1280 octets) [RFC4443].  Thus, more information
   is available than in the IPv4 case.

   Hosts could require ICMP error messages to be authenticated
   [RFC4301], in order to act upon them.  However, while this
   requirement could make sense for those ICMP error messages sent by
   hosts, it would not be feasible for those ICMP error messages
   generated by routers, as this would imply either that the attacked
   system should have a security association [RFC4301] with every
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   existing intermediate system, or that it should be able to establish
   one dynamically.  Current levels of deployment of protocols for
   dynamic establishment of security associations makes this unfeasible.
   Additionally, this would require routers to use certificates with
   paths compatible for all hosts on the network.  Finally, there may be
   some scenarios, such as embedded devices, in which the processing
   power requirements of authentication might not allow IPsec
   authentication to be implemented effectively.

4. General Counter-Measures against ICMP Attacks

The following subsections describe a number of mitigation techniques that help to eliminate or mitigate the impact of the attacks discussed in this document. Rather than being alternative counter- measures, they can be implemented together to increase the protection against these attacks.

4.1. TCP Sequence Number Checking

The current specifications do not impose any validity checks on the TCP segment that is contained in the ICMP payload. For instance, no checks are performed to verify that a received ICMP error message has been triggered by a segment that was "in flight" to the destination. Thus, even stale ICMP error messages will be acted upon. Many TCP implementations have incorporated a validation check such that they react only to those ICMP error messages that appear to relate to segments currently "in flight" to the destination system. These implementations check that the TCP sequence number contained in the payload of the ICMP error message is within the range SND.UNA =< SEG.SEQ < SND.NXT. This means that they require that the sequence number be within the range of the data already sent but not yet acknowledged. If an ICMP error message does not pass this check, it is discarded. Even if an attacker were able to guess the four-tuple that identifies the TCP connection, this additional check would reduce the possibility of considering a spoofed ICMP packet as valid to Flight_Size/2^^32 (where Flight_Size is the number of data bytes already sent to the remote peer, but not yet acknowledged [RFC5681]). For connections in the SYN-SENT or SYN-RECEIVED states, this would reduce the possibility of considering a spoofed ICMP packet as valid to 1/2^^32. For a TCP endpoint with no data "in flight", this would completely eliminate the possibility of success of these attacks. This validation check has been implemented in Linux [Linux] for many years, in OpenBSD [OpenBSD] since 2004, and in FreeBSD [FreeBSD] and NetBSD [NetBSD] since 2005.
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   It is important to note that while this check greatly increases the
   number of packets required to perform any of the attacks discussed in
   this document, this may not be enough in those scenarios in which
   bandwidth is easily available and/or large TCP windows [RFC1323] are
   in use.  Additionally, this validation check does not help to prevent
   on-path attacks, that is, attacks performed in scenarios in which the
   attacker can sniff the packets that correspond to the target TCP
   connection.

   It should be noted that, as there are no timeliness requirements for
   ICMP error messages, the TCP Sequence Number check described in this
   section might cause legitimate ICMP error messages to be discarded.
   Also, even if this check is enforced, TCP might end up responding to
   stale ICMP error messages (e.g., if the Sequence Number for the
   corresponding direction of the data transfer wraps around).

4.2. Port Randomization

As discussed in the previous sections, in order to perform any of the attacks described in this document, an attacker would need to guess (or know) the four-tuple that identifies the connection to be attacked. Increasing the port number range used for outgoing TCP connections, and randomizing the port number chosen for each outgoing TCP connection, would make it harder for an attacker to perform any of the attacks discussed in this document. [PORT-RANDOM] recommends that transport protocols randomize the ephemeral ports used by clients, and proposes a number of randomization algorithms.

4.3. Filtering ICMP Error Messages Based on the ICMP Payload

The source address of ICMP error messages does not need to be spoofed to perform the attacks described in this document, as the ICMP error messages might legitimately come from an intermediate system. Therefore, simple filtering based on the source address of ICMP error messages does not serve as a counter-measure against these attacks. However, a more advanced packet filtering can be implemented in middlebox devices such as firewalls and NATs. Middleboxes implementing such advanced filtering look at the payload of the ICMP error messages, and perform ingress and egress packet filtering based on the source address of the IP header contained in the payload of the ICMP error message. As the source address contained in the payload of the ICMP error message does need to be spoofed to perform the attacks described in this document, this kind of advanced filtering serves as a counter-measure against these attacks. As with traditional egress filtering [IP-filtering], egress filtering based on the ICMP payload can help to prevent users of the network being
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   protected by the firewall from successfully performing ICMP attacks
   against TCP connections established between external systems.
   Additionally, ingress filtering based on the ICMP payload can prevent
   TCP connections established between internal systems from being
   attacked by external systems.  [ICMP-Filtering] provides examples of
   ICMP filtering based on the ICMP payload.

   This filtering technique has been implemented in OpenBSD's Packet
   Filter [OpenBSD-PF], which has in turn been ported to a number of
   systems, including FreeBSD [FreeBSD].

5. Blind Connection-Reset Attack

5.1. Description

When TCP is handed an ICMP error message, it will perform its fault recovery function, as follows: o If the network problem being reported is a "hard error", TCP will abort the corresponding connection. o If the network problem being reported is a "soft error", TCP will just record this information, and repeatedly retransmit its data until they either get acknowledged, or the connection times out. The Host Requirements RFC [RFC1122] states (in Section 4.2.3.9) that a host SHOULD abort the corresponding connection when receiving an ICMPv4 error message that indicates a "hard error", and states that ICMPv4 error messages of type 3 (Destination Unreachable), codes 2 (protocol unreachable), 3 (port unreachable), and 4 (fragmentation needed and DF bit set) should be considered as indicating "hard errors". In the case of ICMPv4 port unreachables, the specifications are ambiguous, as Section 4.2.3.9 of [RFC1122] states that TCP SHOULD abort the corresponding connection in response to them, but Section 3.2.2.1 of the same RFC ([RFC1122]) states that TCP MUST abort the connection in response to them. While [RFC4443] did not exist when [RFC1122] was published, one could extrapolate the concept of "hard errors" to ICMPv6 error messages of type 1 (Destination Unreachable), codes 1 (communication with destination administratively prohibited), and 4 (port unreachable). Thus, an attacker could use ICMP to perform a blind connection-reset attack by sending any ICMP error message that indicates a "hard error" to either of the two TCP endpoints of the connection. Because of TCP's fault recovery policy, the connection would be immediately aborted.
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   Some stacks are known to extrapolate ICMP "hard errors" across TCP
   connections, increasing the impact of this attack, as a single ICMP
   packet could bring down all the TCP connections between the
   corresponding peers.

   It is important to note that even if TCP itself were protected
   against the blind connection-reset attack described in [Watson] and
   [TCPM-TCPSECURE] by means of authentication at the network layer
   [RFC4301], by means of the TCP MD5 signature option [RFC2385], by
   means of the TCP-AO [RFC5925], or by means of the mechanism specified
   in [TCPM-TCPSECURE], the blind connection-reset attack described in
   this document would still succeed.

5.2. Attack-Specific Counter-Measures

An analysis of the circumstances in which ICMP messages that indicate "hard errors" may be received can shed some light on opportunities to mitigate the impact of ICMP-based blind connection-reset attacks. ICMPv4 type 3 (Destination Unreachable), code 2 (protocol unreachable) This ICMP error message indicates that the host sending the ICMP error message received a packet meant for a transport protocol it does not support. For connection-oriented protocols such as TCP, one could expect to receive such an error as the result of a connection-establishment attempt. However, it would be strange to get such an error during the life of a connection, as this would indicate that support for that transport protocol has been removed from the system sending the error message during the life of the corresponding connection. ICMPv4 type 3 (Destination Unreachable), code 3 (port unreachable) This error message indicates that the system sending the ICMP error message received a packet meant for a socket (IP address, port number) on which there is no process listening. Those transport protocols that have their own mechanisms for signaling this condition should not be receiving these error messages, as the protocol would signal the port unreachable condition by means of its own mechanisms. Assuming that once a connection is established it is not usual for the transport protocol to change (or be reloaded), it should be unusual to get these error messages. ICMPv4 type 3 (Destination Unreachable), code 4 (fragmentation needed and DF bit set)
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      This error message indicates that an intermediate node needed to
      fragment a datagram, but the DF (Don't Fragment) bit in the IP
      header was set.  It is considered a "soft error" when TCP
      implements PMTUD, and a "hard error" if TCP does not implement
      PMTUD.  Those TCP/IP stacks that do not implement PMTUD (or have
      disabled it) but support IP fragmentation/reassembly should not be
      sending their IP packets with the DF bit set, and thus should not
      be receiving these ICMP error messages.  Some TCP/IP stacks that
      do not implement PMTUD and that do not support IP fragmentation/
      reassembly are known to send their packets with the DF bit set,
      and thus could legitimately receive these ICMP error messages.

   ICMPv6 type 1 (Destination Unreachable), code 1 (communication with
      destination administratively prohibited)

      This error message indicates that the destination is unreachable
      because of an administrative policy.  For connection-oriented
      protocols such as TCP, one could expect to receive such an error
      as the result of a connection-establishment attempt.  Receiving
      such an error for a connection in any of the synchronized states
      would mean that the administrative policy changed during the life
      of the connection.  However, in the same way this error condition
      (which was not present when the connection was established)
      appeared, it could get solved in the near term.

   ICMPv6 type 1 (Destination Unreachable), code 4 (port unreachable)

      This error message is analogous to the ICMPv4 type 3 (Destination
      Unreachable), code 3 (port unreachable) error message discussed
      above.  Therefore, the same considerations apply.

   The Host Requirements RFC [RFC1122] states in Section 4.2.3.9 that
   TCP SHOULD abort the corresponding connection in response to ICMPv4
   messages of type 3 (Destination Unreachable), codes 2 (protocol
   unreachable), 3 (port unreachable), and 4 (fragmentation needed and
   DF bit set).  However, Section 3.2.2.1 states that TCP MUST accept an
   ICMPv4 port unreachable (type 3, code 3) for the same purpose as a
   RST.  Therefore, for ICMPv4 messages of type 3, codes 2 and 4, there
   is room to go against the advice provided in the existing
   specifications, while in the case of ICMPv4 messages of type 3,
   code 3, there is ambiguity in the specifications that may or may not
   provide some room to go against that advice.

   Based on this analysis, most popular TCP implementations treat all
   ICMP "hard errors" received for connections in any of the
   synchronized states (ESTABLISHED, FIN-WAIT-1, FIN-WAIT-2, CLOSE-WAIT,
   CLOSING, LAST-ACK, or TIME-WAIT) as "soft errors".  That is, they do
   not abort the corresponding connection upon receipt of them.
Top   ToC   RFC5927 - Page 15
   Additionally, they do not extrapolate ICMP errors across TCP
   connections.  This policy is based on the premise that TCP should be
   as robust as possible.  Aborting the connection would be to ignore
   the valuable feature of the Internet -- that for many internal
   failures, it reconstructs its function without any disruption of the
   endpoints [RFC0816].

   It should be noted that treating ICMP "hard errors" as "soft errors"
   for connections in any of the synchronized states may prevent TCP
   from responding quickly to a legitimate ICMP error message.

   It is interesting to note that, as ICMP error messages are
   transmitted unreliably, transport protocols should not depend on them
   for correct functioning.  In the event one of these messages were
   legitimate, the corresponding connection would eventually time out.
   Also, applications may still be notified asynchronously about the
   error condition, and thus may still abort their connections on their
   own if they consider it appropriate.

   In scenarios such as that in which an intermediate system sets the DF
   bit in the segments transmitted by a TCP that does not implement
   PMTUD, or the TCP at one of the endpoints of the connection is
   dynamically disabled, TCP would only abort the connection after a
   USER TIMEOUT [RFC0793], losing responsiveness.  However, these
   scenarios are very unlikely in production environments, and it is
   probably preferable to potentially lose responsiveness for the sake
   of robustness.  It should also be noted that applications may still
   be notified asynchronously about the error condition, and thus may
   still abort their connections on their own if they consider it
   appropriate.

   In scenarios of multipath routing or route changes, failures in some
   (but not all) of the paths may elicit ICMP error messages that would
   likely not cause a connection abort if any of the counter-measures
   described in this section were implemented.  However, aborting the
   connection would be to ignore the valuable feature of the Internet --
   that for many internal failures, it reconstructs its function without
   any disruption of the endpoints [RFC0816].  That is, communication
   should survive if there is still a working path to the destination
   system [DClark].  Additionally, applications may still be notified
   asynchronously about the error condition, and thus may still abort
   their connections on their own if they consider it appropriate.

   This counter-measure has been implemented in BSD-derived TCP/IP
   implementations (e.g., [FreeBSD], [NetBSD], and [OpenBSD]) for more
   than ten years [Wright][McKusick].  The Linux kernel has also
   implemented this policy for more than ten years [Linux].
Top   ToC   RFC5927 - Page 16

6. Blind Throughput-Reduction Attack

6.1. Description

The Host Requirements RFC [RFC1122] states in Section 4.2.3.9 that hosts MUST react to ICMPv4 Source Quench messages by slowing transmission on the connection. Thus, an attacker could send ICMPv4 Source Quench (type 4, code 0) messages to a TCP endpoint to make it reduce the rate at which it sends data to the other endpoint of the connection. [RFC1122] further adds that the RECOMMENDED procedure is to put the corresponding connection in the slow-start phase of TCP's congestion control algorithm [RFC5681]. In the case of those implementations that use an initial congestion window of one segment, a sustained attack would reduce the throughput of the attacked connection to about SMSS (Sender Maximum Segment Size) [RFC5681] bytes per RTT (round-trip time). The throughput achieved during an attack might be a little higher if a larger initial congestion window is in use [RFC3390].

6.2. Attack-Specific Counter-Measures

As discussed in the "Requirements for IP Version 4 Routers" RFC [RFC1812], research seems to suggest that ICMPv4 Source Quench messages are an ineffective (and unfair) antidote for congestion. [RFC1812] further states that routers SHOULD NOT send ICMPv4 Source Quench messages in response to congestion. Furthermore, TCP implements its own congestion control mechanisms ([RFC5681] [RFC3168]) that do not depend on ICMPv4 Source Quench messages. Based on this reasoning, a large number of implementations completely ignore ICMPv4 Source Quench messages meant for TCP connections. This behavior has been implemented in, at least, Linux [Linux] since 2004, and in FreeBSD [FreeBSD], NetBSD [NetBSD], and OpenBSD [OpenBSD] since 2005. However, it must be noted that this behavior violates the requirement in [RFC1122] to react to ICMPv4 Source Quench messages by slowing transmission on the connection.

7. Blind Performance-Degrading Attack

7.1. Description

When one IP system has a large amount of data to send to another system, the data will be transmitted as a series of IP datagrams. It is usually preferable that these datagrams be of the largest size that does not require fragmentation anywhere along the path from the source to the destination. This datagram size is referred to as the Path MTU (PMTU) and is equal to the minimum of the MTUs of each hop in the path. A technique called "Path MTU Discovery" (PMTUD) lets IP
Top   ToC   RFC5927 - Page 17
   systems determine the Path MTU of an arbitrary internet path.
   [RFC1191] and [RFC1981] specify the PMTUD mechanism for IPv4 and
   IPv6, respectively.

   The PMTUD mechanism for IPv4 uses the Don't Fragment (DF) bit in the
   IP header to dynamically discover the Path MTU.  The basic idea
   behind the PMTUD mechanism is that a source system assumes that the
   MTU of the path is that of the first hop, and sends all its datagrams
   with the DF bit set.  If any of the datagrams is too large to be
   forwarded without fragmentation by some intermediate router, the
   router will discard the corresponding datagram and will return an
   ICMPv4 "Destination Unreachable, fragmentation needed and DF set"
   (type 3, code 4) error message to the sending system.  This message
   will report the MTU of the constricting hop, so that the sending
   system can reduce the assumed Path-MTU accordingly.

   For IPv6, intermediate systems do not fragment packets.  Thus,
   there's an "implicit" DF bit set in every packet sent on a network.
   If any of the datagrams is too large to be forwarded without
   fragmentation by some intermediate router, the router will discard
   the corresponding datagram, and will return an ICMPv6 "Packet Too
   Big" (type 2, code 0) error message to the sending system.  This
   message will report the MTU of the constricting hop, so that the
   sending system can reduce the assumed Path-MTU accordingly.

   As discussed in both [RFC1191] and [RFC1981], the Path-MTU Discovery
   mechanism can be used to attack TCP.  An attacker could send a
   crafted ICMPv4 "Destination Unreachable, fragmentation needed and DF
   set" packet (or their ICMPv6 counterpart) to the sending system,
   advertising a small Next-Hop MTU.  As a result, the attacked system
   would reduce the size of the packets it sends for the corresponding
   connection accordingly.

   The effect of this attack is two-fold.  On one hand, it will increase
   the headers/data ratio, thus increasing the overhead needed to send
   data to the remote TCP endpoint.  On the other hand, if the attacked
   system wanted to keep the same throughput it was achieving before
   being attacked, it would have to increase the packet rate.  On
   virtually all systems, this will lead to an increased processing
   overhead, thus degrading the overall system performance.

   A particular scenario that may take place is one in which an attacker
   reports a Next-Hop MTU smaller than or equal to the amount of bytes
   needed for headers (IP header, plus TCP header).  For example, if the
   attacker reports a Next-Hop MTU of 68 bytes, and the amount of bytes
   used for headers (IP header, plus TCP header) is larger than
   68 bytes, the assumed Path-MTU will not even allow the attacked
   system to send a single byte of application data without
Top   ToC   RFC5927 - Page 18
   fragmentation.  This particular scenario might lead to unpredictable
   results.  Another possible scenario is one in which a TCP connection
   is being secured by means of IPsec.  If the Next-Hop MTU reported by
   the attacker is smaller than the amount of bytes needed for headers
   (IP and IPsec, in this case), the assumed Path-MTU will not even
   allow the attacked system to send a single byte of the TCP header
   without fragmentation.  This is another scenario that may lead to
   unpredictable results.

   For IPv4, the reported Next-Hop MTU could be as small as 68 octets,
   as [RFC0791] requires every internet module to be able to forward a
   datagram of 68 octets without further fragmentation.  For IPv6, while
   the required minimum IPv6 MTU is 1280, the reported Next-Hop MTU can
   be smaller than 1280 octets [RFC2460].  If the reported Next-Hop MTU
   is smaller than the minimum IPv6 MTU, the receiving host is not
   required to reduce the Path-MTU to a value smaller than 1280, but is
   required to include a fragmentation header in the outgoing packets to
   that destination from that moment on.

7.2. Attack-Specific Counter-Measures

The IETF has standardized a Path-MTU Discovery mechanism called "Packetization Layer Path MTU Discovery" (PLPMTUD) that does not depend on ICMP error messages. Implementation of the aforementioned mechanism in replacement of the traditional PMTUD (specified in [RFC1191] and [RFC1981]) eliminates this vulnerability. However, it can also lead to an increase in PMTUD convergence time. This section describes a modification to the PMTUD mechanism specified in [RFC1191] and [RFC1981] that has been incorporated in OpenBSD and NetBSD (since 2005) to improve TCP's resistance to the blind performance-degrading attack described in Section 7.1. The described counter-measure basically disregards ICMP messages when a connection makes progress, without violating any of the requirements stated in [RFC1191] and [RFC1981]. Henceforth, we will refer to both ICMPv4 "fragmentation needed and DF bit set" and ICMPv6 "Packet Too Big" messages as "ICMP Packet Too Big" messages. In addition to the general validation check described in Section 4.1, these implementations include a modification to TCP's reaction to ICMP "Packet Too Big" error messages that disregards them when a connection makes progress, and honors them only after the corresponding data have been retransmitted a specified number of times. This means that upon receipt of an ICMP "Packet Too Big"
Top   ToC   RFC5927 - Page 19
   error message, TCP just records this information, and honors it only
   when the corresponding data have already been retransmitted a
   specified number of times.

   While this basic policy would greatly mitigate the impact of the
   attack against the PMTUD mechanism, it would also mean that it might
   take TCP more time to discover the Path-MTU for a TCP connection.
   This would be particularly annoying for connections that have just
   been established, as it might take TCP several transmission attempts
   (and the corresponding timeouts) before it discovers the PMTU for the
   corresponding connection.  Thus, this policy would increase the time
   it takes for data to begin to be received at the destination host.

   In order to protect TCP from the attack against the PMTUD mechanism,
   while still allowing TCP to quickly determine the initial Path-MTU
   for a connection, the aforementioned implementations have divided the
   traditional PMTUD mechanism into two stages: Initial Path-MTU
   Discovery and Path-MTU Update.

   The Initial Path-MTU Discovery stage is when TCP tries to send
   segments that are larger than the ones that have so far been sent and
   acknowledged for this connection.  That is, in the Initial Path-MTU
   Discovery stage, TCP has no record of these large segments getting to
   the destination host, and thus these implementations believe the
   network when it reports that these packets are too large to reach the
   destination host without being fragmented.

   The Path-MTU Update stage is when TCP tries to send segments that are
   equal to or smaller than the ones that have already been sent and
   acknowledged for this connection.  During the Path-MTU Update stage,
   TCP already has knowledge of the estimated Path-MTU for the given
   connection.  Thus, in this case, these implementations are more
   cautious with the errors being reported by the network.

   In order to allow TCP to distinguish segments between those
   performing Initial Path-MTU Discovery and those performing Path-MTU
   Update, two new variables are introduced to TCP: maxsizesent and
   maxsizeacked.

   The maxsizesent variable holds the size (in octets) of the largest
   packet that has so far been sent for this connection.  It is
   initialized to 68 (the minimum IPv4 MTU) when the underlying Internet
   Protocol is IPv4, and is initialized to 1280 (the minimum IPv6 MTU)
   when the underlying Internet Protocol is IPv6.  Whenever a packet
   larger than maxsizesent octets is sent, maxsizesent is set to that
   value.
Top   ToC   RFC5927 - Page 20
   On the other hand, maxsizeacked holds the size (in octets) of the
   largest packet (data, plus headers) that has so far been acknowledged
   for this connection.  It is initialized to 68 (the minimum IPv4 MTU)
   when the underlying Internet Protocol is IPv4, and is initialized to
   1280 (the minimum IPv6 MTU) when the underlying Internet Protocol is
   IPv6.  Whenever an acknowledgement for a packet larger than
   maxsizeacked octets is received, maxsizeacked is set to the size of
   that acknowledged packet.  Note that because of TCP's cumulative
   acknowledgement, a single ACK may acknowledge the receipt of more
   than one packet.  When that happens, the algorithm may "incorrectly"
   assume it is in the "Path-MTU Update" stage, rather than the "Initial
   Path-MTU Discovery" stage (as described below).

   Upon receipt of an ICMP "Packet Too Big" error message, the Next-Hop
   MTU claimed by the ICMP message (henceforth "claimedmtu") is compared
   with maxsizesent.  If claimedmtu is larger than maxsizesent, then the
   ICMP error message is silently discarded.  The rationale for this is
   that the ICMP error message cannot be legitimate if it claims to have
   been triggered by a packet larger than the largest packet we have so
   far sent for this connection.

   If this check is passed, claimedmtu is compared with maxsizeacked.
   If claimedmtu is equal to or larger than maxsizeacked, TCP is
   supposed to be at the Initial Path-MTU Discovery stage, and thus the
   ICMP "Packet Too Big" error message is honored immediately.  That is,
   the assumed Path-MTU is updated according to the Next-Hop MTU claimed
   in the ICMP error message.  Also, maxsizesent is reset to the minimum
   MTU of the Internet Protocol in use (68 for IPv4, and 1280 for IPv6).

   On the other hand, if claimedmtu is smaller than maxsizeacked, TCP is
   supposed to be in the Path-MTU Update stage.  At this stage, these
   implementations are more cautious with the errors being reported by
   the network, and therefore just record the received error message,
   and delay the update of the assumed Path-MTU.

   To perform this delay, one new variable and one new parameter are
   introduced to TCP: nsegrto and MAXSEGRTO.  The nsegrto variable holds
   the number of times a specified segment has timed out.  It is
   initialized to zero, and is incremented by one every time the
   corresponding segment times out.  MAXSEGRTO specifies the number of
   times a given segment must time out before an ICMP "Packet Too Big"
   error message can be honored, and can be set, in principle, to any
   value greater than or equal to 0.
Top   ToC   RFC5927 - Page 21
   Thus, if nsegrto is greater than or equal to MAXSEGRTO, and there's a
   pending ICMP "Packet Too Big" error message, the corresponding error
   message is processed.  At that point, maxsizeacked is set to
   claimedmtu, and maxsizesent is set to 68 (for IPv4) or 1280 (for
   IPv6).

   If, while there is a pending ICMP "Packet Too Big" error message, the
   TCP SEQ claimed by the pending message is acknowledged (i.e., an ACK
   that acknowledges that sequence number is received), then the
   "pending error" condition is cleared.

   The rationale behind performing this delayed processing of ICMP
   "Packet Too Big" messages is that if there is progress on the
   connection, the ICMP "Packet Too Big" errors must be a false claim.
   By checking for progress on the connection, rather than just for
   staleness of the received ICMP messages, TCP is protected from attack
   even if the offending ICMP messages are "in window", and as a
   corollary, is made more robust to spurious ICMP messages triggered
   by, for example, corrupted TCP segments.

   MAXSEGRTO can be set, in principle, to any value greater than or
   equal to 0.  Setting MAXSEGRTO to 0 would make TCP perform the
   traditional PMTUD mechanism defined in [RFC1191] and [RFC1981].  A
   MAXSEGRTO of 1 provides enough protection for most cases.  In any
   case, implementations are free to choose higher values for this
   constant.  MAXSEGRTO could be a function of the Next-Hop MTU claimed
   in the received ICMP "Packet Too Big" message.  That is, higher
   values for MAXSEGRTO could be imposed when the received ICMP "Packet
   Too Big" message claims a Next-Hop MTU that is smaller than some
   specified value.  Both OpenBSD and NetBSD set MAXSEGRTO to 1.

   In the event a higher level of protection is desired at the expense
   of a higher delay in the discovery of the Path-MTU, an implementation
   could consider TCP to always be in the Path-MTU Update stage, thus
   always delaying the update of the assumed Path-MTU.

   Section 7.3 shows this counter-measure in action.  Section 7.4 shows
   this counter-measure in pseudo-code.

   It is important to note that the mechanism described in this section
   is an improvement to the current Path-MTU discovery mechanism, to
   mitigate its security implications.  The current PMTUD mechanism, as
   specified by [RFC1191] and [RFC1981], still suffers from some
   functionality problems [RFC2923] that this document does not aim to
   address.  A mechanism that addresses those issues is described in
   [RFC4821].
Top   ToC   RFC5927 - Page 22

7.3. The Counter-Measure for the PMTUD Attack in Action

This section illustrates the operation of the counter-measure for the ICMP attack against the PMTUD mechanism that has been implemented in OpenBSD and NetBSD. It shows both how the fix protects TCP from being attacked and how the counter-measure works in normal scenarios. As discussed in Section 7.2, this section assumes the PMTUD-specific counter-measure is implemented in addition to the TCP sequence number checking described in Section 4.1. Figure 1 illustrates a hypothetical scenario in which two hosts are connected by means of three intermediate routers. It also shows the MTU of each hypothetical hop. All the following subsections assume the network setup of this figure. Also, for simplicity's sake, all subsections assume an IP header of 20 octets and a TCP header of 20 octets. Thus, for example, when the PMTU is assumed to be 1500 octets, TCP will send segments that contain, at most, 1460 octets of data. For simplicity's sake, all the following subsections assume the TCP implementation at Host 1 (H1) has chosen a MAXSEGRTO of 1. +----+ +----+ +----+ +----+ +----+ | H1 |--------| R1 |--------| R2 |--------| R3 |--------| H2 | +----+ +----+ +----+ +----+ +----+ MTU=4464 MTU=2048 MTU=1500 MTU=4464 Figure 1: Hypothetical Scenario

7.3.1. Normal Operation for Bulk Transfers

This subsection shows the counter-measure in normal operation, when a TCP connection is used for bulk transfers. That is, it shows how the counter-measure works when there is no attack taking place and a TCP connection is used for transferring large amounts of data. This section assumes that just after the connection is established, one of the TCP endpoints begins to transfer data in packets that are as large as possible.
Top   ToC   RFC5927 - Page 23
       Host 1                                       Host 2

   1.    -->            <SEQ=100><CTL=SYN>           -->
   2.    <--      <SEQ=X><ACK=101><CTL=SYN,ACK>      <--
   3.    -->       <SEQ=101><ACK=X+1><CTL=ACK>       -->
   4.    --> <SEQ=101><ACK=X+1><CTL=ACK><DATA=4424>  -->
   5.       <--- ICMP "Packet Too Big" MTU=2048, TCPseq#=101 <--- R1
   6.    --> <SEQ=101><ACK=X+1><CTL=ACK><DATA=2008>  -->
   7.       <--- ICMP "Packet Too Big" MTU=1500, TCPseq#=101 <--- R2
   8.    --> <SEQ=101><ACK=X+1><CTL=ACK><DATA=1460>  -->
   9.    <--      <SEQ=X+1><ACK=1561><CTL=ACK>       <--

               Figure 2: Normal Operation for Bulk Transfers

   The nsegrto variable is initialized to zero.  Both maxsizeacked and
   maxsizesent are initialized to the minimum MTU for the Internet
   Protocol being used (68 for IPv4, and 1280 for IPv6).

   In lines 1 to 3, the three-way handshake takes place, and the
   connection is established.  In line 4, H1 tries to send a full-sized
   TCP segment.  As described by [RFC1191] and [RFC1981], in this case,
   TCP will try to send a segment with 4424 bytes of data, which will
   result in an IP packet of 4464 octets.  Therefore, maxsizesent is set
   to 4464.  When the packet reaches R1, it elicits an ICMP "Packet Too
   Big" error message.

   In line 5, H1 receives the ICMP error message, which reports a Next-
   Hop MTU of 2048 octets.  After performing the TCP sequence number
   check described in Section 4.1, the Next-Hop MTU reported by the ICMP
   error message (claimedmtu) is compared with maxsizesent.  As it is
   smaller than maxsizesent, it passes the check, and thus is then
   compared with maxsizeacked.  As claimedmtu is larger than
   maxsizeacked, TCP assumes that the corresponding TCP segment was
   performing the Initial PMTU Discovery.  Therefore, the TCP at H1
   honors the ICMP message by updating the assumed Path-MTU.  The
   maxsizesent variable is reset to the minimum MTU of the Internet
   Protocol in use (68 for IPv4, and 1280 for IPv6).

   In line 6, the TCP at H1 sends a segment with 2008 bytes of data,
   which results in an IP packet of 2048 octets.  The maxsizesent
   variable is thus set to 2008 bytes.  When the packet reaches R2, it
   elicits an ICMP "Packet Too Big" error message.

   In line 7, H1 receives the ICMP error message, which reports a Next-
   Hop MTU of 1500 octets.  After performing the TCP sequence number
   check, the Next-Hop MTU reported by the ICMP error message
   (claimedmtu) is compared with maxsizesent.  As it is smaller than
   maxsizesent, it passes the check, and thus is then compared with
Top   ToC   RFC5927 - Page 24
   maxsizeacked.  As claimedmtu is larger than maxsizeacked, TCP assumes
   that the corresponding TCP segment was performing the Initial PMTU
   Discovery.  Therefore, the TCP at H1 honors the ICMP message by
   updating the assumed Path-MTU.  The maxsizesent variable is reset to
   the minimum MTU of the Internet Protocol in use.

   In line 8, the TCP at H1 sends a segment with 1460 bytes of data,
   which results in an IP packet of 1500 octets.  Thus, maxsizesent is
   set to 1500.  This packet reaches H2, where it elicits an
   acknowledgement (ACK) segment.

   In line 9, H1 finally gets the acknowledgement for the data segment.
   As the corresponding packet was larger than maxsizeacked, TCP updates
   maxsizeacked, setting it to 1500.  At this point, TCP has discovered
   the Path-MTU for this TCP connection.

7.3.2. Operation during Path-MTU Changes

Let us suppose a TCP connection between H1 and H2 has already been established, and that the PMTU for the connection has already been discovered to be 1500. At this point, both maxsizesent and maxsizeacked are equal to 1500, and nsegrto is equal to 0. Suppose some time later the PMTU decreases to 1492. For simplicity, let us suppose that the Path-MTU has decreased because the MTU of the link between R2 and R3 has decreased from 1500 to 1492. Figure 3 illustrates how the counter-measure would work in this scenario. Host 1 Host 2 1. (Path-MTU decreases) 2. --> <SEQ=100><ACK=X><CTL=ACK><DATA=1460> --> 3. <--- ICMP "Packet Too Big" MTU=1492, TCPseq#=100 <--- R2 4. (Segment times out) 5. --> <SEQ=100><ACK=X><CTL=ACK><DATA=1452> --> 6. <-- <SEQ=X><ACK=1552><CTL=ACK> <-- Figure 3: Operation during Path-MTU Changes In line 1, the Path-MTU for this connection decreases from 1500 to 1492. In line 2, the TCP at H1, without being aware of the Path-MTU change, sends a 1500-byte packet to H2. When the packet reaches R2, it elicits an ICMP "Packet Too Big" error message. In line 3, H1 receives the ICMP error message, which reports a Next- Hop MTU of 1492 octets. After performing the TCP sequence number check, the Next-Hop MTU reported by the ICMP error message (claimedmtu) is compared with maxsizesent. As claimedmtu is smaller than maxsizesent, it is then compared with maxsizeacked. As
Top   ToC   RFC5927 - Page 25
   claimedmtu is smaller than maxsizeacked (full-sized packets were
   getting to the remote endpoint), this packet is assumed to be
   performing Path-MTU Update, and a "pending error" condition is
   recorded.

   In line 4, the segment times out.  Thus, nsegrto is incremented by 1.
   As nsegrto is greater than or equal to MAXSEGRTO, the assumed Path-
   MTU is updated.  The nsegrto variable is reset to 0, maxsizeacked is
   set to claimedmtu, and maxsizesent is set to the minimum MTU of the
   Internet Protocol in use.

   In line 5, H1 retransmits the data using the updated PMTU, and thus
   maxsizesent is set to 1492.  The resulting packet reaches H2, where
   it elicits an acknowledgement (ACK) segment.

   In line 6, H1 finally gets the acknowledgement for the data segment.
   At this point, TCP has discovered the new Path-MTU for this TCP
   connection.

7.3.3. Idle Connection Being Attacked

Let us suppose a TCP connection between H1 and H2 has already been established, and the PMTU for the connection has already been discovered to be 1500. Figure 4 shows a sample time-line diagram that illustrates an idle connection being attacked. Host 1 Host 2 1. --> <SEQ=100><ACK=X><CTL=ACK><DATA=50> --> 2. <-- <SEQ=X><ACK=150><CTL=ACK> <-- 3. <--- ICMP "Packet Too Big" MTU=68, TCPseq#=100 <--- 4. <--- ICMP "Packet Too Big" MTU=68, TCPseq#=100 <--- 5. <--- ICMP "Packet Too Big" MTU=68, TCPseq#=100 <--- Figure 4: Idle Connection Being Attacked In line 1, H1 sends its last bunch of data. In line 2, H2 acknowledges the receipt of these data. Then the connection becomes idle. In lines 3, 4, and 5, an attacker sends forged ICMP "Packet Too Big" error messages to H1. Regardless of how many packets it sends and of the TCP sequence number each ICMP packet includes, none of these ICMP error messages will pass the TCP sequence number check described in Section 4.1, as H1 has no unacknowledged data "in flight" to H2. Therefore, the attack does not succeed.
Top   ToC   RFC5927 - Page 26

7.3.4. Active Connection Being Attacked after Discovery of the Path-MTU

Let us suppose an attacker attacks a TCP connection for which the PMTU has already been discovered. In this case, as illustrated in Figure 1, the PMTU would be found to be 1500 bytes. Figure 5 shows a possible packet exchange. Host 1 Host 2 1. --> <SEQ=100><ACK=X><CTL=ACK><DATA=1460> --> 2. --> <SEQ=1560><ACK=X><CTL=ACK><DATA=1460> --> 3. --> <SEQ=3020><ACK=X><CTL=ACK><DATA=1460> --> 4. --> <SEQ=4480><ACK=X><CTL=ACK><DATA=1460> --> 5. <--- ICMP "Packet Too Big" MTU=68, TCPseq#=100 <--- 6. <-- <SEQ=X><CTL=ACK><ACK=1560> <-- Figure 5: Active Connection Being Attacked after Discovery of PMTU As we assume the PMTU has already been discovered, we also assume both maxsizesent and maxsizeacked are equal to 1500. We assume nsegrto is equal to zero, as there have been no segment timeouts. In lines 1, 2, 3, and 4, H1 sends four data segments to H2. In line 5, an attacker sends a forged ICMP error message to H1. We assume the attacker is lucky enough to guess both the four-tuple that identifies the connection and a valid TCP sequence number. As the Next-Hop MTU claimed in the ICMP "Packet Too Big" message (claimedmtu) is smaller than maxsizeacked, this packet is assumed to be performing Path-MTU Update. Thus, the error message is recorded. In line 6, H1 receives an acknowledgement for the segment sent in line 1, before it times out. At this point, the "pending error" condition is cleared, and the recorded ICMP "Packet Too Big" error message is ignored. Therefore, the attack does not succeed.

7.3.5. TCP Peer Attacked when Sending Small Packets Just after the Three-Way Handshake

This section analyzes a scenario in which a TCP peer that is sending small segments just after the connection has been established is attacked. The connection could be in use by protocols such as SMTP [RFC5321] and HTTP [RFC2616], for example, which usually behave like this. Figure 6 shows a possible packet exchange for such a scenario.
Top   ToC   RFC5927 - Page 27
       Host 1                                       Host 2

   1.    -->           <SEQ=100><CTL=SYN>            -->
   2.    <--      <SEQ=X><ACK=101><CTL=SYN,ACK>      <--
   3.    -->       <SEQ=101><ACK=X+1><CTL=ACK>       -->
   4.    -->  <SEQ=101><ACK=X+1><CTL=ACK><DATA=100>  -->
   5.    <--       <SEQ=X+1><ACK=201><CTL=ACK>       <--
   6.    -->  <SEQ=201><ACK=X+1><CTL=ACK><DATA=100>  -->
   7.    -->  <SEQ=301><ACK=X+1><CTL=ACK><DATA=100>  -->
   8.       <--- ICMP "Packet Too Big" MTU=150, TCPseq#=201 <---

          Figure 6: TCP Peer Attacked when Sending Small Packets
                    Just after the Three-Way Handshake

   The nsegrto variable is initialized to zero.  Both maxsizesent and
   maxsizeacked are initialized to the minimum MTU for the Internet
   Protocol being used (68 for IPv4, and 1280 for IPv6).

   In lines 1 to 3, the three-way handshake takes place, and the
   connection is established.  At this point, the assumed Path-MTU for
   this connection is 4464.  In line 4, H1 sends a small segment (which
   results in a 140-byte packet) to H2.  Therefore, maxsizesent is set
   to 140.  In line 5, this segment is acknowledged, and thus
   maxsizeacked is set to 140.

   In lines 6 and 7, H1 sends two small segments to H2.  In line 8,
   while the segments from lines 6 and 7 are still "in flight" to H2, an
   attacker sends a forged ICMP "Packet Too Big" error message to H1.
   Assuming the attacker is lucky enough to guess a valid TCP sequence
   number, this ICMP message will pass the TCP sequence number check.
   The Next-Hop MTU reported by the ICMP error message (claimedmtu) is
   then compared with maxsizesent.  As claimedmtu is larger than
   maxsizesent, the ICMP error message is silently discarded.
   Therefore, the attack does not succeed.

7.4. Pseudo-Code for the Counter-Measure for the Blind Performance- Degrading Attack

This section contains a pseudo-code version of the counter-measure described in Section 7.2 for the blind performance-degrading attack described in Section 7. It is meant as guidance for developers on how to implement this counter-measure. The pseudo-code makes use of the following variables, constants, and functions:
Top   ToC   RFC5927 - Page 28
   ack
      Variable holding the acknowledgement number contained in the TCP
      segment that has just been received.

   acked_packet_size
      Variable holding the packet size (data, plus headers) that the ACK
      that has just been received is acknowledging.

   adjust_mtu()
      Function that adjusts the MTU for this connection, according to
      the ICMP "Packet Too Big" that was last received.

   claimedmtu
      Variable holding the Next-Hop MTU advertised by the ICMP "Packet
      Too Big" error message.

   claimedtcpseq
      Variable holding the TCP sequence number contained in the payload
      of the ICMP "Packet Too Big" message that has just been received
      or was last recorded.

   current_mtu
      Variable holding the assumed Path-MTU for this connection.

   drop_message()
      Function that performs the necessary actions to drop the ICMP
      message being processed.

   initial_mtu
      Variable holding the MTU for new connections, as explained in
      [RFC1191] and [RFC1981].

   maxsizeacked
      Variable holding the largest packet size (data, plus headers) that
      has so far been acked for this connection, as explained in
      Section 7.2.

   maxsizesent
      Variable holding the largest packet size (data, plus headers) that
      has so far been sent for this connection, as explained in
      Section 7.2.

   nsegrto
      Variable holding the number of times this segment has timed out,
      as explained in Section 7.2.

   packet_size
      Variable holding the size of the IP datagram being sent.
Top   ToC   RFC5927 - Page 29
   pending_message
      Variable (flag) that indicates whether there is a pending ICMP
      "Packet Too Big" message to be processed.

   save_message()
      Function that records the ICMP "Packet Too Big" message that has
      just been received.

   MINIMUM_MTU
      Constant holding the minimum MTU for the Internet Protocol in use
      (68 for IPv4, and 1280 for IPv6).

   MAXSEGRTO
      Constant holding the number of times a given segment must time out
      before an ICMP "Packet Too Big" error message can be honored.


   EVENT: New TCP connection

    current_mtu = initial_mtu;
    maxsizesent = MINIMUM_MTU;
    maxsizeacked = MINIMUM_MTU;
    nsegrto = 0;
    pending_message = 0;

   EVENT: Segment is sent

    if (packet_size > maxsizesent)
         maxsizesent = packet_size;

   EVENT: Segment is received

    if (acked_packet_size > maxsizeacked)
         maxsizeacked = acked_packet_size;

    if (pending_message)
         if (ack > claimedtcpseq){
              pending_message = 0;
              nsegrto = 0;
         }

   EVENT: ICMP "Packet Too Big" message is received

    if (claimedmtu <= MINIMUM_MTU)
         drop_message();

    if (claimedtcpseq < SND.UNA || claimedtcpseq >= SND.NXT)
         drop_message();
Top   ToC   RFC5927 - Page 30
    else {
         if (claimedmtu > maxsizesent || claimedmtu >= current_mtu)
              drop_message();

         else {
              if (claimedmtu > maxsizeacked){
                   adjust_mtu();
                   current_mtu = claimedmtu;
                   maxsizesent = MINIMUM_MTU;
              }

              else {
                   pending_message = 1;
                   save_message();
              }
         }
    }

   EVENT: Segment times out

    nsegrto++;

    if (pending_message && nsegrto >= MAXSEGRTO){
         adjust_mtu();
         nsegrto = 0;
         pending_message = 0;
         maxsizeacked = claimedmtu;
         maxsizesent = MINIMUM_MTU;
         current_mtu = claimedmtu;
    }

   Notes:
      All comparisons between sequence numbers must be performed using
      sequence number arithmetic.

      The pseudo-code implements the mechanism described in Section 7.2,
      the TCP sequence number checking described in Section 4.1, and the
      validation check on the advertised Next-Hop MTU described in
      [RFC1191] and [RFC1981].

8. Security Considerations

This document describes the use of ICMP error messages to perform a number of attacks against TCP, and describes a number of widely implemented counter-measures that either eliminate or reduce the impact of these attacks when they are performed by off-path attackers.
Top   ToC   RFC5927 - Page 31
   Section 4.1 describes a validation check that could be enforced on
   ICMP error messages, such that TCP reacts only to those ICMP error
   messages that appear to relate to segments currently "in flight" to
   the destination system.  This requires more effort on the side of an
   off-path attacker at the expense of possible reduced responsiveness
   to network errors.

   Section 4.2 describes how randomization of TCP ephemeral ports
   requires more effort on the side of the attacker to successfully
   exploit any of the attacks described in this document.

   Section 4.3 describes how ICMP error messages could possibly be
   filtered based on their payload, to prevent users of the local
   network from successfully performing attacks against third-party
   connections.  This is analogous to ingress filtering and egress
   filtering of IP packets [IP-filtering].

   Section 5.2 describes an attack-specific counter-measure for the
   blind connection-reset attack.  It describes the processing of ICMP
   "hard errors" as "soft errors" when they are received for connections
   in any of the synchronized states.  This counter-measure eliminates
   the aforementioned vulnerability in synchronized connections at the
   expense of possible reduced responsiveness in some network scenarios.

   Section 6.2 describes an attack-specific counter-measure for the
   blind throughput-reduction attack.  It suggests that the
   aforementioned vulnerability can be eliminated by ignoring ICMPv4
   Source Quench messages meant for TCP connections.  This is in
   accordance with research results that indicate that ICMPv4 Source
   Quench messages are ineffective and are an unfair antidote for
   congestion.

   Finally, Section 7.2 describes an attack-specific counter-measure for
   the blind performance-degrading attack.  It consists of the
   validation check described in Section 4.1, with a modification that
   makes TCP react to ICMP "Packet Too Big" error messages such that
   they are processed when an outstanding TCP segment times out.  This
   counter-measure parallels the Packetization Layer Path MTU Discovery
   (PLPMTUD) mechanism [RFC4821].  It should be noted that if this
   counter-measure is implemented, in some scenarios TCP may respond
   more slowly to valid ICMP "Packet Too Big" error messages.

   A discussion of these and other attack vectors for performing similar
   attacks against TCP (along with possible counter-measures) can be
   found in [CPNI-TCP] and [TCP-SECURITY].
Top   ToC   RFC5927 - Page 32

9. Acknowledgements

This document was inspired by Mika Liljeberg, while discussing some issues related to [RFC5461] by private e-mail. The author would like to thank (in alphabetical order): Bora Akyol, Mark Allman, Ran Atkinson, James Carlson, Alan Cox, Theo de Raadt, Wesley Eddy, Lars Eggert, Ted Faber, Juan Fraschini, Markus Friedl, Guillermo Gont, John Heffner, Alfred Hoenes, Vivek Kakkar, Michael Kerrisk, Mika Liljeberg, Matt Mathis, David Miller, Toby Moncaster, Miles Nordin, Eloy Paris, Kacheong Poon, Andrew Powell, Pekka Savola, Donald Smith, Pyda Srisuresh, Fred Templin, and Joe Touch for contributing many valuable comments. Juan Fraschini and the author of this document implemented freely available audit tools to help vendors audit their systems by reproducing the attacks discussed in this document. These tools are available at http://www.gont.com.ar/tools/index.html. Markus Friedl, Chad Loder, and the author of this document produced and tested in OpenBSD [OpenBSD] the first implementation of the counter-measure described in Section 7.2. This first implementation helped to test the effectiveness of the ideas introduced in this document, and has served as a reference implementation for other operating systems. The author would like to thank the UK's Centre for the Protection of National Infrastructure (CPNI) -- formerly the National Infrastructure Security Co-ordination Centre (NISCC) -- for coordinating the disclosure of these issues with a large number of vendors and CSIRTs (Computer Security Incident Response Teams). The author wishes to express deep and heartfelt gratitude to Jorge Oscar Gont and Nelida Garcia, for their precious motivation and guidance.

10. References

10.1. Normative References

[RFC0791] Postel, J., "Internet Protocol", STD 5, RFC 791, September 1981. [RFC0792] Postel, J., "Internet Control Message Protocol", STD 5, RFC 792, September 1981. [RFC0793] Postel, J., "Transmission Control Protocol", STD 7, RFC 793, September 1981.
Top   ToC   RFC5927 - Page 33
   [RFC1122]         Braden, R., "Requirements for Internet Hosts -
                     Communication Layers", STD 3, RFC 1122,
                     October 1989.

   [RFC1191]         Mogul, J. and S. Deering, "Path MTU discovery",
                     RFC 1191, November 1990.

   [RFC1812]         Baker, F., "Requirements for IP Version 4 Routers",
                     RFC 1812, June 1995.

   [RFC1981]         McCann, J., Deering, S., and J. Mogul, "Path MTU
                     Discovery for IP version 6", RFC 1981, August 1996.

   [RFC2119]         Bradner, S., "Key words for use in RFCs to Indicate
                     Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC2460]         Deering, S. and R. Hinden, "Internet Protocol,
                     Version 6 (IPv6) Specification", RFC 2460,
                     December 1998.

   [RFC4301]         Kent, S. and K. Seo, "Security Architecture for the
                     Internet Protocol", RFC 4301, December 2005.

   [RFC4443]         Conta, A., Deering, S., and M. Gupta, "Internet
                     Control Message Protocol (ICMPv6) for the Internet
                     Protocol Version 6 (IPv6) Specification", RFC 4443,
                     March 2006.

   [RFC4884]         Bonica, R., Gan, D., Tappan, D., and C. Pignataro,
                     "Extended ICMP to Support Multi-Part Messages",
                     RFC 4884, April 2007.

10.2. Informative References

[CPNI-TCP] CPNI, "Security Assessment of the Transmission Control Protocol (TCP)", http://www.cpni.gov.uk/ Docs/tn-03-09-security-assessment-TCP.pdf, 2009. [DClark] Clark, D., "The Design Philosophy of the DARPA Internet Protocols", Computer Communication Review Vol. 18, No. 4, 1988. [FreeBSD] The FreeBSD Project, http://www.freebsd.org. [ICMP-Filtering] Gont, F., "Filtering of ICMP error messages", http ://www.gont.com.ar/papers/ filtering-of-icmp-error-messages.pdf.
Top   ToC   RFC5927 - Page 34
   [IP-filtering]    NISCC, "NISCC Technical Note 01/2006: Egress and
                     Ingress Filtering",
                      http://www.cpni.gov.uk/Docs/re-20060420-00294.pdf,
                     2006.

   [Linux]           The Linux Project, "http://www.kernel.org".

   [McKusick]        McKusick, M., Bostic, K., Karels, M., and J.
                     Quarterman, "The Design and Implementation of the
                     4.4 BSD Operating System", Addison-Wesley, 1996.

   [NISCC]           NISCC, "NISCC Vulnerability Advisory 532967/NISCC/
                     ICMP: Vulnerability Issues in ICMP packets with TCP
                     payloads",  http://www.cpni.gov.uk/docs/
                     re-20050412-00303.pdf?lang=en, 2005.

   [NetBSD]          The NetBSD Project, "http://www.netbsd.org".

   [OpenBSD]         The OpenBSD Project, "http://www.openbsd.org".

   [OpenBSD-PF]      The OpenBSD Packet Filter,
                     "http://www.openbsd.org/faq/pf/".

   [PORT-RANDOM]     Larsen, M. and F. Gont, "Transport Protocol Port
                     Randomization Recommendations", Work in Progress,
                     April 2010.

   [RFC0816]         Clark, D., "Fault isolation and recovery", RFC 816,
                     July 1982.

   [RFC1321]         Rivest, R., "The MD5 Message-Digest Algorithm",
                     RFC 1321, April 1992.

   [RFC1323]         Jacobson, V., Braden, B., and D. Borman, "TCP
                     Extensions for High Performance", RFC 1323,
                     May 1992.

   [RFC2385]         Heffernan, A., "Protection of BGP Sessions via the
                     TCP MD5 Signature Option", RFC 2385, August 1998.

   [RFC2616]         Fielding, R., Gettys, J., Mogul, J., Frystyk, H.,
                     Masinter, L., Leach, P., and T. Berners-Lee,
                     "Hypertext Transfer Protocol -- HTTP/1.1",
                     RFC 2616, June 1999.

   [RFC2923]         Lahey, K., "TCP Problems with Path MTU Discovery",
                     RFC 2923, September 2000.
Top   ToC   RFC5927 - Page 35
   [RFC3168]         Ramakrishnan, K., Floyd, S., and D. Black, "The
                     Addition of Explicit Congestion Notification (ECN)
                     to IP", RFC 3168, September 2001.

   [RFC3390]         Allman, M., Floyd, S., and C. Partridge,
                     "Increasing TCP's Initial Window", RFC 3390,
                     October 2002.

   [RFC4271]         Rekhter, Y., Li, T., and S. Hares, "A Border
                     Gateway Protocol 4 (BGP-4)", RFC 4271,
                     January 2006.

   [RFC4821]         Mathis, M. and J. Heffner, "Packetization Layer
                     Path MTU Discovery", RFC 4821, March 2007.

   [RFC4907]         Aboba, B., "Architectural Implications of Link
                     Indications", RFC 4907, June 2007.

   [RFC4953]         Touch, J., "Defending TCP Against Spoofing
                     Attacks", RFC 4953, July 2007.

   [RFC5321]         Klensin, J., "Simple Mail Transfer Protocol",
                     RFC 5321, October 2008.

   [RFC5461]         Gont, F., "TCP's Reaction to Soft Errors",
                     RFC 5461, February 2009.

   [RFC5681]         Allman, M., Paxson, V., and E. Blanton, "TCP
                     Congestion Control", RFC 5681, September 2009.

   [RFC5925]         Touch, J., Mankin, A., and R. Bonica, "The TCP
                     Authentication Option", RFC 5925, June 2010.

   [TCP-SECURITY]    Gont, F., "Security Assessment of the Transmission
                     Control Protocol (TCP)", Work in Progress,
                     February 2010.

   [TCPM-TCPSECURE]  Ramaiah, A., Stewart, R., and M. Dalal, "Improving
                     TCP's Robustness to Blind In-Window Attacks", Work
                     in Progress, May 2010.

   [US-CERT]         US-CERT, "US-CERT Vulnerability Note VU#222750:
                     TCP/IP Implementations do not adequately validate
                     ICMP error messages",
                     http://www.kb.cert.org/vuls/id/222750, 2005.

   [Watson]          Watson, P., "Slipping in the Window: TCP Reset
                     Attacks", CanSecWest Conference, 2004.
Top   ToC   RFC5927 - Page 36
   [Wright]          Wright, G. and W. Stevens, "TCP/IP Illustrated,
                     Volume 2: The Implementation", Addison-
                     Wesley, 1994.

Author's Address

Fernando Gont Universidad Tecnologica Nacional / Facultad Regional Haedo Evaristo Carriego 2644 Haedo, Provincia de Buenos Aires 1706 Argentina Phone: +54 11 4650 8472 EMail: fernando@gont.com.ar URI: http://www.gont.com.ar