4.2. SMTP Replies Replies to SMTP commands serve to ensure the synchronization of requests and actions in the process of mail transfer and to guarantee that the SMTP client always knows the state of the SMTP server. Every command MUST generate exactly one reply. The details of the command-reply sequence are described in Section 4.3. An SMTP reply consists of a three digit number (transmitted as three numeric characters) followed by some text unless specified otherwise in this document. The number is for use by automata to determine what state to enter next; the text is for the human user. The three digits contain enough encoded information that the SMTP client need not examine the text and may either discard it or pass it on to the user, as appropriate. Exceptions are as noted elsewhere in this document. In particular, the 220, 221, 251, 421, and 551 reply codes are associated with message text that must be parsed and interpreted by machines. In the general case, the text may be receiver dependent and context dependent, so there are likely to be varying texts for each reply code. A discussion of the theory of reply codes is given in Section 4.2.1. Formally, a reply is defined to be the sequence: a three-digit code, <SP>, one line of text, and <CRLF>, or a multiline reply (as defined in the same section). Since, in violation of this specification, the text is sometimes not sent, clients that do not receive it SHOULD be prepared to process the code alone (with or without a trailing space character). Only the EHLO, EXPN, and HELP commands are expected to result in multiline replies in normal
circumstances; however, multiline replies are allowed for any command. In ABNF, server responses are: Greeting = ( "220 " (Domain / address-literal) [ SP textstring ] CRLF ) / ( "220-" (Domain / address-literal) [ SP textstring ] CRLF *( "220-" [ textstring ] CRLF ) "220" [ SP textstring ] CRLF ) textstring = 1*(%d09 / %d32-126) ; HT, SP, Printable US-ASCII Reply-line = *( Reply-code "-" [ textstring ] CRLF ) Reply-code [ SP textstring ] CRLF Reply-code = %x32-35 %x30-35 %x30-39 where "Greeting" appears only in the 220 response that announces that the server is opening its part of the connection. (Other possible server responses upon connection follow the syntax of Reply-line.) An SMTP server SHOULD send only the reply codes listed in this document. An SMTP server SHOULD use the text shown in the examples whenever appropriate. An SMTP client MUST determine its actions only by the reply code, not by the text (except for the "change of address" 251 and 551 and, if necessary, 220, 221, and 421 replies); in the general case, any text, including no text at all (although senders SHOULD NOT send bare codes), MUST be acceptable. The space (blank) following the reply code is considered part of the text. Whenever possible, a receiver- SMTP SHOULD test the first digit (severity indication) of the reply code. The list of codes that appears below MUST NOT be construed as permanent. While the addition of new codes should be a rare and significant activity, with supplemental information in the textual part of the response being preferred, new codes may be added as the result of new Standards or Standards-Track specifications. Consequently, a sender-SMTP MUST be prepared to handle codes not specified in this document and MUST do so by interpreting the first digit only. In the absence of extensions negotiated with the client, SMTP servers MUST NOT send reply codes whose first digits are other than 2, 3, 4,
or 5. Clients that receive such out-of-range codes SHOULD normally treat them as fatal errors and terminate the mail transaction. 4.2.1. Reply Code Severities and Theory The three digits of the reply each have a special significance. The first digit denotes whether the response is good, bad, or incomplete. An unsophisticated SMTP client, or one that receives an unexpected code, will be able to determine its next action (proceed as planned, redo, retrench, etc.) by examining this first digit. An SMTP client that wants to know approximately what kind of error occurred (e.g., mail system error, command syntax error) may examine the second digit. The third digit and any supplemental information that may be present is reserved for the finest gradation of information. There are four values for the first digit of the reply code: 2yz Positive Completion reply The requested action has been successfully completed. A new request may be initiated. 3yz Positive Intermediate reply The command has been accepted, but the requested action is being held in abeyance, pending receipt of further information. The SMTP client should send another command specifying this information. This reply is used in command sequence groups (i.e., in DATA). 4yz Transient Negative Completion reply The command was not accepted, and the requested action did not occur. However, the error condition is temporary, and the action may be requested again. The sender should return to the beginning of the command sequence (if any). It is difficult to assign a meaning to "transient" when two different sites (receiver- and sender-SMTP agents) must agree on the interpretation. Each reply in this category might have a different time value, but the SMTP client SHOULD try again. A rule of thumb to determine whether a reply fits into the 4yz or the 5yz category (see below) is that replies are 4yz if they can be successful if repeated without any change in command form or in properties of the sender or receiver (that is, the command is repeated identically and the receiver does not put up a new implementation). 5yz Permanent Negative Completion reply The command was not accepted and the requested action did not occur. The SMTP client SHOULD NOT repeat the exact request (in the same sequence). Even some "permanent" error conditions can be corrected, so the human user may want to direct the SMTP client to
reinitiate the command sequence by direct action at some point in the future (e.g., after the spelling has been changed, or the user has altered the account status). It is worth noting that the file transfer protocol (FTP)  uses a very similar code architecture and that the SMTP codes are based on the FTP model. However, SMTP uses a one-command, one-response model (while FTP is asynchronous) and FTP's 1yz codes are not part of the SMTP model. The second digit encodes responses in specific categories: x0z Syntax: These replies refer to syntax errors, syntactically correct commands that do not fit any functional category, and unimplemented or superfluous commands. x1z Information: These are replies to requests for information, such as status or help. x2z Connections: These are replies referring to the transmission channel. x3z Unspecified. x4z Unspecified. x5z Mail system: These replies indicate the status of the receiver mail system vis-a-vis the requested transfer or other mail system action. The third digit gives a finer gradation of meaning in each category specified by the second digit. The list of replies illustrates this. Each reply text is recommended rather than mandatory, and may even change according to the command with which it is associated. On the other hand, the reply codes must strictly follow the specifications in this section. Receiver implementations should not invent new codes for slightly different situations from the ones described here, but rather adapt codes already defined. For example, a command such as NOOP, whose successful execution does not offer the SMTP client any new information, will return a 250 reply. The reply is 502 when the command requests an unimplemented non-site-specific action. A refinement of that is the 504 reply for a command that is implemented, but that requests an unimplemented parameter.
The reply text may be longer than a single line; in these cases the complete text must be marked so the SMTP client knows when it can stop reading the reply. This requires a special format to indicate a multiple line reply. The format for multiline replies requires that every line, except the last, begin with the reply code, followed immediately by a hyphen, "-" (also known as minus), followed by text. The last line will begin with the reply code, followed immediately by <SP>, optionally some text, and <CRLF>. As noted above, servers SHOULD send the <SP> if subsequent text is not sent, but clients MUST be prepared for it to be omitted. For example: 250-First line 250-Second line 250-234 Text beginning with numbers 250 The last line In a multiline reply, the reply code on each of the lines MUST be the same. It is reasonable for the client to rely on this, so it can make processing decisions based on the code in any line, assuming that all others will be the same. In a few cases, there is important data for the client in the reply "text". The client will be able to identify these cases from the current context. 4.2.2. Reply Codes by Function Groups 500 Syntax error, command unrecognized (This may include errors such as command line too long) 501 Syntax error in parameters or arguments 502 Command not implemented (see Section 4.2.4) 503 Bad sequence of commands 504 Command parameter not implemented 211 System status, or system help reply 214 Help message (Information on how to use the receiver or the meaning of a particular non-standard command; this reply is useful only to the human user)
220 <domain> Service ready 221 <domain> Service closing transmission channel 421 <domain> Service not available, closing transmission channel (This may be a reply to any command if the service knows it must shut down) 250 Requested mail action okay, completed 251 User not local; will forward to <forward-path> (See Section 3.4) 252 Cannot VRFY user, but will accept message and attempt delivery (See Section 3.5.3) 455 Server unable to accommodate parameters 555 MAIL FROM/RCPT TO parameters not recognized or not implemented 450 Requested mail action not taken: mailbox unavailable (e.g., mailbox busy or temporarily blocked for policy reasons) 550 Requested action not taken: mailbox unavailable (e.g., mailbox not found, no access, or command rejected for policy reasons) 451 Requested action aborted: error in processing 551 User not local; please try <forward-path> (See Section 3.4) 452 Requested action not taken: insufficient system storage 552 Requested mail action aborted: exceeded storage allocation 553 Requested action not taken: mailbox name not allowed (e.g., mailbox syntax incorrect) 354 Start mail input; end with <CRLF>.<CRLF> 554 Transaction failed (Or, in the case of a connection-opening response, "No SMTP service here")
4.2.3. Reply Codes in Numeric Order 211 System status, or system help reply 214 Help message (Information on how to use the receiver or the meaning of a particular non-standard command; this reply is useful only to the human user) 220 <domain> Service ready 221 <domain> Service closing transmission channel 250 Requested mail action okay, completed 251 User not local; will forward to <forward-path> (See Section 3.4) 252 Cannot VRFY user, but will accept message and attempt delivery (See Section 3.5.3) 354 Start mail input; end with <CRLF>.<CRLF> 421 <domain> Service not available, closing transmission channel (This may be a reply to any command if the service knows it must shut down) 450 Requested mail action not taken: mailbox unavailable (e.g., mailbox busy or temporarily blocked for policy reasons) 451 Requested action aborted: local error in processing 452 Requested action not taken: insufficient system storage 455 Server unable to accommodate parameters 500 Syntax error, command unrecognized (This may include errors such as command line too long) 501 Syntax error in parameters or arguments 502 Command not implemented (see Section 4.2.4) 503 Bad sequence of commands 504 Command parameter not implemented 550 Requested action not taken: mailbox unavailable (e.g., mailbox not found, no access, or command rejected for policy reasons)
551 User not local; please try <forward-path> (See Section 3.4) 552 Requested mail action aborted: exceeded storage allocation 553 Requested action not taken: mailbox name not allowed (e.g., mailbox syntax incorrect) 554 Transaction failed (Or, in the case of a connection-opening response, "No SMTP service here") 555 MAIL FROM/RCPT TO parameters not recognized or not implemented 4.2.4. Reply Code 502 Questions have been raised as to when reply code 502 (Command not implemented) SHOULD be returned in preference to other codes. 502 SHOULD be used when the command is actually recognized by the SMTP server, but not implemented. If the command is not recognized, code 500 SHOULD be returned. Extended SMTP systems MUST NOT list capabilities in response to EHLO for which they will return 502 (or 500) replies. 4.2.5. Reply Codes after DATA and the Subsequent <CRLF>.<CRLF> When an SMTP server returns a positive completion status (2yz code) after the DATA command is completed with <CRLF>.<CRLF>, it accepts responsibility for: o delivering the message (if the recipient mailbox exists), or o if attempts to deliver the message fail due to transient conditions, retrying delivery some reasonable number of times at intervals as specified in Section 4.5.4. o if attempts to deliver the message fail due to permanent conditions, or if repeated attempts to deliver the message fail due to transient conditions, returning appropriate notification to the sender of the original message (using the address in the SMTP MAIL command). When an SMTP server returns a temporary error status (4yz) code after the DATA command is completed with <CRLF>.<CRLF>, it MUST NOT make a subsequent attempt to deliver that message. The SMTP client retains responsibility for the delivery of that message and may either return it to the user or requeue it for a subsequent attempt (see Section 126.96.36.199).
The user who originated the message SHOULD be able to interpret the return of a transient failure status (by mail message or otherwise) as a non-delivery indication, just as a permanent failure would be interpreted. If the client SMTP successfully handles these conditions, the user will not receive such a reply. When an SMTP server returns a permanent error status (5yz) code after the DATA command is completed with <CRLF>.<CRLF>, it MUST NOT make any subsequent attempt to deliver the message. As with temporary error status codes, the SMTP client retains responsibility for the message, but SHOULD not again attempt delivery to the same server without user review of the message and response and appropriate intervention. 4.3. Sequencing of Commands and Replies 4.3.1. Sequencing Overview The communication between the sender and receiver is an alternating dialogue, controlled by the sender. As such, the sender issues a command and the receiver responds with a reply. Unless other arrangements are negotiated through service extensions, the sender MUST wait for this response before sending further commands. One important reply is the connection greeting. Normally, a receiver will send a 220 "Service ready" reply when the connection is completed. The sender SHOULD wait for this greeting message before sending any commands. Note: all the greeting-type replies have the official name (the fully-qualified primary domain name) of the server host as the first word following the reply code. Sometimes the host will have no meaningful name. See Section 4.1.3 for a discussion of alternatives in these situations. For example, 220 ISIF.USC.EDU Service ready or 220 mail.example.com SuperSMTP v 6.1.2 Service ready or 220 [10.0.0.1] Clueless host service ready The table below lists alternative success and failure replies for each command. These SHOULD be strictly adhered to. A receiver MAY
substitute text in the replies, but the meanings and actions implied by the code numbers and by the specific command reply sequence MUST be preserved. 4.3.2. Command-Reply Sequences Each command is listed with its usual possible replies. The prefixes used before the possible replies are "I" for intermediate, "S" for success, and "E" for error. Since some servers may generate other replies under special circumstances, and to allow for future extension, SMTP clients SHOULD, when possible, interpret only the first digit of the reply and MUST be prepared to deal with unrecognized reply codes by interpreting the first digit only. Unless extended using the mechanisms described in Section 2.2, SMTP servers MUST NOT transmit reply codes to an SMTP client that are other than three digits or that do not start in a digit between 2 and 5 inclusive. These sequencing rules and, in principle, the codes themselves, can be extended or modified by SMTP extensions offered by the server and accepted (requested) by the client. However, if the target is more precise granularity in the codes, rather than codes for completely new purposes, the system described in RFC 3463  SHOULD be used in preference to the invention of new codes. In addition to the codes listed below, any SMTP command can return any of the following codes if the corresponding unusual circumstances are encountered: 500 For the "command line too long" case or if the command name was not recognized. Note that producing a "command not recognized" error in response to the required subset of these commands is a violation of this specification. Similarly, producing a "command too long" message for a command line shorter than 512 characters would violate the provisions of Section 188.8.131.52.4. 501 Syntax error in command or arguments. In order to provide for future extensions, commands that are specified in this document as not accepting arguments (DATA, RSET, QUIT) SHOULD return a 501 message if arguments are supplied in the absence of EHLO- advertised extensions. 421 Service shutting down and closing transmission channel
Specific sequences are: CONNECTION ESTABLISHMENT S: 220 E: 554 EHLO or HELO S: 250 E: 504 (a conforming implementation could return this code only in fairly obscure cases), 550, 502 (permitted only with an old- style server that does not support EHLO) MAIL S: 250 E: 552, 451, 452, 550, 553, 503, 455, 555 RCPT S: 250, 251 (but see Section 3.4 for discussion of 251 and 551) E: 550, 551, 552, 553, 450, 451, 452, 503, 455, 555 DATA I: 354 -> data -> S: 250 E: 552, 554, 451, 452 E: 450, 550 (rejections for policy reasons) E: 503, 554 RSET S: 250 VRFY S: 250, 251, 252 E: 550, 551, 553, 502, 504 EXPN S: 250, 252 E: 550, 500, 502, 504
HELP S: 211, 214 E: 502, 504 NOOP S: 250 QUIT S: 221 4.4. Trace Information When an SMTP server receives a message for delivery or further processing, it MUST insert trace ("time stamp" or "Received") information at the beginning of the message content, as discussed in Section 184.108.40.206. This line MUST be structured as follows: o The FROM clause, which MUST be supplied in an SMTP environment, SHOULD contain both (1) the name of the source host as presented in the EHLO command and (2) an address literal containing the IP address of the source, determined from the TCP connection. o The ID clause MAY contain an "@" as suggested in RFC 822, but this is not required. o If the FOR clause appears, it MUST contain exactly one <path> entry, even when multiple RCPT commands have been given. Multiple <path>s raise some security issues and have been deprecated, see Section 7.2. An Internet mail program MUST NOT change or delete a Received: line that was previously added to the message header section. SMTP servers MUST prepend Received lines to messages; they MUST NOT change the order of existing lines or insert Received lines in any other location. As the Internet grows, comparability of Received header fields is important for detecting problems, especially slow relays. SMTP servers that create Received header fields SHOULD use explicit offsets in the dates (e.g., -0800), rather than time zone names of any type. Local time (with an offset) SHOULD be used rather than UT when feasible. This formulation allows slightly more information about local circumstances to be specified. If UT is needed, the
receiver need merely do some simple arithmetic to convert the values. Use of UT loses information about the time zone-location of the server. If it is desired to supply a time zone name, it SHOULD be included in a comment. When the delivery SMTP server makes the "final delivery" of a message, it inserts a return-path line at the beginning of the mail data. This use of return-path is required; mail systems MUST support it. The return-path line preserves the information in the <reverse- path> from the MAIL command. Here, final delivery means the message has left the SMTP environment. Normally, this would mean it had been delivered to the destination user or an associated mail drop, but in some cases it may be further processed and transmitted by another mail system. It is possible for the mailbox in the return path to be different from the actual sender's mailbox, for example, if error responses are to be delivered to a special error handling mailbox rather than to the message sender. When mailing lists are involved, this arrangement is common and useful as a means of directing errors to the list maintainer rather than the message originator. The text above implies that the final mail data will begin with a return path line, followed by one or more time stamp lines. These lines will be followed by the rest of the mail data: first the balance of the mail header section and then the body (RFC 5322 ). It is sometimes difficult for an SMTP server to determine whether or not it is making final delivery since forwarding or other operations may occur after the message is accepted for delivery. Consequently, any further (forwarding, gateway, or relay) systems MAY remove the return path and rebuild the MAIL command as needed to ensure that exactly one such line appears in a delivered message. A message-originating SMTP system SHOULD NOT send a message that already contains a Return-path header field. SMTP servers performing a relay function MUST NOT inspect the message data, and especially not to the extent needed to determine if Return-path header fields are present. SMTP servers making final delivery MAY remove Return- path header fields before adding their own. The primary purpose of the Return-path is to designate the address to which messages indicating non-delivery or other mail system failures are to be sent. For this to be unambiguous, exactly one return path SHOULD be present when the message is delivered. Systems using RFC 822 syntax with non-SMTP transports SHOULD designate an unambiguous address, associated with the transport envelope, to which error reports (e.g., non-delivery messages) should be sent.
Historical note: Text in RFC 822 that appears to contradict the use of the Return-path header field (or the envelope reverse-path address from the MAIL command) as the destination for error messages is not applicable on the Internet. The reverse-path address (as copied into the Return-path) MUST be used as the target of any mail containing delivery error messages. In particular: o a gateway from SMTP -> elsewhere SHOULD insert a return-path header field, unless it is known that the "elsewhere" transport also uses Internet domain addresses and maintains the envelope sender address separately. o a gateway from elsewhere -> SMTP SHOULD delete any return-path header field present in the message, and either copy that information to the SMTP envelope or combine it with information present in the envelope of the other transport system to construct the reverse-path argument to the MAIL command in the SMTP envelope. The server must give special treatment to cases in which the processing following the end of mail data indication is only partially successful. This could happen if, after accepting several recipients and the mail data, the SMTP server finds that the mail data could be successfully delivered to some, but not all, of the recipients. In such cases, the response to the DATA command MUST be an OK reply. However, the SMTP server MUST compose and send an "undeliverable mail" notification message to the originator of the message. A single notification listing all of the failed recipients or separate notification messages MUST be sent for each failed recipient. For economy of processing by the sender, the former SHOULD be used when possible. Note that the key difference between handling aliases (Section 3.9.1) and forwarding (this subsection) is the change to the backward-pointing address in this case. All notification messages about undeliverable mail MUST be sent using the MAIL command (even if they result from processing the obsolete SEND, SOML, or SAML commands) and MUST use a null return path as discussed in Section 3.6. The time stamp line and the return path line are formally defined as follows (the definitions for "FWS" and "CFWS" appear in RFC 5322 ): Return-path-line = "Return-Path:" FWS Reverse-path <CRLF> Time-stamp-line = "Received:" FWS Stamp <CRLF>
Stamp = From-domain By-domain Opt-info [CFWS] ";" FWS date-time ; where "date-time" is as defined in RFC 5322  ; but the "obs-" forms, especially two-digit ; years, are prohibited in SMTP and MUST NOT be used. From-domain = "FROM" FWS Extended-Domain By-domain = CFWS "BY" FWS Extended-Domain Extended-Domain = Domain / ( Domain FWS "(" TCP-info ")" ) / ( address-literal FWS "(" TCP-info ")" ) TCP-info = address-literal / ( Domain FWS address-literal ) ; Information derived by server from TCP connection ; not client EHLO. Opt-info = [Via] [With] [ID] [For] [Additional-Registered-Clauses] Via = CFWS "VIA" FWS Link With = CFWS "WITH" FWS Protocol ID = CFWS "ID" FWS ( Atom / msg-id ) ; msg-id is defined in RFC 5322  For = CFWS "FOR" FWS ( Path / Mailbox ) Additional-Registered-Clauses = CFWS Atom FWS String ; Additional standard clauses may be added in this ; location by future standards and registration with ; IANA. SMTP servers SHOULD NOT use unregistered ; names. See Section 8. Link = "TCP" / Addtl-Link Addtl-Link = Atom ; Additional standard names for links are ; registered with the Internet Assigned Numbers ; Authority (IANA). "Via" is primarily of value ; with non-Internet transports. SMTP servers ; SHOULD NOT use unregistered names.
Protocol = "ESMTP" / "SMTP" / Attdl-Protocol Attdl-Protocol = Atom ; Additional standard names for protocols are ; registered with the Internet Assigned Numbers ; Authority (IANA) in the "mail parameters" ; registry . SMTP servers SHOULD NOT ; use unregistered names. 4.5. Additional Implementation Issues 4.5.1. Minimum Implementation In order to make SMTP workable, the following minimum implementation MUST be provided by all receivers. The following commands MUST be supported to conform to this specification: EHLO HELO MAIL RCPT DATA RSET NOOP QUIT VRFY Any system that includes an SMTP server supporting mail relaying or delivery MUST support the reserved mailbox "postmaster" as a case- insensitive local name. This postmaster address is not strictly necessary if the server always returns 554 on connection opening (as described in Section 3.1). The requirement to accept mail for postmaster implies that RCPT commands that specify a mailbox for postmaster at any of the domains for which the SMTP server provides mail service, as well as the special case of "RCPT TO:<Postmaster>" (with no domain specification), MUST be supported. SMTP systems are expected to make every reasonable effort to accept mail directed to Postmaster from any other system on the Internet. In extreme cases -- such as to contain a denial of service attack or other breach of security -- an SMTP server may block mail directed to Postmaster. However, such arrangements SHOULD be narrowly tailored so as to avoid blocking messages that are not part of such attacks.
4.5.2. Transparency Without some provision for data transparency, the character sequence "<CRLF>.<CRLF>" ends the mail text and cannot be sent by the user. In general, users are not aware of such "forbidden" sequences. To allow all user composed text to be transmitted transparently, the following procedures are used: o Before sending a line of mail text, the SMTP client checks the first character of the line. If it is a period, one additional period is inserted at the beginning of the line. o When a line of mail text is received by the SMTP server, it checks the line. If the line is composed of a single period, it is treated as the end of mail indicator. If the first character is a period and there are other characters on the line, the first character is deleted. The mail data may contain any of the 128 ASCII characters. All characters are to be delivered to the recipient's mailbox, including spaces, vertical and horizontal tabs, and other control characters. If the transmission channel provides an 8-bit byte (octet) data stream, the 7-bit ASCII codes are transmitted, right justified, in the octets, with the high-order bits cleared to zero. See Section 3.6 for special treatment of these conditions in SMTP systems serving a relay function. In some systems, it may be necessary to transform the data as it is received and stored. This may be necessary for hosts that use a different character set than ASCII as their local character set, that store data in records rather than strings, or which use special character sequences as delimiters inside mailboxes. If such transformations are necessary, they MUST be reversible, especially if they are applied to mail being relayed. 4.5.3. Sizes and Timeouts 220.127.116.11. Size Limits and Minimums There are several objects that have required minimum/maximum sizes. Every implementation MUST be able to receive objects of at least these sizes. Objects larger than these sizes SHOULD be avoided when possible. However, some Internet mail constructs such as encoded X.400 addresses (RFC 2156 ) will often require larger objects. Clients MAY attempt to transmit these, but MUST be prepared for a server to reject them if they cannot be handled by it. To the maximum extent possible, implementation techniques that impose no limits on the length of these objects should be used.
Extensions to SMTP may involve the use of characters that occupy more than a single octet each. This section therefore specifies lengths in octets where absolute lengths, rather than character counts, are intended. 18.104.22.168.1. Local-part The maximum total length of a user name or other local-part is 64 octets. 22.214.171.124.2. Domain The maximum total length of a domain name or number is 255 octets. 126.96.36.199.3. Path The maximum total length of a reverse-path or forward-path is 256 octets (including the punctuation and element separators). 188.8.131.52.4. Command Line The maximum total length of a command line including the command word and the <CRLF> is 512 octets. SMTP extensions may be used to increase this limit. 184.108.40.206.5. Reply Line The maximum total length of a reply line including the reply code and the <CRLF> is 512 octets. More information may be conveyed through multiple-line replies. 220.127.116.11.6. Text Line The maximum total length of a text line including the <CRLF> is 1000 octets (not counting the leading dot duplicated for transparency). This number may be increased by the use of SMTP Service Extensions. 18.104.22.168.7. Message Content The maximum total length of a message content (including any message header section as well as the message body) MUST BE at least 64K octets. Since the introduction of Internet Standards for multimedia mail (RFC 2045 ), message lengths on the Internet have grown dramatically, and message size restrictions should be avoided if at all possible. SMTP server systems that must impose restrictions SHOULD implement the "SIZE" service extension of RFC 1870 , and SMTP client systems that will send large messages SHOULD utilize it when possible.
22.214.171.124.8. Recipients Buffer The minimum total number of recipients that MUST be buffered is 100 recipients. Rejection of messages (for excessive recipients) with fewer than 100 RCPT commands is a violation of this specification. The general principle that relaying SMTP server MUST NOT, and delivery SMTP servers SHOULD NOT, perform validation tests on message header fields suggests that messages SHOULD NOT be rejected based on the total number of recipients shown in header fields. A server that imposes a limit on the number of recipients MUST behave in an orderly fashion, such as rejecting additional addresses over its limit rather than silently discarding addresses previously accepted. A client that needs to deliver a message containing over 100 RCPT commands SHOULD be prepared to transmit in 100-recipient "chunks" if the server declines to accept more than 100 recipients in a single message. 126.96.36.199.9. Treatment When Limits Exceeded Errors due to exceeding these limits may be reported by using the reply codes. Some examples of reply codes are: 500 Line too long. or 501 Path too long or 452 Too many recipients (see below) or 552 Too much mail data. 188.8.131.52.10. Too Many Recipients Code RFC 821  incorrectly listed the error where an SMTP server exhausts its implementation limit on the number of RCPT commands ("too many recipients") as having reply code 552. The correct reply code for this condition is 452. Clients SHOULD treat a 552 code in this case as a temporary, rather than permanent, failure so the logic below works. When a conforming SMTP server encounters this condition, it has at least 100 successful RCPT commands in its recipients buffer. If the server is able to accept the message, then at least these 100
addresses will be removed from the SMTP client's queue. When the client attempts retransmission of those addresses that received 452 responses, at least 100 of these will be able to fit in the SMTP server's recipients buffer. Each retransmission attempt that is able to deliver anything will be able to dispose of at least 100 of these recipients. If an SMTP server has an implementation limit on the number of RCPT commands and this limit is exhausted, it MUST use a response code of 452 (but the client SHOULD also be prepared for a 552, as noted above). If the server has a configured site-policy limitation on the number of RCPT commands, it MAY instead use a 5yz response code. In particular, if the intent is to prohibit messages with more than a site-specified number of recipients, rather than merely limit the number of recipients in a given mail transaction, it would be reasonable to return a 503 response to any DATA command received subsequent to the 452 (or 552) code or to simply return the 503 after DATA without returning any previous negative response. 184.108.40.206. Timeouts An SMTP client MUST provide a timeout mechanism. It MUST use per- command timeouts rather than somehow trying to time the entire mail transaction. Timeouts SHOULD be easily reconfigurable, preferably without recompiling the SMTP code. To implement this, a timer is set for each SMTP command and for each buffer of the data transfer. The latter means that the overall timeout is inherently proportional to the size of the message. Based on extensive experience with busy mail-relay hosts, the minimum per-command timeout values SHOULD be as follows: 220.127.116.11.1. Initial 220 Message: 5 Minutes An SMTP client process needs to distinguish between a failed TCP connection and a delay in receiving the initial 220 greeting message. Many SMTP servers accept a TCP connection but delay delivery of the 220 message until their system load permits more mail to be processed. 18.104.22.168.2. MAIL Command: 5 Minutes 22.214.171.124.3. RCPT Command: 5 Minutes A longer timeout is required if processing of mailing lists and aliases is not deferred until after the message was accepted.
126.96.36.199.4. DATA Initiation: 2 Minutes This is while awaiting the "354 Start Input" reply to a DATA command. 188.8.131.52.5. Data Block: 3 Minutes This is while awaiting the completion of each TCP SEND call transmitting a chunk of data. 184.108.40.206.6. DATA Termination: 10 Minutes. This is while awaiting the "250 OK" reply. When the receiver gets the final period terminating the message data, it typically performs processing to deliver the message to a user mailbox. A spurious timeout at this point would be very wasteful and would typically result in delivery of multiple copies of the message, since it has been successfully sent and the server has accepted responsibility for delivery. See Section 6.1 for additional discussion. 220.127.116.11.7. Server Timeout: 5 Minutes. An SMTP server SHOULD have a timeout of at least 5 minutes while it is awaiting the next command from the sender. 4.5.4. Retry Strategies The common structure of a host SMTP implementation includes user mailboxes, one or more areas for queuing messages in transit, and one or more daemon processes for sending and receiving mail. The exact structure will vary depending on the needs of the users on the host and the number and size of mailing lists supported by the host. We describe several optimizations that have proved helpful, particularly for mailers supporting high traffic levels. Any queuing strategy MUST include timeouts on all activities on a per-command basis. A queuing strategy MUST NOT send error messages in response to error messages under any circumstances. 18.104.22.168. Sending Strategy The general model for an SMTP client is one or more processes that periodically attempt to transmit outgoing mail. In a typical system, the program that composes a message has some method for requesting immediate attention for a new piece of outgoing mail, while mail that cannot be transmitted immediately MUST be queued and periodically retried by the sender. A mail queue entry will include not only the message itself but also the envelope information.
The sender MUST delay retrying a particular destination after one attempt has failed. In general, the retry interval SHOULD be at least 30 minutes; however, more sophisticated and variable strategies will be beneficial when the SMTP client can determine the reason for non-delivery. Retries continue until the message is transmitted or the sender gives up; the give-up time generally needs to be at least 4-5 days. It MAY be appropriate to set a shorter maximum number of retries for non- delivery notifications and equivalent error messages than for standard messages. The parameters to the retry algorithm MUST be configurable. A client SHOULD keep a list of hosts it cannot reach and corresponding connection timeouts, rather than just retrying queued mail items. Experience suggests that failures are typically transient (the target system or its connection has crashed), favoring a policy of two connection attempts in the first hour the message is in the queue, and then backing off to one every two or three hours. The SMTP client can shorten the queuing delay in cooperation with the SMTP server. For example, if mail is received from a particular address, it is likely that mail queued for that host can now be sent. Application of this principle may, in many cases, eliminate the requirement for an explicit "send queues now" function such as ETRN, RFC 1985 . The strategy may be further modified as a result of multiple addresses per host (see below) to optimize delivery time versus resource usage. An SMTP client may have a large queue of messages for each unavailable destination host. If all of these messages were retried in every retry cycle, there would be excessive Internet overhead and the sending system would be blocked for a long period. Note that an SMTP client can generally determine that a delivery attempt has failed only after a timeout of several minutes, and even a one-minute timeout per connection will result in a very large delay if retries are repeated for dozens, or even hundreds, of queued messages to the same host. At the same time, SMTP clients SHOULD use great care in caching negative responses from servers. In an extreme case, if EHLO is issued multiple times during the same SMTP connection, different answers may be returned by the server. More significantly, 5yz responses to the MAIL command MUST NOT be cached.
When a mail message is to be delivered to multiple recipients, and the SMTP server to which a copy of the message is to be sent is the same for multiple recipients, then only one copy of the message SHOULD be transmitted. That is, the SMTP client SHOULD use the command sequence: MAIL, RCPT, RCPT, ..., RCPT, DATA instead of the sequence: MAIL, RCPT, DATA, ..., MAIL, RCPT, DATA. However, if there are very many addresses, a limit on the number of RCPT commands per MAIL command MAY be imposed. This efficiency feature SHOULD be implemented. Similarly, to achieve timely delivery, the SMTP client MAY support multiple concurrent outgoing mail transactions. However, some limit may be appropriate to protect the host from devoting all its resources to mail. 22.214.171.124. Receiving Strategy The SMTP server SHOULD attempt to keep a pending listen on the SMTP port (specified by IANA as port 25) at all times. This requires the support of multiple incoming TCP connections for SMTP. Some limit MAY be imposed, but servers that cannot handle more than one SMTP transaction at a time are not in conformance with the intent of this specification. As discussed above, when the SMTP server receives mail from a particular host address, it could activate its own SMTP queuing mechanisms to retry any mail pending for that host address. 4.5.5. Messages with a Null Reverse-Path There are several types of notification messages that are required by existing and proposed Standards to be sent with a null reverse-path, namely non-delivery notifications as discussed in Section 3.7, other kinds of Delivery Status Notifications (DSNs, RFC 3461 ), and Message Disposition Notifications (MDNs, RFC 3798 ). All of these kinds of messages are notifications about a previous message, and they are sent to the reverse-path of the previous mail message. (If the delivery of such a notification message fails, that usually indicates a problem with the mail system of the host to which the notification message is addressed. For this reason, at some hosts the MTA is set up to forward such failed notification messages to someone who is able to fix problems with the mail system, e.g., via the postmaster alias.) All other types of messages (i.e., any message which is not required by a Standards-Track RFC to have a null reverse-path) SHOULD be sent with a valid, non-null reverse-path.
Implementers of automated email processors should be careful to make sure that the various kinds of messages with a null reverse-path are handled correctly. In particular, such systems SHOULD NOT reply to messages with a null reverse-path, and they SHOULD NOT add a non-null reverse-path, or change a null reverse-path to a non-null one, to such messages when forwarding. 5. Address Resolution and Mail Handling 5.1. Locating the Target Host Once an SMTP client lexically identifies a domain to which mail will be delivered for processing (as described in Sections 2.3.5 and 3.6), a DNS lookup MUST be performed to resolve the domain name (RFC 1035 ). The names are expected to be fully-qualified domain names (FQDNs): mechanisms for inferring FQDNs from partial names or local aliases are outside of this specification. Due to a history of problems, SMTP servers used for initial submission of messages SHOULD NOT make such inferences (Message Submission Servers  have somewhat more flexibility) and intermediate (relay) SMTP servers MUST NOT make them. The lookup first attempts to locate an MX record associated with the name. If a CNAME record is found, the resulting name is processed as if it were the initial name. If a non-existent domain error is returned, this situation MUST be reported as an error. If a temporary error is returned, the message MUST be queued and retried later (see Section 126.96.36.199). If an empty list of MXs is returned, the address is treated as if it was associated with an implicit MX RR, with a preference of 0, pointing to that host. If MX records are present, but none of them are usable, or the implicit MX is unusable, this situation MUST be reported as an error. If one or more MX RRs are found for a given name, SMTP systems MUST NOT utilize any address RRs associated with that name unless they are located using the MX RRs; the "implicit MX" rule above applies only if there are no MX records present. If MX records are present, but none of them are usable, this situation MUST be reported as an error. When a domain name associated with an MX RR is looked up and the associated data field obtained, the data field of that response MUST contain a domain name. That domain name, when queried, MUST return at least one address record (e.g., A or AAAA RR) that gives the IP address of the SMTP server to which the message should be directed. Any other response, specifically including a value that will return a CNAME record when queried, lies outside the scope of this Standard. The prohibition on labels in the data that resolve to CNAMEs is discussed in more detail in RFC 2181, Section 10.3 .
When the lookup succeeds, the mapping can result in a list of alternative delivery addresses rather than a single address, because of multiple MX records, multihoming, or both. To provide reliable mail transmission, the SMTP client MUST be able to try (and retry) each of the relevant addresses in this list in order, until a delivery attempt succeeds. However, there MAY also be a configurable limit on the number of alternate addresses that can be tried. In any case, the SMTP client SHOULD try at least two addresses. Two types of information are used to rank the host addresses: multiple MX records, and multihomed hosts. MX records contain a preference indication that MUST be used in sorting if more than one such record appears (see below). Lower numbers are more preferred than higher ones. If there are multiple destinations with the same preference and there is no clear reason to favor one (e.g., by recognition of an easily reached address), then the sender-SMTP MUST randomize them to spread the load across multiple mail exchangers for a specific organization. The destination host (perhaps taken from the preferred MX record) may be multihomed, in which case the domain name resolver will return a list of alternative IP addresses. It is the responsibility of the domain name resolver interface to have ordered this list by decreasing preference if necessary, and the SMTP sender MUST try them in the order presented. Although the capability to try multiple alternative addresses is required, specific installations may want to limit or disable the use of alternative addresses. The question of whether a sender should attempt retries using the different addresses of a multihomed host has been controversial. The main argument for using the multiple addresses is that it maximizes the probability of timely delivery, and indeed sometimes the probability of any delivery; the counter- argument is that it may result in unnecessary resource use. Note that resource use is also strongly determined by the sending strategy discussed in Section 188.8.131.52. If an SMTP server receives a message with a destination for which it is a designated Mail eXchanger, it MAY relay the message (potentially after having rewritten the MAIL FROM and/or RCPT TO addresses), make final delivery of the message, or hand it off using some mechanism outside the SMTP-provided transport environment. Of course, neither of the latter require that the list of MX records be examined further. If it determines that it should relay the message without rewriting the address, it MUST sort the MX records to determine candidates for
delivery. The records are first ordered by preference, with the lowest-numbered records being most preferred. The relay host MUST then inspect the list for any of the names or addresses by which it might be known in mail transactions. If a matching record is found, all records at that preference level and higher-numbered ones MUST be discarded from consideration. If there are no records left at that point, it is an error condition, and the message MUST be returned as undeliverable. If records do remain, they SHOULD be tried, best preference first, as described above. 5.2. IPv6 and MX Records In the contemporary Internet, SMTP clients and servers may be hosted on IPv4 systems, IPv6 systems, or dual-stack systems that are compatible with either version of the Internet Protocol. The host domains to which MX records point may, consequently, contain "A RR"s (IPv4), "AAAA RR"s (IPv6), or any combination of them. While RFC 3974  discusses some operational experience in mixed environments, it was not comprehensive enough to justify standardization, and some of its recommendations appear to be inconsistent with this specification. The appropriate actions to be taken either will depend on local circumstances, such as performance of the relevant networks and any conversions that might be necessary, or will be obvious (e.g., an IPv6-only client need not attempt to look up A RRs or attempt to reach IPv4-only servers). Designers of SMTP implementations that might run in IPv6 or dual-stack environments should study the procedures above, especially the comments about multihomed hosts, and, preferably, provide mechanisms to facilitate operational tuning and mail interoperability between IPv4 and IPv6 systems while considering local circumstances. 6. Problem Detection and Handling 6.1. Reliable Delivery and Replies by Email When the receiver-SMTP accepts a piece of mail (by sending a "250 OK" message in response to DATA), it is accepting responsibility for delivering or relaying the message. It must take this responsibility seriously. It MUST NOT lose the message for frivolous reasons, such as because the host later crashes or because of a predictable resource shortage. Some reasons that are not considered frivolous are discussed in the next subsection and in Section 7.8. If there is a delivery failure after acceptance of a message, the receiver-SMTP MUST formulate and mail a notification message. This notification MUST be sent using a null ("<>") reverse-path in the envelope. The recipient of this notification MUST be the address from the envelope return path (or the Return-Path: line). However,
if this address is null ("<>"), the receiver-SMTP MUST NOT send a notification. Obviously, nothing in this section can or should prohibit local decisions (i.e., as part of the same system environment as the receiver-SMTP) to log or otherwise transmit information about null address events locally if that is desired. If the address is an explicit source route, it MUST be stripped down to its final hop. For example, suppose that an error notification must be sent for a message that arrived with: MAIL FROM:<@a,@b:user@d> The notification message MUST be sent using: RCPT TO:<user@d> Some delivery failures after the message is accepted by SMTP will be unavoidable. For example, it may be impossible for the receiving SMTP server to validate all the delivery addresses in RCPT command(s) due to a "soft" domain system error, because the target is a mailing list (see earlier discussion of RCPT), or because the server is acting as a relay and has no immediate access to the delivering system. To avoid receiving duplicate messages as the result of timeouts, a receiver-SMTP MUST seek to minimize the time required to respond to the final <CRLF>.<CRLF> end of data indicator. See RFC 1047  for a discussion of this problem. 6.2. Unwanted, Unsolicited, and "Attack" Messages Utility and predictability of the Internet mail system requires that messages that can be delivered should be delivered, regardless of any syntax or other faults associated with those messages and regardless of their content. If they cannot be delivered, and cannot be rejected by the SMTP server during the SMTP transaction, they should be "bounced" (returned with non-delivery notification messages) as described above. In today's world, in which many SMTP server operators have discovered that the quantity of undesirable bulk email vastly exceeds the quantity of desired mail and in which accepting a message may trigger additional undesirable traffic by providing verification of the address, those principles may not be practical. As discussed in Section 7.8 and Section 7.9 below, dropping mail without notification of the sender is permitted in practice. However, it is extremely dangerous and violates a long tradition and community expectations that mail is either delivered or returned. If
silent message-dropping is misused, it could easily undermine confidence in the reliability of the Internet's mail systems. So silent dropping of messages should be considered only in those cases where there is very high confidence that the messages are seriously fraudulent or otherwise inappropriate. To stretch the principle of delivery if possible even further, it may be a rational policy to not deliver mail that has an invalid return address, although the history of the network is that users are typically better served by delivering any message that can be delivered. Reliably determining that a return address is invalid can be a difficult and time-consuming process, especially if the putative sending system is not directly accessible or does not fully and accurately support VRFY and, even if a "drop messages with invalid return addresses" policy is adopted, it SHOULD be applied only when there is near-certainty that the return addresses are, in fact, invalid. Conversely, if a message is rejected because it is found to contain hostile content (a decision that is outside the scope of an SMTP server as defined in this document), rejection ("bounce") messages SHOULD NOT be sent unless the receiving site is confident that those messages will be usefully delivered. The preference and default in these cases is to avoid sending non-delivery messages when the incoming message is determined to contain hostile content. 6.3. Loop Detection Simple counting of the number of "Received:" header fields in a message has proven to be an effective, although rarely optimal, method of detecting loops in mail systems. SMTP servers using this technique SHOULD use a large rejection threshold, normally at least 100 Received entries. Whatever mechanisms are used, servers MUST contain provisions for detecting and stopping trivial loops. 6.4. Compensating for Irregularities Unfortunately, variations, creative interpretations, and outright violations of Internet mail protocols do occur; some would suggest that they occur quite frequently. The debate as to whether a well- behaved SMTP receiver or relay should reject a malformed message, attempt to pass it on unchanged, or attempt to repair it to increase the odds of successful delivery (or subsequent reply) began almost with the dawn of structured network mail and shows no signs of abating. Advocates of rejection claim that attempted repairs are rarely completely adequate and that rejection of bad messages is the only way to get the offending software repaired. Advocates of "repair" or "deliver no matter what" argue that users prefer that
mail go through it if at all possible and that there are significant market pressures in that direction. In practice, these market pressures may be more important to particular vendors than strict conformance to the standards, regardless of the preference of the actual developers. The problems associated with ill-formed messages were exacerbated by the introduction of the split-UA mail reading protocols (Post Office Protocol (POP) version 2 , Post Office Protocol (POP) version 3 , IMAP version 2 , and PCMAIL ). These protocols encouraged the use of SMTP as a posting (message submission) protocol, and SMTP servers as relay systems for these client hosts (which are often only intermittently connected to the Internet). Historically, many of those client machines lacked some of the mechanisms and information assumed by SMTP (and indeed, by the mail format protocol, RFC 822 ). Some could not keep adequate track of time; others had no concept of time zones; still others could not identify their own names or addresses; and, of course, none could satisfy the assumptions that underlay RFC 822's conception of authenticated addresses. In response to these weak SMTP clients, many SMTP systems now complete messages that are delivered to them in incomplete or incorrect form. This strategy is generally considered appropriate when the server can identify or authenticate the client, and there are prior agreements between them. By contrast, there is at best great concern about fixes applied by a relay or delivery SMTP server that has little or no knowledge of the user or client machine. Many of these issues are addressed by using a separate protocol, such as that defined in RFC 4409 , for message submission, rather than using originating SMTP servers for that purpose. The following changes to a message being processed MAY be applied when necessary by an originating SMTP server, or one used as the target of SMTP as an initial posting (message submission) protocol: o Addition of a message-id field when none appears o Addition of a date, time, or time zone when none appears o Correction of addresses to proper FQDN format The less information the server has about the client, the less likely these changes are to be correct and the more caution and conservatism should be applied when considering whether or not to perform fixes and how. These changes MUST NOT be applied by an SMTP server that provides an intermediate relay function.
In all cases, properly operating clients supplying correct information are preferred to corrections by the SMTP server. In all cases, documentation SHOULD be provided in trace header fields and/or header field comments for actions performed by the servers.