4. NAME SERVERS 4.1. Introduction Name servers are the repositories of information that make up the domain database. The database is divided up into sections called zones, which are distributed among the name servers. While name servers can have several optional functions and sources of data, the essential task of a name server is to answer queries using data in its zones. By design,
name servers can answer queries in a simple manner; the response can always be generated using only local data, and either contains the answer to the question or a referral to other name servers "closer" to the desired information. A given zone will be available from several name servers to insure its availability in spite of host or communication link failure. By administrative fiat, we require every zone to be available on at least two servers, and many zones have more redundancy than that. A given name server will typically support one or more zones, but this gives it authoritative information about only a small section of the domain tree. It may also have some cached non-authoritative data about other parts of the tree. The name server marks its responses to queries so that the requester can tell whether the response comes from authoritative data or not. 4.2. How the database is divided into zones The domain database is partitioned in two ways: by class, and by "cuts" made in the name space between nodes. The class partition is simple. The database for any class is organized, delegated, and maintained separately from all other classes. Since, by convention, the name spaces are the same for all classes, the separate classes can be thought of as an array of parallel namespace trees. Note that the data attached to nodes will be different for these different parallel classes. The most common reasons for creating a new class are the necessity for a new data format for existing types or a desire for a separately managed version of the existing name space. Within a class, "cuts" in the name space can be made between any two adjacent nodes. After all cuts are made, each group of connected name space is a separate zone. The zone is said to be authoritative for all names in the connected region. Note that the "cuts" in the name space may be in different places for different classes, the name servers may be different, etc. These rules mean that every zone has at least one node, and hence domain name, for which it is authoritative, and all of the nodes in a particular zone are connected. Given, the tree structure, every zone has a highest node which is closer to the root than any other node in the zone. The name of this node is often used to identify the zone. It would be possible, though not particularly useful, to partition the name space so that each domain name was in a separate zone or so that all nodes were in a single zone. Instead, the database is partitioned at points where a particular organization wants to take over control of
a subtree. Once an organization controls its own zone it can unilaterally change the data in the zone, grow new tree sections connected to the zone, delete existing nodes, or delegate new subzones under its zone. If the organization has substructure, it may want to make further internal partitions to achieve nested delegations of name space control. In some cases, such divisions are made purely to make database maintenance more convenient. 4.2.1. Technical considerations The data that describes a zone has four major parts: - Authoritative data for all nodes within the zone. - Data that defines the top node of the zone (can be thought of as part of the authoritative data). - Data that describes delegated subzones, i.e., cuts around the bottom of the zone. - Data that allows access to name servers for subzones (sometimes called "glue" data). All of this data is expressed in the form of RRs, so a zone can be completely described in terms of a set of RRs. Whole zones can be transferred between name servers by transferring the RRs, either carried in a series of messages or by FTPing a master file which is a textual representation. The authoritative data for a zone is simply all of the RRs attached to all of the nodes from the top node of the zone down to leaf nodes or nodes above cuts around the bottom edge of the zone. Though logically part of the authoritative data, the RRs that describe the top node of the zone are especially important to the zone's management. These RRs are of two types: name server RRs that list, one per RR, all of the servers for the zone, and a single SOA RR that describes zone management parameters. The RRs that describe cuts around the bottom of the zone are NS RRs that name the servers for the subzones. Since the cuts are between nodes, these RRs are NOT part of the authoritative data of the zone, and should be exactly the same as the corresponding RRs in the top node of the subzone. Since name servers are always associated with zone boundaries, NS RRs are only found at nodes which are the top node of some zone. In the data that makes up a zone, NS RRs are found at the top node of the
zone (and are authoritative) and at cuts around the bottom of the zone (where they are not authoritative), but never in between. One of the goals of the zone structure is that any zone have all the data required to set up communications with the name servers for any subzones. That is, parent zones have all the information needed to access servers for their children zones. The NS RRs that name the servers for subzones are often not enough for this task since they name the servers, but do not give their addresses. In particular, if the name of the name server is itself in the subzone, we could be faced with the situation where the NS RRs tell us that in order to learn a name server's address, we should contact the server using the address we wish to learn. To fix this problem, a zone contains "glue" RRs which are not part of the authoritative data, and are address RRs for the servers. These RRs are only necessary if the name server's name is "below" the cut, and are only used as part of a referral response. 4.2.2. Administrative considerations When some organization wants to control its own domain, the first step is to identify the proper parent zone, and get the parent zone's owners to agree to the delegation of control. While there are no particular technical constraints dealing with where in the tree this can be done, there are some administrative groupings discussed in [RFC-1032] which deal with top level organization, and middle level zones are free to create their own rules. For example, one university might choose to use a single zone, while another might choose to organize by subzones dedicated to individual departments or schools. [RFC-1033] catalogs available DNS software an discusses administration procedures. Once the proper name for the new subzone is selected, the new owners should be required to demonstrate redundant name server support. Note that there is no requirement that the servers for a zone reside in a host which has a name in that domain. In many cases, a zone will be more accessible to the internet at large if its servers are widely distributed rather than being within the physical facilities controlled by the same organization that manages the zone. For example, in the current DNS, one of the name servers for the United Kingdom, or UK domain, is found in the US. This allows US hosts to get UK data without using limited transatlantic bandwidth. As the last installation step, the delegation NS RRs and glue RRs necessary to make the delegation effective should be added to the parent zone. The administrators of both zones should insure that the NS and glue RRs which mark both sides of the cut are consistent and remain so. 4.3. Name server internals
4.3.1. Queries and responses The principal activity of name servers is to answer standard queries. Both the query and its response are carried in a standard message format which is described in [RFC-1035]. The query contains a QTYPE, QCLASS, and QNAME, which describe the types and classes of desired information and the name of interest. The way that the name server answers the query depends upon whether it is operating in recursive mode or not: - The simplest mode for the server is non-recursive, since it can answer queries using only local information: the response contains an error, the answer, or a referral to some other server "closer" to the answer. All name servers must implement non-recursive queries. - The simplest mode for the client is recursive, since in this mode the name server acts in the role of a resolver and returns either an error or the answer, but never referrals. This service is optional in a name server, and the name server may also choose to restrict the clients which can use recursive mode. Recursive service is helpful in several situations: - a relatively simple requester that lacks the ability to use anything other than a direct answer to the question. - a request that needs to cross protocol or other boundaries and can be sent to a server which can act as intermediary. - a network where we want to concentrate the cache rather than having a separate cache for each client. Non-recursive service is appropriate if the requester is capable of pursuing referrals and interested in information which will aid future requests. The use of recursive mode is limited to cases where both the client and the name server agree to its use. The agreement is negotiated through the use of two bits in query and response messages: - The recursion available, or RA bit, is set or cleared by a name server in all responses. The bit is true if the name server is willing to provide recursive service for the client, regardless of whether the client requested recursive service. That is, RA signals availability rather than use.
- Queries contain a bit called recursion desired or RD. This bit specifies specifies whether the requester wants recursive service for this query. Clients may request recursive service from any name server, though they should depend upon receiving it only from servers which have previously sent an RA, or servers which have agreed to provide service through private agreement or some other means outside of the DNS protocol. The recursive mode occurs when a query with RD set arrives at a server which is willing to provide recursive service; the client can verify that recursive mode was used by checking that both RA and RD are set in the reply. Note that the name server should never perform recursive service unless asked via RD, since this interferes with trouble shooting of name servers and their databases. If recursive service is requested and available, the recursive response to a query will be one of the following: - The answer to the query, possibly preface by one or more CNAME RRs that specify aliases encountered on the way to an answer. - A name error indicating that the name does not exist. This may include CNAME RRs that indicate that the original query name was an alias for a name which does not exist. - A temporary error indication. If recursive service is not requested or is not available, the non- recursive response will be one of the following: - An authoritative name error indicating that the name does not exist. - A temporary error indication. - Some combination of: RRs that answer the question, together with an indication whether the data comes from a zone or is cached. A referral to name servers which have zones which are closer ancestors to the name than the server sending the reply. - RRs that the name server thinks will prove useful to the requester.
4.3.2. Algorithm The actual algorithm used by the name server will depend on the local OS and data structures used to store RRs. The following algorithm assumes that the RRs are organized in several tree structures, one for each zone, and another for the cache: 1. Set or clear the value of recursion available in the response depending on whether the name server is willing to provide recursive service. If recursive service is available and requested via the RD bit in the query, go to step 5, otherwise step 2. 2. Search the available zones for the zone which is the nearest ancestor to QNAME. If such a zone is found, go to step 3, otherwise step 4. 3. Start matching down, label by label, in the zone. The matching process can terminate several ways: a. If the whole of QNAME is matched, we have found the node. If the data at the node is a CNAME, and QTYPE doesn't match CNAME, copy the CNAME RR into the answer section of the response, change QNAME to the canonical name in the CNAME RR, and go back to step 1. Otherwise, copy all RRs which match QTYPE into the answer section and go to step 6. b. If a match would take us out of the authoritative data, we have a referral. This happens when we encounter a node with NS RRs marking cuts along the bottom of a zone. Copy the NS RRs for the subzone into the authority section of the reply. Put whatever addresses are available into the additional section, using glue RRs if the addresses are not available from authoritative data or the cache. Go to step 4. c. If at some label, a match is impossible (i.e., the corresponding label does not exist), look to see if a the "*" label exists. If the "*" label does not exist, check whether the name we are looking for is the original QNAME in the query
or a name we have followed due to a CNAME. If the name is original, set an authoritative name error in the response and exit. Otherwise just exit. If the "*" label does exist, match RRs at that node against QTYPE. If any match, copy them into the answer section, but set the owner of the RR to be QNAME, and not the node with the "*" label. Go to step 6. 4. Start matching down in the cache. If QNAME is found in the cache, copy all RRs attached to it that match QTYPE into the answer section. If there was no delegation from authoritative data, look for the best one from the cache, and put it in the authority section. Go to step 6. 5. Using the local resolver or a copy of its algorithm (see resolver section of this memo) to answer the query. Store the results, including any intermediate CNAMEs, in the answer section of the response. 6. Using local data only, attempt to add other RRs which may be useful to the additional section of the query. Exit. 4.3.3. Wildcards In the previous algorithm, special treatment was given to RRs with owner names starting with the label "*". Such RRs are called wildcards. Wildcard RRs can be thought of as instructions for synthesizing RRs. When the appropriate conditions are met, the name server creates RRs with an owner name equal to the query name and contents taken from the wildcard RRs. This facility is most often used to create a zone which will be used to forward mail from the Internet to some other mail system. The general idea is that any name in that zone which is presented to server in a query will be assumed to exist, with certain properties, unless explicit evidence exists to the contrary. Note that the use of the term zone here, instead of domain, is intentional; such defaults do not propagate across zone boundaries, although a subzone may choose to achieve that appearance by setting up similar defaults. The contents of the wildcard RRs follows the usual rules and formats for RRs. The wildcards in the zone have an owner name that controls the query names they will match. The owner name of the wildcard RRs is of the form "*.<anydomain>", where <anydomain> is any domain name. <anydomain> should not contain other * labels, and should be in the authoritative data of the zone. The wildcards potentially apply to descendants of <anydomain>, but not to <anydomain> itself. Another way
to look at this is that the "*" label always matches at least one whole label and sometimes more, but always whole labels. Wildcard RRs do not apply: - When the query is in another zone. That is, delegation cancels the wildcard defaults. - When the query name or a name between the wildcard domain and the query name is know to exist. For example, if a wildcard RR has an owner name of "*.X", and the zone also contains RRs attached to B.X, the wildcards would apply to queries for name Z.X (presuming there is no explicit information for Z.X), but not to B.X, A.B.X, or X. A * label appearing in a query name has no special effect, but can be used to test for wildcards in an authoritative zone; such a query is the only way to get a response containing RRs with an owner name with * in it. The result of such a query should not be cached. Note that the contents of the wildcard RRs are not modified when used to synthesize RRs. To illustrate the use of wildcard RRs, suppose a large company with a large, non-IP/TCP, network wanted to create a mail gateway. If the company was called X.COM, and IP/TCP capable gateway machine was called A.X.COM, the following RRs might be entered into the COM zone: X.COM MX 10 A.X.COM *.X.COM MX 10 A.X.COM A.X.COM A 220.127.116.11 A.X.COM MX 10 A.X.COM *.A.X.COM MX 10 A.X.COM This would cause any MX query for any domain name ending in X.COM to return an MX RR pointing at A.X.COM. Two wildcard RRs are required since the effect of the wildcard at *.X.COM is inhibited in the A.X.COM subtree by the explicit data for A.X.COM. Note also that the explicit MX data at X.COM and A.X.COM is required, and that none of the RRs above would match a query name of XX.COM. 4.3.4. Negative response caching (Optional) The DNS provides an optional service which allows name servers to distribute, and resolvers to cache, negative results with TTLs. For
example, a name server can distribute a TTL along with a name error indication, and a resolver receiving such information is allowed to assume that the name does not exist during the TTL period without consulting authoritative data. Similarly, a resolver can make a query with a QTYPE which matches multiple types, and cache the fact that some of the types are not present. This feature can be particularly important in a system which implements naming shorthands that use search lists beacuse a popular shorthand, which happens to require a suffix toward the end of the search list, will generate multiple name errors whenever it is used. The method is that a name server may add an SOA RR to the additional section of a response when that response is authoritative. The SOA must be that of the zone which was the source of the authoritative data in the answer section, or name error if applicable. The MINIMUM field of the SOA controls the length of time that the negative result may be cached. Note that in some circumstances, the answer section may contain multiple owner names. In this case, the SOA mechanism should only be used for the data which matches QNAME, which is the only authoritative data in this section. Name servers and resolvers should never attempt to add SOAs to the additional section of a non-authoritative response, or attempt to infer results which are not directly stated in an authoritative response. There are several reasons for this, including: cached information isn't usually enough to match up RRs and their zone names, SOA RRs may be cached due to direct SOA queries, and name servers are not required to output the SOAs in the authority section. This feature is optional, although a refined version is expected to become part of the standard protocol in the future. Name servers are not required to add the SOA RRs in all authoritative responses, nor are resolvers required to cache negative results. Both are recommended. All resolvers and recursive name servers are required to at least be able to ignore the SOA RR when it is present in a response. Some experiments have also been proposed which will use this feature. The idea is that if cached data is known to come from a particular zone, and if an authoritative copy of the zone's SOA is obtained, and if the zone's SERIAL has not changed since the data was cached, then the TTL of the cached data can be reset to the zone MINIMUM value if it is smaller. This usage is mentioned for planning purposes only, and is not recommended as yet.
4.3.5. Zone maintenance and transfers Part of the job of a zone administrator is to maintain the zones at all of the name servers which are authoritative for the zone. When the inevitable changes are made, they must be distributed to all of the name servers. While this distribution can be accomplished using FTP or some other ad hoc procedure, the preferred method is the zone transfer part of the DNS protocol. The general model of automatic zone transfer or refreshing is that one of the name servers is the master or primary for the zone. Changes are coordinated at the primary, typically by editing a master file for the zone. After editing, the administrator signals the master server to load the new zone. The other non-master or secondary servers for the zone periodically check for changes (at a selectable interval) and obtain new zone copies when changes have been made. To detect changes, secondaries just check the SERIAL field of the SOA for the zone. In addition to whatever other changes are made, the SERIAL field in the SOA of the zone is always advanced whenever any change is made to the zone. The advancing can be a simple increment, or could be based on the write date and time of the master file, etc. The purpose is to make it possible to determine which of two copies of a zone is more recent by comparing serial numbers. Serial number advances and comparisons use sequence space arithmetic, so there is a theoretic limit on how fast a zone can be updated, basically that old copies must die out before the serial number covers half of its 32 bit range. In practice, the only concern is that the compare operation deals properly with comparisons around the boundary between the most positive and most negative 32 bit numbers. The periodic polling of the secondary servers is controlled by parameters in the SOA RR for the zone, which set the minimum acceptable polling intervals. The parameters are called REFRESH, RETRY, and EXPIRE. Whenever a new zone is loaded in a secondary, the secondary waits REFRESH seconds before checking with the primary for a new serial. If this check cannot be completed, new checks are started every RETRY seconds. The check is a simple query to the primary for the SOA RR of the zone. If the serial field in the secondary's zone copy is equal to the serial returned by the primary, then no changes have occurred, and the REFRESH interval wait is restarted. If the secondary finds it impossible to perform a serial check for the EXPIRE interval, it must assume that its copy of the zone is obsolete an discard it. When the poll shows that the zone has changed, then the secondary server must request a zone transfer via an AXFR request for the zone. The AXFR may cause an error, such as refused, but normally is answered by a sequence of response messages. The first and last messages must contain
the data for the top authoritative node of the zone. Intermediate messages carry all of the other RRs from the zone, including both authoritative and non-authoritative RRs. The stream of messages allows the secondary to construct a copy of the zone. Because accuracy is essential, TCP or some other reliable protocol must be used for AXFR requests. Each secondary server is required to perform the following operations against the master, but may also optionally perform these operations against other secondary servers. This strategy can improve the transfer process when the primary is unavailable due to host downtime or network problems, or when a secondary server has better network access to an "intermediate" secondary than to the primary. 5. RESOLVERS 5.1. Introduction Resolvers are programs that interface user programs to domain name servers. In the simplest case, a resolver receives a request from a user program (e.g., mail programs, TELNET, FTP) in the form of a subroutine call, system call etc., and returns the desired information in a form compatible with the local host's data formats. The resolver is located on the same machine as the program that requests the resolver's services, but it may need to consult name servers on other hosts. Because a resolver may need to consult several name servers, or may have the requested information in a local cache, the amount of time that a resolver will take to complete can vary quite a bit, from milliseconds to several seconds. A very important goal of the resolver is to eliminate network delay and name server load from most requests by answering them from its cache of prior results. It follows that caches which are shared by multiple processes, users, machines, etc., are more efficient than non-shared caches. 5.2. Client-resolver interface 5.2.1. Typical functions The client interface to the resolver is influenced by the local host's conventions, but the typical resolver-client interface has three functions: 1. Host name to host address translation. This function is often defined to mimic a previous HOSTS.TXT
based function. Given a character string, the caller wants one or more 32 bit IP addresses. Under the DNS, it translates into a request for type A RRs. Since the DNS does not preserve the order of RRs, this function may choose to sort the returned addresses or select the "best" address if the service returns only one choice to the client. Note that a multiple address return is recommended, but a single address may be the only way to emulate prior HOSTS.TXT services. 2. Host address to host name translation This function will often follow the form of previous functions. Given a 32 bit IP address, the caller wants a character string. The octets of the IP address are reversed, used as name components, and suffixed with "IN-ADDR.ARPA". A type PTR query is used to get the RR with the primary name of the host. For example, a request for the host name corresponding to IP address 18.104.22.168 looks for PTR RRs for domain name "22.214.171.124.IN-ADDR.ARPA". 3. General lookup function This function retrieves arbitrary information from the DNS, and has no counterpart in previous systems. The caller supplies a QNAME, QTYPE, and QCLASS, and wants all of the matching RRs. This function will often use the DNS format for all RR data instead of the local host's, and returns all RR content (e.g., TTL) instead of a processed form with local quoting conventions. When the resolver performs the indicated function, it usually has one of the following results to pass back to the client: - One or more RRs giving the requested data. In this case the resolver returns the answer in the appropriate format. - A name error (NE). This happens when the referenced name does not exist. For example, a user may have mistyped a host name. - A data not found error. This happens when the referenced name exists, but data of the appropriate type does not. For example, a host address
function applied to a mailbox name would return this error since the name exists, but no address RR is present. It is important to note that the functions for translating between host names and addresses may combine the "name error" and "data not found" error conditions into a single type of error return, but the general function should not. One reason for this is that applications may ask first for one type of information about a name followed by a second request to the same name for some other type of information; if the two errors are combined, then useless queries may slow the application. 5.2.2. Aliases While attempting to resolve a particular request, the resolver may find that the name in question is an alias. For example, the resolver might find that the name given for host name to address translation is an alias when it finds the CNAME RR. If possible, the alias condition should be signalled back from the resolver to the client. In most cases a resolver simply restarts the query at the new name when it encounters a CNAME. However, when performing the general function, the resolver should not pursue aliases when the CNAME RR matches the query type. This allows queries which ask whether an alias is present. For example, if the query type is CNAME, the user is interested in the CNAME RR itself, and not the RRs at the name it points to. Several special conditions can occur with aliases. Multiple levels of aliases should be avoided due to their lack of efficiency, but should not be signalled as an error. Alias loops and aliases which point to non-existent names should be caught and an error condition passed back to the client. 5.2.3. Temporary failures In a less than perfect world, all resolvers will occasionally be unable to resolve a particular request. This condition can be caused by a resolver which becomes separated from the rest of the network due to a link failure or gateway problem, or less often by coincident failure or unavailability of all servers for a particular domain. It is essential that this sort of condition should not be signalled as a name or data not present error to applications. This sort of behavior is annoying to humans, and can wreak havoc when mail systems use the DNS. While in some cases it is possible to deal with such a temporary problem by blocking the request indefinitely, this is usually not a good choice, particularly when the client is a server process that could move on to
other tasks. The recommended solution is to always have temporary failure as one of the possible results of a resolver function, even though this may make emulation of existing HOSTS.TXT functions more difficult. 5.3. Resolver internals Every resolver implementation uses slightly different algorithms, and typically spends much more logic dealing with errors of various sorts than typical occurances. This section outlines a recommended basic strategy for resolver operation, but leaves details to [RFC-1035]. 5.3.1. Stub resolvers One option for implementing a resolver is to move the resolution function out of the local machine and into a name server which supports recursive queries. This can provide an easy method of providing domain service in a PC which lacks the resources to perform the resolver function, or can centralize the cache for a whole local network or organization. All that the remaining stub needs is a list of name server addresses that will perform the recursive requests. This type of resolver presumably needs the information in a configuration file, since it probably lacks the sophistication to locate it in the domain database. The user also needs to verify that the listed servers will perform the recursive service; a name server is free to refuse to perform recursive services for any or all clients. The user should consult the local system administrator to find name servers willing to perform the service. This type of service suffers from some drawbacks. Since the recursive requests may take an arbitrary amount of time to perform, the stub may have difficulty optimizing retransmission intervals to deal with both lost UDP packets and dead servers; the name server can be easily overloaded by too zealous a stub if it interprets retransmissions as new requests. Use of TCP may be an answer, but TCP may well place burdens on the host's capabilities which are similar to those of a real resolver. 5.3.2. Resources In addition to its own resources, the resolver may also have shared access to zones maintained by a local name server. This gives the resolver the advantage of more rapid access, but the resolver must be careful to never let cached information override zone data. In this discussion the term "local information" is meant to mean the union of the cache and such shared zones, with the understanding that
authoritative data is always used in preference to cached data when both are present. The following resolver algorithm assumes that all functions have been converted to a general lookup function, and uses the following data structures to represent the state of a request in progress in the resolver: SNAME the domain name we are searching for. STYPE the QTYPE of the search request. SCLASS the QCLASS of the search request. SLIST a structure which describes the name servers and the zone which the resolver is currently trying to query. This structure keeps track of the resolver's current best guess about which name servers hold the desired information; it is updated when arriving information changes the guess. This structure includes the equivalent of a zone name, the known name servers for the zone, the known addresses for the name servers, and history information which can be used to suggest which server is likely to be the best one to try next. The zone name equivalent is a match count of the number of labels from the root down which SNAME has in common with the zone being queried; this is used as a measure of how "close" the resolver is to SNAME. SBELT a "safety belt" structure of the same form as SLIST, which is initialized from a configuration file, and lists servers which should be used when the resolver doesn't have any local information to guide name server selection. The match count will be -1 to indicate that no labels are known to match. CACHE A structure which stores the results from previous responses. Since resolvers are responsible for discarding old RRs whose TTL has expired, most implementations convert the interval specified in arriving RRs to some sort of absolute time when the RR is stored in the cache. Instead of counting the TTLs down individually, the resolver just ignores or discards old RRs when it runs across them in the course of a search, or discards them during periodic sweeps to reclaim the memory consumed by old RRs.
5.3.3. Algorithm The top level algorithm has four steps: 1. See if the answer is in local information, and if so return it to the client. 2. Find the best servers to ask. 3. Send them queries until one returns a response. 4. Analyze the response, either: a. if the response answers the question or contains a name error, cache the data as well as returning it back to the client. b. if the response contains a better delegation to other servers, cache the delegation information, and go to step 2. c. if the response shows a CNAME and that is not the answer itself, cache the CNAME, change the SNAME to the canonical name in the CNAME RR and go to step 1. d. if the response shows a servers failure or other bizarre contents, delete the server from the SLIST and go back to step 3. Step 1 searches the cache for the desired data. If the data is in the cache, it is assumed to be good enough for normal use. Some resolvers have an option at the user interface which will force the resolver to ignore the cached data and consult with an authoritative server. This is not recommended as the default. If the resolver has direct access to a name server's zones, it should check to see if the desired data is present in authoritative form, and if so, use the authoritative data in preference to cached data. Step 2 looks for a name server to ask for the required data. The general strategy is to look for locally-available name server RRs, starting at SNAME, then the parent domain name of SNAME, the grandparent, and so on toward the root. Thus if SNAME were Mockapetris.ISI.EDU, this step would look for NS RRs for Mockapetris.ISI.EDU, then ISI.EDU, then EDU, and then . (the root). These NS RRs list the names of hosts for a zone at or above SNAME. Copy the names into SLIST. Set up their addresses using local data. It may be the case that the addresses are not available. The resolver has many choices here; the best is to start parallel resolver processes looking
for the addresses while continuing onward with the addresses which are available. Obviously, the design choices and options are complicated and a function of the local host's capabilities. The recommended priorities for the resolver designer are: 1. Bound the amount of work (packets sent, parallel processes started) so that a request can't get into an infinite loop or start off a chain reaction of requests or queries with other implementations EVEN IF SOMEONE HAS INCORRECTLY CONFIGURED SOME DATA. 2. Get back an answer if at all possible. 3. Avoid unnecessary transmissions. 4. Get the answer as quickly as possible. If the search for NS RRs fails, then the resolver initializes SLIST from the safety belt SBELT. The basic idea is that when the resolver has no idea what servers to ask, it should use information from a configuration file that lists several servers which are expected to be helpful. Although there are special situations, the usual choice is two of the root servers and two of the servers for the host's domain. The reason for two of each is for redundancy. The root servers will provide eventual access to all of the domain space. The two local servers will allow the resolver to continue to resolve local names if the local network becomes isolated from the internet due to gateway or link failure. In addition to the names and addresses of the servers, the SLIST data structure can be sorted to use the best servers first, and to insure that all addresses of all servers are used in a round-robin manner. The sorting can be a simple function of preferring addresses on the local network over others, or may involve statistics from past events, such as previous response times and batting averages. Step 3 sends out queries until a response is received. The strategy is to cycle around all of the addresses for all of the servers with a timeout between each transmission. In practice it is important to use all addresses of a multihomed host, and too aggressive a retransmission policy actually slows response when used by multiple resolvers contending for the same name server and even occasionally for a single resolver. SLIST typically contains data values to control the timeouts and keep track of previous transmissions. Step 4 involves analyzing responses. The resolver should be highly paranoid in its parsing of responses. It should also check that the response matches the query it sent using the ID field in the response.
The ideal answer is one from a server authoritative for the query which either gives the required data or a name error. The data is passed back to the user and entered in the cache for future use if its TTL is greater than zero. If the response shows a delegation, the resolver should check to see that the delegation is "closer" to the answer than the servers in SLIST are. This can be done by comparing the match count in SLIST with that computed from SNAME and the NS RRs in the delegation. If not, the reply is bogus and should be ignored. If the delegation is valid the NS delegation RRs and any address RRs for the servers should be cached. The name servers are entered in the SLIST, and the search is restarted. If the response contains a CNAME, the search is restarted at the CNAME unless the response has the data for the canonical name or if the CNAME is the answer itself. Details and implementation hints can be found in [RFC-1035].