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RFC 7540

Hypertext Transfer Protocol Version 2 (HTTP/2)

Pages: 96
Obsoleted by:  9113
Updated by:  8740
Part 1 of 5 – Pages 1 to 12
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Internet Engineering Task Force (IETF)                         M. Belshe
Request for Comments: 7540                                         BitGo
Category: Standards Track                                        R. Peon
ISSN: 2070-1721                                              Google, Inc
                                                         M. Thomson, Ed.
                                                                 Mozilla
                                                                May 2015


             Hypertext Transfer Protocol Version 2 (HTTP/2)

Abstract

This specification describes an optimized expression of the semantics of the Hypertext Transfer Protocol (HTTP), referred to as HTTP version 2 (HTTP/2). HTTP/2 enables a more efficient use of network resources and a reduced perception of latency by introducing header field compression and allowing multiple concurrent exchanges on the same connection. It also introduces unsolicited push of representations from servers to clients. This specification is an alternative to, but does not obsolete, the HTTP/1.1 message syntax. HTTP's existing semantics remain unchanged. Status of This Memo This is an Internet Standards Track document. This document is a product of the Internet Engineering Task Force (IETF). It represents the consensus of the IETF community. It has received public review and has been approved for publication by the Internet Engineering Steering Group (IESG). Further information on Internet Standards is available in Section 2 of RFC 5741. Information about the current status of this document, any errata, and how to provide feedback on it may be obtained at http://www.rfc-editor.org/info/rfc7540.
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Copyright Notice

   Copyright (c) 2015 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.

Table of Contents

1. Introduction ....................................................4 2. HTTP/2 Protocol Overview ........................................5 2.1. Document Organization ......................................6 2.2. Conventions and Terminology ................................6 3. Starting HTTP/2 .................................................7 3.1. HTTP/2 Version Identification ..............................8 3.2. Starting HTTP/2 for "http" URIs ............................8 3.2.1. HTTP2-Settings Header Field .........................9 3.3. Starting HTTP/2 for "https" URIs ..........................10 3.4. Starting HTTP/2 with Prior Knowledge ......................10 3.5. HTTP/2 Connection Preface .................................11 4. HTTP Frames ....................................................12 4.1. Frame Format ..............................................12 4.2. Frame Size ................................................13 4.3. Header Compression and Decompression ......................14 5. Streams and Multiplexing .......................................15 5.1. Stream States .............................................16 5.1.1. Stream Identifiers .................................21 5.1.2. Stream Concurrency .................................22 5.2. Flow Control ..............................................22 5.2.1. Flow-Control Principles ............................23 5.2.2. Appropriate Use of Flow Control ....................24 5.3. Stream Priority ...........................................24 5.3.1. Stream Dependencies ................................25 5.3.2. Dependency Weighting ...............................26 5.3.3. Reprioritization ...................................26 5.3.4. Prioritization State Management ....................27 5.3.5. Default Priorities .................................28 5.4. Error Handling ............................................28 5.4.1. Connection Error Handling ..........................29 5.4.2. Stream Error Handling ..............................29
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           5.4.3. Connection Termination .............................30
      5.5. Extending HTTP/2 ..........................................30
   6. Frame Definitions ..............................................31
      6.1. DATA ......................................................31
      6.2. HEADERS ...................................................32
      6.3. PRIORITY ..................................................34
      6.4. RST_STREAM ................................................36
      6.5. SETTINGS ..................................................36
           6.5.1. SETTINGS Format ....................................38
           6.5.2. Defined SETTINGS Parameters ........................38
           6.5.3. Settings Synchronization ...........................39
      6.6. PUSH_PROMISE ..............................................40
      6.7. PING ......................................................42
      6.8. GOAWAY ....................................................43
      6.9. WINDOW_UPDATE .............................................46
           6.9.1. The Flow-Control Window ............................47
           6.9.2. Initial Flow-Control Window Size ...................48
           6.9.3. Reducing the Stream Window Size ....................49
      6.10. CONTINUATION .............................................49
   7. Error Codes ....................................................50
   8. HTTP Message Exchanges .........................................51
      8.1. HTTP Request/Response Exchange ............................52
           8.1.1. Upgrading from HTTP/2 ..............................53
           8.1.2. HTTP Header Fields .................................53
           8.1.3. Examples ...........................................57
           8.1.4. Request Reliability Mechanisms in HTTP/2 ...........60
      8.2. Server Push ...............................................60
           8.2.1. Push Requests ......................................61
           8.2.2. Push Responses .....................................63
      8.3. The CONNECT Method ........................................64
   9. Additional HTTP Requirements/Considerations ....................65
      9.1. Connection Management .....................................65
           9.1.1. Connection Reuse ...................................66
           9.1.2. The 421 (Misdirected Request) Status Code ..........66
      9.2. Use of TLS Features .......................................67
           9.2.1. TLS 1.2 Features ...................................67
           9.2.2. TLS 1.2 Cipher Suites ..............................68
   10. Security Considerations .......................................69
      10.1. Server Authority .........................................69
      10.2. Cross-Protocol Attacks ...................................69
      10.3. Intermediary Encapsulation Attacks .......................70
      10.4. Cacheability of Pushed Responses .........................70
      10.5. Denial-of-Service Considerations .........................70
           10.5.1. Limits on Header Block Size .......................71
           10.5.2. CONNECT Issues ....................................72
      10.6. Use of Compression .......................................72
      10.7. Use of Padding ...........................................73
      10.8. Privacy Considerations ...................................73
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   11. IANA Considerations ...........................................74
      11.1. Registration of HTTP/2 Identification Strings ............74
      11.2. Frame Type Registry ......................................75
      11.3. Settings Registry ........................................75
      11.4. Error Code Registry ......................................76
      11.5. HTTP2-Settings Header Field Registration .................77
      11.6. PRI Method Registration ..................................78
      11.7. The 421 (Misdirected Request) HTTP Status Code ...........78
      11.8. The h2c Upgrade Token ....................................78
   12. References ....................................................79
      12.1. Normative References .....................................79
      12.2. Informative References ...................................81
   Appendix A. TLS 1.2 Cipher Suite Black List .......................83
   Acknowledgements ..................................................95
   Authors' Addresses ................................................96

1. Introduction

The Hypertext Transfer Protocol (HTTP) is a wildly successful protocol. However, the way HTTP/1.1 uses the underlying transport ([RFC7230], Section 6) has several characteristics that have a negative overall effect on application performance today. In particular, HTTP/1.0 allowed only one request to be outstanding at a time on a given TCP connection. HTTP/1.1 added request pipelining, but this only partially addressed request concurrency and still suffers from head-of-line blocking. Therefore, HTTP/1.0 and HTTP/1.1 clients that need to make many requests use multiple connections to a server in order to achieve concurrency and thereby reduce latency. Furthermore, HTTP header fields are often repetitive and verbose, causing unnecessary network traffic as well as causing the initial TCP [TCP] congestion window to quickly fill. This can result in excessive latency when multiple requests are made on a new TCP connection. HTTP/2 addresses these issues by defining an optimized mapping of HTTP's semantics to an underlying connection. Specifically, it allows interleaving of request and response messages on the same connection and uses an efficient coding for HTTP header fields. It also allows prioritization of requests, letting more important requests complete more quickly, further improving performance.
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   The resulting protocol is more friendly to the network because fewer
   TCP connections can be used in comparison to HTTP/1.x.  This means
   less competition with other flows and longer-lived connections, which
   in turn lead to better utilization of available network capacity.

   Finally, HTTP/2 also enables more efficient processing of messages
   through use of binary message framing.

2. HTTP/2 Protocol Overview

HTTP/2 provides an optimized transport for HTTP semantics. HTTP/2 supports all of the core features of HTTP/1.1 but aims to be more efficient in several ways. The basic protocol unit in HTTP/2 is a frame (Section 4.1). Each frame type serves a different purpose. For example, HEADERS and DATA frames form the basis of HTTP requests and responses (Section 8.1); other frame types like SETTINGS, WINDOW_UPDATE, and PUSH_PROMISE are used in support of other HTTP/2 features. Multiplexing of requests is achieved by having each HTTP request/ response exchange associated with its own stream (Section 5). Streams are largely independent of each other, so a blocked or stalled request or response does not prevent progress on other streams. Flow control and prioritization ensure that it is possible to efficiently use multiplexed streams. Flow control (Section 5.2) helps to ensure that only data that can be used by a receiver is transmitted. Prioritization (Section 5.3) ensures that limited resources can be directed to the most important streams first. HTTP/2 adds a new interaction mode whereby a server can push responses to a client (Section 8.2). Server push allows a server to speculatively send data to a client that the server anticipates the client will need, trading off some network usage against a potential latency gain. The server does this by synthesizing a request, which it sends as a PUSH_PROMISE frame. The server is then able to send a response to the synthetic request on a separate stream. Because HTTP header fields used in a connection can contain large amounts of redundant data, frames that contain them are compressed (Section 4.3). This has especially advantageous impact upon request sizes in the common case, allowing many requests to be compressed into one packet.
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2.1. Document Organization

The HTTP/2 specification is split into four parts: o Starting HTTP/2 (Section 3) covers how an HTTP/2 connection is initiated. o The frame (Section 4) and stream (Section 5) layers describe the way HTTP/2 frames are structured and formed into multiplexed streams. o Frame (Section 6) and error (Section 7) definitions include details of the frame and error types used in HTTP/2. o HTTP mappings (Section 8) and additional requirements (Section 9) describe how HTTP semantics are expressed using frames and streams. While some of the frame and stream layer concepts are isolated from HTTP, this specification does not define a completely generic frame layer. The frame and stream layers are tailored to the needs of the HTTP protocol and server push.

2.2. Conventions and Terminology

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 [RFC2119]. All numeric values are in network byte order. Values are unsigned unless otherwise indicated. Literal values are provided in decimal or hexadecimal as appropriate. Hexadecimal literals are prefixed with "0x" to distinguish them from decimal literals. The following terms are used: client: The endpoint that initiates an HTTP/2 connection. Clients send HTTP requests and receive HTTP responses. connection: A transport-layer connection between two endpoints. connection error: An error that affects the entire HTTP/2 connection. endpoint: Either the client or server of the connection.
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   frame:  The smallest unit of communication within an HTTP/2
      connection, consisting of a header and a variable-length sequence
      of octets structured according to the frame type.

   peer:  An endpoint.  When discussing a particular endpoint, "peer"
      refers to the endpoint that is remote to the primary subject of
      discussion.

   receiver:  An endpoint that is receiving frames.

   sender:  An endpoint that is transmitting frames.

   server:  The endpoint that accepts an HTTP/2 connection.  Servers
      receive HTTP requests and send HTTP responses.

   stream:  A bidirectional flow of frames within the HTTP/2 connection.

   stream error:  An error on the individual HTTP/2 stream.

   Finally, the terms "gateway", "intermediary", "proxy", and "tunnel"
   are defined in Section 2.3 of [RFC7230].  Intermediaries act as both
   client and server at different times.

   The term "payload body" is defined in Section 3.3 of [RFC7230].

3. Starting HTTP/2

An HTTP/2 connection is an application-layer protocol running on top of a TCP connection ([TCP]). The client is the TCP connection initiator. HTTP/2 uses the same "http" and "https" URI schemes used by HTTP/1.1. HTTP/2 shares the same default port numbers: 80 for "http" URIs and 443 for "https" URIs. As a result, implementations processing requests for target resource URIs like "http://example.org/foo" or "https://example.com/bar" are required to first discover whether the upstream server (the immediate peer to which the client wishes to establish a connection) supports HTTP/2. The means by which support for HTTP/2 is determined is different for "http" and "https" URIs. Discovery for "http" URIs is described in Section 3.2. Discovery for "https" URIs is described in Section 3.3.
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3.1. HTTP/2 Version Identification

The protocol defined in this document has two identifiers. o The string "h2" identifies the protocol where HTTP/2 uses Transport Layer Security (TLS) [TLS12]. This identifier is used in the TLS application-layer protocol negotiation (ALPN) extension [TLS-ALPN] field and in any place where HTTP/2 over TLS is identified. The "h2" string is serialized into an ALPN protocol identifier as the two-octet sequence: 0x68, 0x32. o The string "h2c" identifies the protocol where HTTP/2 is run over cleartext TCP. This identifier is used in the HTTP/1.1 Upgrade header field and in any place where HTTP/2 over TCP is identified. The "h2c" string is reserved from the ALPN identifier space but describes a protocol that does not use TLS. Negotiating "h2" or "h2c" implies the use of the transport, security, framing, and message semantics described in this document.

3.2. Starting HTTP/2 for "http" URIs

A client that makes a request for an "http" URI without prior knowledge about support for HTTP/2 on the next hop uses the HTTP Upgrade mechanism (Section 6.7 of [RFC7230]). The client does so by making an HTTP/1.1 request that includes an Upgrade header field with the "h2c" token. Such an HTTP/1.1 request MUST include exactly one HTTP2-Settings (Section 3.2.1) header field. For example: GET / HTTP/1.1 Host: server.example.com Connection: Upgrade, HTTP2-Settings Upgrade: h2c HTTP2-Settings: <base64url encoding of HTTP/2 SETTINGS payload> Requests that contain a payload body MUST be sent in their entirety before the client can send HTTP/2 frames. This means that a large request can block the use of the connection until it is completely sent. If concurrency of an initial request with subsequent requests is important, an OPTIONS request can be used to perform the upgrade to HTTP/2, at the cost of an additional round trip.
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   A server that does not support HTTP/2 can respond to the request as
   though the Upgrade header field were absent:

     HTTP/1.1 200 OK
     Content-Length: 243
     Content-Type: text/html

     ...

   A server MUST ignore an "h2" token in an Upgrade header field.
   Presence of a token with "h2" implies HTTP/2 over TLS, which is
   instead negotiated as described in Section 3.3.

   A server that supports HTTP/2 accepts the upgrade with a 101
   (Switching Protocols) response.  After the empty line that terminates
   the 101 response, the server can begin sending HTTP/2 frames.  These
   frames MUST include a response to the request that initiated the
   upgrade.

   For example:

     HTTP/1.1 101 Switching Protocols
     Connection: Upgrade
     Upgrade: h2c

     [ HTTP/2 connection ...

   The first HTTP/2 frame sent by the server MUST be a server connection
   preface (Section 3.5) consisting of a SETTINGS frame (Section 6.5).
   Upon receiving the 101 response, the client MUST send a connection
   preface (Section 3.5), which includes a SETTINGS frame.

   The HTTP/1.1 request that is sent prior to upgrade is assigned a
   stream identifier of 1 (see Section 5.1.1) with default priority
   values (Section 5.3.5).  Stream 1 is implicitly "half-closed" from
   the client toward the server (see Section 5.1), since the request is
   completed as an HTTP/1.1 request.  After commencing the HTTP/2
   connection, stream 1 is used for the response.

3.2.1. HTTP2-Settings Header Field

A request that upgrades from HTTP/1.1 to HTTP/2 MUST include exactly one "HTTP2-Settings" header field. The HTTP2-Settings header field is a connection-specific header field that includes parameters that govern the HTTP/2 connection, provided in anticipation of the server accepting the request to upgrade. HTTP2-Settings = token68
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   A server MUST NOT upgrade the connection to HTTP/2 if this header
   field is not present or if more than one is present.  A server MUST
   NOT send this header field.

   The content of the HTTP2-Settings header field is the payload of a
   SETTINGS frame (Section 6.5), encoded as a base64url string (that is,
   the URL- and filename-safe Base64 encoding described in Section 5 of
   [RFC4648], with any trailing '=' characters omitted).  The ABNF
   [RFC5234] production for "token68" is defined in Section 2.1 of
   [RFC7235].

   Since the upgrade is only intended to apply to the immediate
   connection, a client sending the HTTP2-Settings header field MUST
   also send "HTTP2-Settings" as a connection option in the Connection
   header field to prevent it from being forwarded (see Section 6.1 of
   [RFC7230]).

   A server decodes and interprets these values as it would any other
   SETTINGS frame.  Explicit acknowledgement of these settings
   (Section 6.5.3) is not necessary, since a 101 response serves as
   implicit acknowledgement.  Providing these values in the upgrade
   request gives a client an opportunity to provide parameters prior to
   receiving any frames from the server.

3.3. Starting HTTP/2 for "https" URIs

A client that makes a request to an "https" URI uses TLS [TLS12] with the application-layer protocol negotiation (ALPN) extension [TLS-ALPN]. HTTP/2 over TLS uses the "h2" protocol identifier. The "h2c" protocol identifier MUST NOT be sent by a client or selected by a server; the "h2c" protocol identifier describes a protocol that does not use TLS. Once TLS negotiation is complete, both the client and the server MUST send a connection preface (Section 3.5).

3.4. Starting HTTP/2 with Prior Knowledge

A client can learn that a particular server supports HTTP/2 by other means. For example, [ALT-SVC] describes a mechanism for advertising this capability. A client MUST send the connection preface (Section 3.5) and then MAY immediately send HTTP/2 frames to such a server; servers can identify these connections by the presence of the connection preface. This
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   only affects the establishment of HTTP/2 connections over cleartext
   TCP; implementations that support HTTP/2 over TLS MUST use protocol
   negotiation in TLS [TLS-ALPN].

   Likewise, the server MUST send a connection preface (Section 3.5).

   Without additional information, prior support for HTTP/2 is not a
   strong signal that a given server will support HTTP/2 for future
   connections.  For example, it is possible for server configurations
   to change, for configurations to differ between instances in
   clustered servers, or for network conditions to change.

3.5. HTTP/2 Connection Preface

In HTTP/2, each endpoint is required to send a connection preface as a final confirmation of the protocol in use and to establish the initial settings for the HTTP/2 connection. The client and server each send a different connection preface. The client connection preface starts with a sequence of 24 octets, which in hex notation is: 0x505249202a20485454502f322e300d0a0d0a534d0d0a0d0a That is, the connection preface starts with the string "PRI * HTTP/2.0\r\n\r\nSM\r\n\r\n"). This sequence MUST be followed by a SETTINGS frame (Section 6.5), which MAY be empty. The client sends the client connection preface immediately upon receipt of a 101 (Switching Protocols) response (indicating a successful upgrade) or as the first application data octets of a TLS connection. If starting an HTTP/2 connection with prior knowledge of server support for the protocol, the client connection preface is sent upon connection establishment. Note: The client connection preface is selected so that a large proportion of HTTP/1.1 or HTTP/1.0 servers and intermediaries do not attempt to process further frames. Note that this does not address the concerns raised in [TALKING]. The server connection preface consists of a potentially empty SETTINGS frame (Section 6.5) that MUST be the first frame the server sends in the HTTP/2 connection. The SETTINGS frames received from a peer as part of the connection preface MUST be acknowledged (see Section 6.5.3) after sending the connection preface.
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   To avoid unnecessary latency, clients are permitted to send
   additional frames to the server immediately after sending the client
   connection preface, without waiting to receive the server connection
   preface.  It is important to note, however, that the server
   connection preface SETTINGS frame might include parameters that
   necessarily alter how a client is expected to communicate with the
   server.  Upon receiving the SETTINGS frame, the client is expected to
   honor any parameters established.  In some configurations, it is
   possible for the server to transmit SETTINGS before the client sends
   additional frames, providing an opportunity to avoid this issue.

   Clients and servers MUST treat an invalid connection preface as a
   connection error (Section 5.4.1) of type PROTOCOL_ERROR.  A GOAWAY
   frame (Section 6.8) MAY be omitted in this case, since an invalid
   preface indicates that the peer is not using HTTP/2.



(page 12 continued on part 2)

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