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RFC 3945


Generalized Multi-Protocol Label Switching (GMPLS) Architecture

Part 3 of 3, p. 43 to 69
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8.  Forwarding Adjacencies (FA)

   To improve scalability of MPLS TE (and thus GMPLS) it may be useful
   to aggregate multiple TE LSPs inside a bigger TE LSP.  Intermediate
   nodes see the external LSP only.  They do not have to maintain
   forwarding states for each internal LSP, less signaling messages need
   to be exchanged and the external LSP can be somehow protected instead
   (or in addition) to the internal LSPs.  This can considerably
   increase the scalability of the signaling.

   The aggregation is accomplished by (a) an LSR creating a TE LSP, (b)
   the LSR forming a forwarding adjacency out of that LSP (advertising
   this LSP as a Traffic Engineering (TE) link into IS-IS/OSPF), (c)
   allowing other LSRs to use forwarding adjacencies for their path
   computation, and (d) nesting of LSPs originated by other LSRs into
   that LSP (e.g., by using the label stack construct in the case of

   ISIS/OSPF floods the information about "Forwarding Adjacencies" FAs
   just as it floods the information about any other links. Consequently
   to this flooding, an LSR has in its TE link state database the
   information about not just conventional links, but FAs as well.

   An LSR, when performing path computation, uses not just conventional
   links, but FAs as well.  Once a path is computed, the LSR uses RSVP-
   TE/CR-LDP for establishing label binding along the path.  FAs need
   simple extensions to signaling and routing protocols.

8.1.  Routing and Forwarding Adjacencies

   Forwarding adjacencies may be represented as either unnumbered or
   numbered links.  A FA can also be a bundle of LSPs between two nodes.

   FAs are advertised as GMPLS TE links such as defined in [HIERARCHY].
   GMPLS TE links are advertised in OSPF and IS-IS such as defined in
   [OSPF-TE-GMPLS] and [ISIS-TE-GMPLS].  These last two specifications
   enhance [OSPF-TE] and [ISIS-TE] that defines a base TE link.

   When a FA is created dynamically, its TE attributes are inherited
   from the FA-LSP that induced its creation.  [HIERARCHY] specifies how
   each TE parameter of the FA is inherited from the FA-LSP.  Note that
   the bandwidth of the FA must be at least as big as the FA-LSP that
   induced it, but may be bigger if only discrete bandwidths are
   available for the FA-LSP.  In general, for dynamically provisioned
   forwarding adjacencies, a policy-based mechanism may be needed to
   associate attributes to forwarding adjacencies.

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   A FA advertisement could contain the information about the path taken
   by the FA-LSP associated with that FA.  Other LSRs may use this
   information for path computation.  This information is carried in a
   new OSPF and IS-IS TLV called the Path TLV.

   It is possible that the underlying path information might change over
   time, via configuration updates, or dynamic route modifications,
   resulting in the change of that TLV.

   If forwarding adjacencies are bundled (via link bundling), and if the
   resulting bundled link carries a Path TLV, the underlying path
   followed by each of the FA-LSPs that form the component links must be
   the same.

   It is expected that forwarding adjacencies will not be used for
   establishing IS-IS/OSPF peering relation between the routers at the
   ends of the adjacency.

   LSP hierarchy could exist both with the peer and with the overlay
   models.  With the peer model, the LSP hierarchy is realized via FAs
   and an LSP is both created and used as a TE link by exactly the same
   instance of the control plane.  Creating LSP hierarchies with
   overlays does not involve the concept of FA.  With the overlay model
   an LSP created (and maintained) by one instance of the GMPLS control
   plane is used as a TE link by another instance of the GMPLS control
   plane.  Moreover, the nodes using a TE link are expected to have a
   routing and signaling adjacency.

8.2.  Signaling Aspects

   For the purpose of processing the explicit route in a Path/Request
   message of an LSP that is to be tunneled over a forwarding adjacency,
   an LSR at the head-end of the FA-LSP views the LSR at the tail of
   that FA-LSP as adjacent (one IP hop away).

8.3.  Cascading of Forwarding Adjacencies

   With an integrated model, several layers are controlled using the
   same routing and signaling protocols.  A network may then have links
   with different multiplexing/demultiplexing capabilities.  For
   example, a node may be able to multiplex/demultiplex individual
   packets on a given link, and may be able to multiplex/demultiplex
   channels within a SONET payload on other links.

   A new OSPF and IS-IS sub-TLV has been defined to advertise the
   multiplexing capability of each interface: PSC, L2SC, TDM, LSC or
   FSC.  This sub-TLV is called the Interface Switching Capability
   Descriptor sub-TLV, which complements the sub-TLVs defined in

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   [OSPF-TE-GMPLS] and [ISIS-TE-GMPLS].  The information carried in this
   sub-TLV is used to construct LSP regions, and determine region's

   Path computation may take into account region boundaries when
   computing a path for an LSP.  For example, path computation may
   restrict the path taken by an LSP to only the links whose
   multiplexing/demultiplexing capability is PSC.  When an LSP need to
   cross a region boundary, it can trigger the establishment of an FA at
   the underlying layer (i.e., the L2SC layer).  This can trigger a
   cascading of FAs between layers with the following obvious order:
   L2SC, then TDM, then LSC, and then finally FSC.

9.  Routing and Signaling Adjacencies

   By definition, two nodes have a routing (IS-IS/OSPF) adjacency if
   they are neighbors in the IS-IS/OSPF sense.

   By definition, two nodes have a signaling (RSVP-TE/CR-LDP) adjacency
   if they are neighbors in the RSVP-TE/CR-LDP sense.  Nodes A and B are
   RSVP-TE neighbors if they directly exchange RSVP-TE messages
   (Path/Resv) (e.g., as described in sections 7.1.1 and 7.1.2 of
   [HIERARCHY]).  The neighbor relationship includes exchanging RSVP-TE

   By definition, a Forwarding Adjacency (FA) is a TE Link between two
   GMPLS nodes whose path transits one or more other (G)MPLS nodes in
   the same instance of the (G)MPLS control plane.  If two nodes have
   one or more non-FA TE Links between them, these two nodes are
   expected (although not required) to have a routing adjacency.  If two
   nodes do not have any non-FA TE Links between them, it is expected
   (although not required) that these two nodes would not have a routing
   adjacency.  To state the obvious, if the TE links between two nodes
   are to be used for establishing LSPs, the two nodes must have a
   signaling adjacency.

   If one wants to establish routing and/or signaling adjacency between
   two nodes, there must be an IP path between them.  This IP path can
   be, for example, a TE Link with an interface switching capability of
   PSC, anything that looks likes an IP link (e.g., GRE tunnel, or a
   (bi-directional) LSP that with an interface switching capability of

   A TE link may not be capable of being used directly for maintaining
   routing and/or signaling adjacencies.  This is because GMPLS routing
   and signaling adjacencies requires exchanging data on a per frame/
   packet basis, and a TE link (e.g., a link between OXCs) may not be
   capable of exchanging data on a per packet basis.  In this case, the

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   routing and signaling adjacencies are maintained via a set of one or
   more control channels (see [LMP]).

   Two nodes may have a TE link between them even if they do not have a
   routing adjacency.  Naturally, each node must run OSPF/IS-IS with
   GMPLS extensions in order for that TE link to be advertised.  More
   precisely, the node needs to run GMPLS extensions for TE Links with
   an interface switching capability (see [GMPLS-ROUTING]) other than
   PSC.  Moreover, this node needs to run either GMPLS or MPLS
   extensions for TE links with an interface switching capability of

   The mechanisms for Control Channel Separation [RFC3471] should be
   used (even if the IP path between two nodes is a TE link).  I.e.,
   RSVP-TE/CR-LDP signaling should use the Interface_ID (IF_ID) object
   to specify a particular TE link when establishing an LSP.

   The IP path could consist of multiple IP hops.  In this case, the
   mechanisms of sections 7.1.1 and 7.1.2 of [HIERARCHY] should be used
   (in addition to Control Channel Separation).

10.  Control Plane Fault Handling

   Two major types of faults can impact a control plane.  The first,
   referred to as control channel fault, relates to the case where
   control communication is lost between two neighboring nodes.  If the
   control channel is embedded with the data channel, data channel
   recovery procedure should solve the problem.  If the control channel
   is independent of the data channel, additional procedures are
   required to recover from that problem.

   The second, referred to as nodal faults, relates to the case where
   node loses its control state (e.g., after a restart) but does not
   loose its data forwarding state.

   In transport networks, such types of control plane faults should not
   have service impact on the existing connections.  Under such
   circumstances, a mechanism must exist to detect a control
   communication failure and a recovery procedure must guarantee
   connection integrity at both ends of the control channel.

   For a control channel fault, once communication is restored routing
   protocols are naturally able to recover but the underlying signaling
   protocols must indicate that the nodes have maintained their state
   through the failure.  The signaling protocol must also ensure that
   any state changes that were instantiated during the failure are
   synchronized between the nodes.

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   For a nodal fault, a node's control plane restarts and loses most of
   its state information.  In this case, both upstream and downstream
   nodes must synchronize their state information with the restarted
   node.  In order for any resynchronization to occur the node
   undergoing the restart will need to preserve some information, such
   as it's mappings of incoming to outgoing labels.

   These issues are addressed in protocol specific fashions, see
   [RFC3473], [RFC3472], [OSPF-TE-GMPLS] and [ISIS-TE-GMPLS].  Note that
   these cases only apply when there are mechanisms to detect data
   channel failures independent of control channel failures.

   The LDP Fault tolerance (see [RFC3479]) specifies the procedures to
   recover from a control channel failure.  [RFC3473] specifies how to
   recover from both a control channel failure and a node failure.

11.  LSP Protection and Restoration

   This section discusses Protection and Restoration (P&R) issues for
   GMPLS LSPs.  It is driven by the requirements outlined in [RFC3386]
   and some of the principles outlined in [RFC3469].  It will be
   enhanced, as more GMPLS P&R mechanisms are defined.  The scope of
   this section is clarified hereafter:

   -  This section is only applicable when a fault impacting LSP(s)
      happens in the data/transport plane.  Section 10 deals with
      control plane fault handling for nodal and control channel faults.

   -  This section focuses on P&R at the TDM, LSC and FSC layers.  There
      are specific P&R requirements at these layers not present at the
      PSC layer.

   -  This section focuses on intra-area P&R as opposed to inter-area
      P&R and even inter-domain P&R.  Note that P&R can even be more
      restricted, e.g., to a collection of like customer equipment, or a
      collection of equipment of like capabilities, in one single
      routing area.

   -  This section focuses on intra-layer P&R (horizontal hierarchy as
      defined in [RFC3386]) as opposed to the inter-layer P&R (vertical

   -  P&R mechanisms are in general designed to handle single failures,
      which makes SRLG diversity a necessity.  Recovery from multiple
      failures requires further study.

   -  Both mesh and ring-like topologies are supported.

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   In the following, we assume that:

   -  TDM, LSC and FSC devices are more generally committing recovery
      resources in a non-best effort way.  Recovery resources are either
      allocated (thus used) or at least logically reserved (whether used
      or not by preemptable extra traffic but unavailable anyway for
      regular working traffic).

   -  Shared P&R mechanisms are valuable to operators in order to
      maximize their network utilization.

   -  Sending preemptable excess traffic on recovery resources is a
      valuable feature for operators.

11.1.  Protection Escalation across Domains and Layers

   To describe the P&R architecture, one must consider two dimensions of
   hierarchy [RFC3386]:

   -  A horizontal hierarchy consisting of multiple P&R domains, which
      is important in an LSP based protection scheme.  The scope of P&R
      may extend over a link (or span), an administrative domain or
      sub-network, an entire LSP.

      An administrative domain may consist of a single P&R domain or as
      a concatenation of several smaller P&R domains.  The operator can
      configure P&R domains, based on customers' requirements, and on
      network topology and traffic engineering constraints.

   -  A vertical hierarchy consisting of multiple layers of P&R with
      varying granularities (packet flows, STS trails, lightpaths,
      fibers, etc).

      In the absence of adequate P&R coordination, a fault may propagate
      from one level to the next within a P&R hierarchy.  It can lead to
      "collisions" and simultaneous recovery actions may lead to race
      conditions, reduced resource utilization, or instabilities
      [MANCHESTER].  Thus, a consistent escalation strategy is needed to
      coordinate recovery across domains and layers.  The fact that
      GMPLS can be used at different layers could simplify this

      There are two types of escalation strategies: bottom-up and top-
      down.  The bottom-up approach assumes that "lower-level" recovery
      schemes are more expedient.  Therefore we can inhibit or hold off

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      higher-level P&R.  The Top-down approach attempts service P&R at
      the higher levels before invoking "lower level" P&R.  Higher-layer
      P&R is service selective, and permits "per-CoS" or "per-LSP" re-

   Service Level Agreements (SLAs) between network operators and their
   clients are needed to determine the necessary time scales for P&R at
   each layer and at each domain.

11.2.  Mapping of Services to P&R Resources

   The choice of a P&R scheme is a tradeoff between network utilization
   (cost) and service interruption time.  In light of this tradeoff,
   network service providers are expected to support a range of
   different service offerings or service levels.

   One can classify LSPs into one of a small set of service levels.
   Among other things, these service levels define the reliability
   characteristics of the LSP.  The service level associated with a
   given LSP is mapped to one or more P&R schemes during LSP
   establishment.  An advantage that mapping is that an LSP may use
   different P&E schemes in different segments of a network (e.g., some
   links may be span protected, whilst other segments of the LSP may
   utilize ring protection).  These details are likely to be service
   provider specific.

   An alternative to using service levels is for an application to
   specify the set of specific P&R mechanisms to be used when
   establishing the LSP.  This allows greater flexibility in using
   different mechanisms to meet the application requirements.

   A differentiator between these service levels is service interruption
   time in case of network failures, which is defined as the length of
   time between when a failure occurs and when connectivity is re-
   established.  The choice of service level (or P&R scheme) should be
   dictated by the service requirements of different applications.

11.3.  Classification of P&R Mechanism Characteristics

   The following figure provides a classification of the possible
   provisioning types of recovery LSPs, and of the levels of overbooking
   that is possible for them.

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                 +-Computed on  +-Established     +-Resources pre-
                 | demand       | on demand       | allocated
                 |              |                 |
   Recovery LSP  |              |                 |
   Provisioning -+-Pre computed +-Pre established +-Resources allocated
                                                    on demand

                  +--- Dedicated (1:1, 1+1)
                  +--- Shared (1:N, Ring, Shared mesh)
   Level of       |
   Overbooking ---+--- Best effort

11.4.  Different Stages in P&R

   Recovery from a network fault or impairment takes place in several
   stages as discussed in [RFC3469], including fault detection, fault
   localization, notification, recovery (i.e., the P&R itself) and
   reversion of traffic (i.e., returning the traffic to the original
   working LSP or to a new one).

   -  Fault detection is technology and implementation dependent.  In
      general, failures are detected by lower layer mechanisms (e.g.,
      SONET/SDH, Loss-of-Light (LOL)).  When a node detects a failure,
      an alarm may be passed up to a GMPLS entity, which will take
      appropriate actions, or the alarm may be propagated at the lower
      layer (e.g., SONET/SDH AIS).

   -  Fault localization can be done with the help of GMPLS, e.g., using
      LMP for fault localization (see section 6.4).

   -  Fault notification can also be achieved through GMPLS, e.g., using
      GMPLS RSVP-TE/CR-LDP notification (see section 7.12).

   -  This section focuses on the different mechanisms available for
      recovery and reversion of traffic once fault detection,
      localization and notification have taken place.

11.5.  Recovery Strategies

   Network P&R techniques can be divided into Protection and
   Restoration.  In protection, resources between the protection
   endpoints are established before failure, and connectivity after
   failure is achieved simply by switching performed at the protection
   end-points.  In contrast, restoration uses signaling after failure to
   allocate resources along the recovery path.

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   -  Protection aims at extremely fast reaction times and may rely on
      the use of overhead control fields for achieving end-point
      coordination.  Protection for SONET/SDH networks is described in
      [ITUT-G.841] and [ANSI-T1.105].  Protection mechanisms can be
      further classified by the level of redundancy and sharing.

   -  Restoration mechanisms rely on signaling protocols to coordinate
      switching actions during recovery, and may involve simple re-
      provisioning, i.e., signaling only at the time of recovery; or
      pre-signaling, i.e., signaling prior to recovery.

   In addition, P&R can be applied on a local or end-to-end basis.  In
   the local approach, P&R is focused on the local proximity of the
   fault in order to reduce delay in restoring service.  In the end-to-
   end approach, the LSP originating and terminating nodes control

   Using these strategies, the following recovery mechanisms can be

11.6.  Recovery mechanisms: Protection schemes

   Note that protection schemes are usually defined in technology
   specific ways, but this does not preclude other solutions.

   -  1+1 Link Protection: Two pre-provisioned resources are used in
      parallel.  For example, data is transmitted simultaneously on two
      parallel links and a selector is used at the receiving node to
      choose the best source (see also [GMPLS-FUNCT]).

   -  1:N Link Protection: Working and protecting resources (N working,
      1 backup) are pre-provisioned.  If a working resource fails, the
      data is switched to the protecting resource, using a coordination
      mechanism (e.g., in overhead bytes).  More generally, N working
      and M protecting resources can be assigned for M:N link protection
      (see also [GMPLS-FUNCT]).

   -  Enhanced Protection: Various mechanisms such as protection rings
      can be used to enhance the level of protection beyond single link
      failures to include the ability to switch around a node failure or
      multiple link failures within a span, based on a pre-established
      topology of protection resources (note: no reference available at
      publication time).

   -  1+1 LSP Protection: Simultaneous data transmission on working and
      protecting LSPs and tail-end selection can be applied (see also

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11.7.  Recovery mechanisms: Restoration schemes

   Thanks to the use of a distributed control plane like GMPLS,
   restoration is possible in multiple of tenths of milliseconds.  It is
   much harder to achieve when only an NMS is used and can only be done
   in that case in a multiple of seconds.

   -  End-to-end LSP restoration with re-provisioning: an end-to-end
      restoration path is established after failure.  The restoration
      path may be dynamically calculated after failure, or pre-
      calculated before failure (often during LSP establishment).
      Importantly, no signaling is used along the restoration path
      before failure, and no restoration bandwidth is reserved.
      Consequently, there is no guarantee that a given restoration path
      is available when a failure occurs.  Thus, one may have to
      crankback to search for an available path.

   -  End-to-end LSP restoration with pre-signaled recovery bandwidth
      reservation and no label pre-selection: an end-to-end restoration
      path is pre-calculated before failure and a signaling message is
      sent along this pre-selected path to reserve bandwidth, but labels
      are not selected (see also [GMPLS-FUNCT]).

      The resources reserved on each link of a restoration path may be
      shared across different working LSPs that are not expected to fail
      simultaneously.  Local node policies can be applied to define the
      degree to which capacity is shared across independent failures.
      Upon failure detection, LSP signaling is initiated along the
      restoration path to select labels, and to initiate the appropriate

   -  End-to-end LSP restoration with pre-signaled recovery bandwidth
      reservation and label pre-selection: An end-to-end restoration
      path is pre-calculated before failure and a signaling procedure is
      initiated along this pre-selected path on which bandwidth is
      reserved and labels are selected (see also [GMPLS-FUNCT]).

      The resources reserved on each link may be shared across different
      working LSPs that are not expected to fail simultaneously.  In
      networks based on TDM, LSC and FSC technology, LSP signaling is
      used after failure detection to establish cross-connections at the
      intermediate switches on the restoration path using the pre-
      selected labels.

   -  Local LSP restoration: the above approaches can be applied on a
      local basis rather than end-to-end, in order to reduce recovery
      time (note: no reference available at publication time).

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11.8.  Schema Selection Criteria

   This section discusses criteria that could be used by the operator in
   order to make a choice among the various P&R mechanisms.

   -  Robustness: In general, the less pre-planning of the restoration
      path, the more robust the restoration scheme is to a variety of
      failures, provided that adequate resources are available.
      Restoration schemes with pre-planned paths will not be able to
      recover from network failures that simultaneously affect both the
      working and restoration paths.  Thus, these paths should ideally
      be chosen to be as disjoint as possible (i.e., SRLG and node
      disjoint), so that any single failure event will not affect both
      paths.  The risk of simultaneous failure of the two paths can be
      reduced by recalculating the restoration path whenever a failure
      occurs along it.

      The pre-selection of a label gives less flexibility for multiple
      failure scenarios than no label pre-selection.  If failures occur
      that affect two LSPs that are sharing a label at a common node
      along their restoration routes, then only one of these LSPs can be
      recovered, unless the label assignment is changed.

      The robustness of a restoration scheme is also determined by the
      amount of reserved restoration bandwidth - as the amount of
      restoration bandwidth sharing increases (reserved bandwidth
      decreases), the restoration scheme becomes less robust to
      failures.  Restoration schemes with pre-signaled bandwidth
      reservation (with or without label pre-selection) can reserve
      adequate bandwidth to ensure recovery from any specific set of
      failure events, such as any single SRLG failure, any two SRLG
      failures etc.  Clearly, more restoration capacity is allocated if
      a greater degree of failure recovery is required.  Thus, the
      degree to which the network is protected is determined by the
      policy that defines the amount of reserved restoration bandwidth.

   -  Recovery time: In general, the more pre-planning of the
      restoration route, the more rapid the P&R scheme.  Protection
      schemes generally recover faster than restoration schemes.
      Restoration with pre-signaled bandwidth reservation are likely to
      be (significantly) faster than path restoration with re-
      provisioning, especially because of the elimination of any
      crankback.  Local restoration will generally be faster than end-
      to-end schemes.

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      Recovery time objectives for SONET/SDH protection switching (not
      including time to detect failure) are specified in [ITUT-G.841] at
      50 ms, taking into account constraints on distance, number of
      connections involved, and in the case of ring enhanced protection,
      number of nodes in the ring.

      Recovery time objectives for restoration mechanisms are being
      defined through a separate effort [RFC3386].

   -  Resource Sharing: 1+1 and 1:N link and LSP protection require
      dedicated recovery paths with limited ability to share resources:
      1+1 allows no sharing, 1:N allows some sharing of protection
      resources and support of extra (pre-emptable) traffic.
      Flexibility is limited because of topology restrictions, e.g.,
      fixed ring topology for traditional enhanced protection schemes.

      The degree to which restoration schemes allow sharing amongst
      multiple independent failures is directly dictated by the size of
      the restoration pool.  In restoration schemes with re-
      provisioning, a pool of restoration capacity can be defined from
      which all restoration routes are selected after failure.  Thus,
      the degree of sharing is defined by the amount of available
      restoration capacity.  In restoration with pre-signaled bandwidth
      reservation, the amount of reserved restoration capacity is
      determined by the local bandwidth reservation policies.  In all
      restoration schemes, pre-emptable resources can use spare
      restoration capacity when that capacity is not being used for
      failure recovery.

12.  Network Management

   Service Providers (SPs) use network management extensively to
   configure, monitor or provision various devices in their network.  It
   is important to note that a SP's equipment may be distributed across
   geographically separate sites thus making distributed management even
   more important.  The service provider should utilize an NMS system
   and standard management protocols such as SNMP (see [RFC3410],
   [RFC3411] and [RFC3416]) and the relevant MIB modules as standard
   interfaces to configure, monitor and provision devices at various
   locations.  The service provider may also wish to use the command
   line interface (CLI) provided by vendors with their devices. However,
   this is not a standard or recommended solution because there is no
   standard CLI language or interface, which results in N different CLIs
   in a network with devices from N different vendors. In the context of
   GMPLS, it is extremely important for standard interfaces to the SP's
   devices (e.g., SNMP) to exist due to the nature of the technology
   itself.  Since GMPLS comprises many different layers of control-plane

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   and data-plane technology, it is important for management interfaces
   in this area to be flexible enough to allow the manager to manage
   GMPLS easily, and in a standard way.

12.1.  Network Management Systems (NMS)

   The NMS system should maintain the collective information about each
   device within the system.  Note that the NMS system may actually be
   comprised of several distributed applications (i.e., alarm
   aggregators, configuration consoles, polling applications, etc.)
   that collectively comprises the SP's NMS.  In this way, it can make
   provisioning and maintenance decisions with the full knowledge of the
   entire SP's network.  Configuration or provisioning information
   (i.e., requests for new services) could be entered into the NMS and
   subsequently distributed via SNMP to the remote devices.  Thus,
   making the SP's task of managing the network much more compact and
   effortless rather than having to manage each device individually
   (i.e., via CLI).

   Security and access control can be achieved using the SNMPv3 User-
   based Security Model (USM) [RFC3414] and the View-based Access
   Control Model (VACM) [RFC3415].  This approach can be very
   effectively used within a SP's network, since the SP has access to
   and control over all devices within its domain.  Standardized MIBs
   will need to be developed before this approach can be used
   ubiquitously to provision, configure and monitor devices in non-
   heterogeneous networks or across SP's network boundaries.

12.2.  Management Information Base (MIB)

   In the context of GMPLS, it is extremely important for standard
   interfaces to devices to exist due to the nature of the technology
   itself.  Since GMPLS comprises many different layers of control-plane
   technology, it is important for SNMP MIB modules in this area to be
   flexible enough to allow the manager to manage the entire control
   plane.  This should be done using MIB modules that may cooperate
   (i.e., coordinated row-creation on the agent) or through more
   generalized MIB modules that aggregate some of the desired actions to
   be taken and push those details down to the devices.  It is important
   to note that in certain circumstances, it may be necessary to
   duplicate some small subset of manageable objects in new MIB modules
   for management convenience.  Control of some parts of GMPLS may also
   be achieved using existing MIB interfaces (i.e., existing SONET MIB)
   or using separate ones, which are yet to be defined.  MIB modules may
   have been previously defined in the IETF or ITU.  Current MIB modules
   may need to be extended to facilitate some of the new functionality

Top      Up      ToC       Page 56 
   desired by GMPLS.  In these cases, the working group should work on
   new versions of these MIB modules so that these extensions can be

12.3.  Tools

   As in traditional networks, standard tools such as traceroute
   [RFC1393] and ping [RFC2151] are needed for debugging and performance
   monitoring of GMPLS networks, and mainly for the control plane
   topology, that will mimic the data plane topology. Furthermore, such
   tools provide network reachability information. The GMPLS control
   protocols will need to expose certain pieces of information in order
   for these tools to function properly and to provide information
   germane to GMPLS.  These tools should be made available via the CLI.
   These tools should also be made available for remote invocation via
   the SNMP interface [RFC2925].

12.4.  Fault Correlation between Multiple Layers

   Due to the nature of GMPLS, and that potential layers may be involved
   in the control and transmission of GMPLS data and control
   information, it is required that a fault in one layer be passed to
   the adjacent higher and lower layers to notify them of the fault.
   However, due to nature of these many layers, it is possible and even
   probable, that hundreds or even thousands of notifications may need
   to transpire between layers.  This is undesirable for several
   reasons.  First, these notifications will overwhelm the device.
   Second, if the device(s) are programmed to emit SNMP Notifications
   [RFC3417] then the large number of notifications the device may
   attempt to emit may overwhelm the network with a storm of
   notifications.  Furthermore, even if the device emits the
   notifications, the NMS that must process these notifications either
   will be overwhelmed or will be processing redundant information. That
   is, if 1000 interfaces at layer B are stacked above a single
   interface below it at layer A, and the interface at A goes down, the
   interfaces at layer B should not emit notifications.  Instead, the
   interface at layer A should emit a single notification.  The NMS
   receiving this notification should be able to correlate the fact that
   this interface has many others stacked above it and take appropriate
   action, if necessary.

   Devices that support GMPLS should provide mechanisms for aggregating,
   summarizing, enabling and disabling of inter-layer notifications for
   the reasons described above.  In the context of SNMP MIB modules, all
   MIB modules that are used by GMPLS must provide enable/disable
   objects for all notification objects. Furthermore, these MIBs must
   also provide notification summarization objects or functionality (as
   described above) as well.  NMS systems and standard tools which

Top      Up      ToC       Page 57 
   process notifications or keep track of the many layers on any given
   devices must be capable of processing the vast amount of information
   which may potentially be emitted by network devices running GMPLS at
   any point in time.

13.  Security Considerations

   GMPLS defines a control plane architecture for multiple technologies
   and types of network elements.  In general, since LSPs established
   using GMPLS may carry high volumes of data and consume significant
   network resources, security mechanisms are required to safeguard the
   underlying network against attacks on the control plane and/or
   unauthorized usage of data transport resources.  The GMPLS control
   plane should therefore include mechanisms that prevent or minimize
   the risk of attackers being able to inject and/or snoop on control
   traffic.  These risks depend on the level of trust between nodes that
   exchange GMPLS control messages, as well as the realization and
   physical characteristics of the control channel.  For example, an in-
   band, in-fiber control channel over SONET/SDH overhead bytes is, in
   general, considered less vulnerable than a control channel realized
   over an out-of-band IP network.

   Security mechanisms can provide authentication and confidentiality.
   Authentication can provide origin verification, message integrity and
   replay protection, while confidentiality ensures that a third party
   cannot decipher the contents of a message.  In situations where GMPLS
   deployment requires primarily authentication, the respective
   authentication mechanisms of the GMPLS component protocols may be
   used (see [RFC2747], [RFC3036], [RFC2385] and [LMP]).  Additionally,
   the IPsec suite of protocols (see [RFC2402], [RFC2406] and [RFC2409])
   may be used to provide authentication, confidentiality or both, for a
   GMPLS control channel.  IPsec thus offers the benefits of combined
   protection for all GMPLS component protocols as well as key

   A related issue is that of the authorization of requests for
   resources by GMPLS-capable nodes.  Authorization determines whether a
   given party, presumable already authenticated, has a right to access
   the requested resources.  This determination is typically a matter of
   local policy control [RFC2753], for example by setting limits on the
   total bandwidth available to some party in the presence of resource
   contention.  Such policies may become quite complex as the number of
   users, types of resources and sophistication of authorization rules

   After authenticating requests, control elements should match them
   against the local authorization policy.  These control elements must
   be capable of making decisions based on the identity of the

Top      Up      ToC       Page 58 
   requester, as verified cryptographically and/or topologically.  For
   example, decisions may depend on whether the interface through which
   the request is made is an inter- or intra-domain one.  The use of
   appropriate local authorization policies may help in limiting the
   impact of security breaches in remote parts of a network.

   Finally, it should be noted that GMPLS itself introduces no new
   security considerations to the current MPLS-TE signaling (RSVP-TE,
   CR-LDP), routing protocols (OSPF-TE, IS-IS-TE) or network management
   protocols (SNMP).

14.  Acknowledgements

   This document is the work of numerous authors and consists of a
   composition of a number of previous documents in this area.

   Many thanks to Ben Mack-Crane (Tellabs) for all the useful SONET/SDH
   discussions we had together.  Thanks also to Pedro Falcao, Alexandre
   Geyssens, Michael Moelants, Xavier Neerdaels, and Philippe Noel from
   Ebone for their SONET/SDH and optical technical advice and support.
   Finally, many thanks also to Krishna Mitra (Consultant), Curtis
   Villamizar (Avici), Ron Bonica (WorldCom), and Bert Wijnen (Lucent)
   for their revision effort on Section 12.

15.  References

15.1.  Normative References

   [RFC3031]             Rosen, E., Viswanathan, A., and R. Callon,
                         "Multiprotocol Label Switching Architecture",
                         RFC 3031, January 2001.

   [RFC3209]             Awduche, D., Berger, L., Gan, D., Li, T.,
                         Srinivasan, V., and G. Swallow, "RSVP-TE:
                         Extensions to RSVP for LSP Tunnels", RFC 3209,
                         December 2001.

   [RFC3212]             Jamoussi, B., Andersson, L., Callon, R., Dantu,
                         R., Wu, L., Doolan, P., Worster, T., Feldman,
                         N., Fredette, A., Girish, M., Gray, E.,
                         Heinanen, J., Kilty, T., and A. Malis,
                         "Constraint-Based LSP Setup using LDP", RFC
                         3212, January 2002.

   [RFC3471]             Berger, L., "Generalized Multi-Protocol Label
                         Switching (GMPLS) Signaling Functional
                         Description", RFC 3471, January 2003.

Top      Up      ToC       Page 59 
   [RFC3472]             Ashwood-Smith, P. and L. Berger, "Generalized
                         Multi-Protocol Label Switching (GMPLS)
                         Signaling Constraint-based Routed Label
                         Distribution Protocol (CR-LDP) Extensions", RFC
                         3472, January 2003.

   [RFC3473]             Berger, L., "Generalized Multi-Protocol Label
                         Switching (GMPLS) Signaling Resource
                         ReserVation Protocol-Traffic Engineering
                         (RSVP-TE) Extensions", RFC 3473, January 2003.

15.2.  Informative References

   [ANSI-T1.105]         "Synchronous Optical Network (SONET): Basic
                         Description Including Multiplex Structure,
                         Rates, And Formats," ANSI T1.105, 2000.

   [BUNDLE]              Kompella, K., Rekhter, Y., and L. Berger, "Link
                         Bundling in MPLS Traffic Engineering", Work in

   [GMPLS-FUNCT]         Lang, J.P., Ed. and B. Rajagopalan, Ed.,
                         "Generalized MPLS Recovery Functional
                         Specification", Work in Progress.

   [GMPLS-G709]          Papadimitriou, D., Ed., "GMPLS Signaling
                         Extensions for G.709 Optical Transport Networks
                         Control", Work in Progress.

   [GMPLS-OVERLAY]       Swallow, G., Drake, J., Ishimatsu, H., and Y.
                         Rekhter, "GMPLS UNI: RSVP Support for the
                         Overlay Model", Work in Progress.

   [GMPLS-ROUTING]       Kompella, K., Ed. and Y. Rekhter, Ed., "Routing
                         Extensions in Support of Generalized Multi-
                         Protocol Label Switching", Work in Progress.

   [RFC3946]             Mannie, E., Ed. and Papadimitriou D., Ed.,
                         "Generalized Multi-Protocol Label Switching
                         (GMPLS) Extensions for Synchronous Optical
                         Network (SONET) and Synchronous Digital
                         Hierarchy (SDH) Control", RFC 3946, October

   [HIERARCHY]           Kompella, K. and Y. Rekhter, "LSP Hierarchy
                         with Generalized MPLS TE", Work in Progress.

Top      Up      ToC       Page 60 
   [ISIS-TE]             Smit, H. and T. Li, "Intermediate System to
                         Intermediate System (IS-IS) Extensions for
                         Traffic Engineering (TE)", RFC 3784, June 2004.

   [ISIS-TE-GMPLS]       Kompella, K., Ed. and Y. Rekhter, Ed., "IS-IS
                         Extensions in Support of Generalized Multi-
                         Protocol Label Switching", Work in Progress.

   [ITUT-G.707]          ITU-T, "Network Node Interface for the
                         Synchronous Digital Hierarchy", Recommendation
                         G.707, October 2000.

   [ITUT-G.709]          ITU-T, "Interface for the Optical Transport
                         Network (OTN)," Recommendation G.709 version
                         1.0 (and Amendment 1), February 2001 (and
                         October 2001).

   [ITUT-G.841]          ITU-T, "Types and Characteristics of SDH
                         Network Protection Architectures,"
                         Recommendation G.841, October 1998.

   [LMP]                 Lang, J., Ed., "Link Management Protocol
                         (LMP)", Work in Progress.

   [LMP-WDM]             Fredette, A., Ed. and J. Lang Ed., "Link
                         Management Protocol (LMP) for Dense Wavelength
                         Division Multiplexing (DWDM) Optical Line
                         Systems", Work in Progress.

   [MANCHESTER]          J. Manchester, P. Bonenfant and C. Newton, "The
                         Evolution of Transport Network Survivability,"
                         IEEE Communications Magazine, August 1999.

   [OIF-UNI]             The Optical Internetworking Forum, "User
                         Network Interface (UNI) 1.0 Signaling
                         Specification - Implementation Agreement OIF-
                         UNI-01.0," October 2001.

   [OLI-REQ]             Fredette, A., Ed., "Optical Link Interface
                         Requirements," Work in Progress.

                         [OSPF-TE-GMPLS]       Kompella, K., Ed. and Y.
                         Rekhter, Ed., "OSPF Extensions in Support of
                         Generalized Multi-Protocol Label Switching",
                         Work in Progress.

Top      Up      ToC       Page 61 
   [OSPF-TE]             Katz, D., Kompella, K., and D. Yeung, "Traffic
                         Engineering (TE) Extensions to OSPF Version 2",
                         RFC 3630, September 2003.

   [RFC1393]             Malkin, G., "Traceroute Using an IP Option",
                         RFC 1393, January 1993.

   [RFC2151]             Kessler, G. and S. Shepard, "A Primer On
                         Internet and TCP/IP Tools and Utilities", RFC
                         2151, June 1997.

   [RFC2205]             Braden, R., Zhang, L., Berson, S., Herzog, S.,
                         and S. Jamin, "Resource ReSerVation Protocol
                         (RSVP) -- Version 1 Functional Specification",
                         RFC 2205, September 1997.

   [RFC2385]             Heffernan, A., "Protection of BGP Sessions via
                         the TCP MD5 Signature Option", RFC 2385, August

   [RFC2402]             Kent, S. and R. Atkinson, "IP Authentication
                         Header", RFC 2402, November 1998.

   [RFC2406]             Kent, S. and R. Atkinson, "IP Encapsulating
                         Security Payload (ESP)", RFC 2406, November

   [RFC2409]             Harkins, D. and D. Carrel, "The Internet Key
                         Exchange (IKE)", RFC 2409, November 1998.

                         [RFC2702]             Awduche, D., Malcolm, J.,
                         Agogbua, J., O'Dell, M., and J. McManus,
                         "Requirements for Traffic Engineering Over
                         MPLS", RFC 2702, September 1999.

   [RFC2747]             Baker, F., Lindell, B., and M. Talwar, "RSVP
                         Cryptographic Authentication", RFC 2747,
                         January 2000.

   [RFC2753]             Yavatkar, R., Pendarakis, D., and R. Guerin, "A
                         Framework for Policy-based Admission Control",
                         RFC 2753, January 2000.

   [RFC2925]             White, K., "Definitions of Managed Objects for
                         Remote Ping, Traceroute, and Lookup
                         Operations", RFC 2925, September 2000.

Top      Up      ToC       Page 62 
   [RFC3036]             Andersson, L., Doolan, P., Feldman, N.,
                         Fredette, A., and B. Thomas, "LDP
                         Specification", RFC 3036, January 2001.

   [RFC3386]             Lai, W. and D. McDysan, "Network Hierarchy and
                         Multilayer Survivability", RFC 3386, November

   [RFC3410]             Case, J., Mundy, R., Partain, D., and B.
                         Stewart, "Introduction and Applicability
                         Statements for Internet-Standard Management
                         Framework", RFC 3410, December 2002.

   [RFC3411]             Harrington, D., Presuhn, R., and B. Wijnen, "An
                         Architecture for Describing Simple Network
                         Management Protocol (SNMP) Management
                         Frameworks", STD 62, RFC 3411, December 2002.

   [RFC3414]             Blumenthal, U. and B. Wijnen, "User-based
                         Security Model (USM) for version 3 of the
                         Simple Network Management Protocol (SNMPv3)",
                         STD 62, RFC 3414, December 2002.

   [RFC3415]             Wijnen, B., Presuhn, R., and K. McCloghrie,
                         "View-based Access Control Model (VACM) for the
                         Simple Network Management Protocol (SNMP)", STD
                         62, RFC 3415, December 2002.

   [RFC3416]             Presuhn, R., "Version 2 of the Protocol
                         Operations for the Simple Network Management
                         Protocol (SNMP)", STD 62, RFC 3416, December

   [RFC3417]             Presuhn, R., "Transport Mappings for the Simple
                         Network Management Protocol (SNMP)", STD 62,
                         RFC 3417, December 2002.

   [RFC3469]             Sharma, V. and F. Hellstrand, "Framework for
                         Multi-Protocol Label Switching (MPLS)-based
                         Recovery", RFC 3469, February 2003.

   [RFC3477]             Kompella, K. and Y. Rekhter, "Signalling
                         Unnumbered Links in Resource ReSerVation
                         Protocol - Traffic Engineering (RSVP-TE)", RFC
                         3477, January 2003.

Top      Up      ToC       Page 63 
   [RFC3479]             Farrel, A., "Fault Tolerance for the Label
                         Distribution Protocol (LDP)", RFC 3479,
                         February 2003.

   [RFC3480]             Kompella, K., Rekhter, Y., and A. Kullberg,
                         "Signalling Unnumbered Links in CR-LDP
                         (Constraint-Routing Label Distribution
                         Protocol)", RFC 3480, February 2003.

   [SONET-SDH-GMPLS-FRM] Bernstein, G., Mannie, E., and V. Sharma,
                         "Framework for GMPLS-based Control of SDH/SONET
                         Networks", Work in Progress.

16.  Contributors

   Peter Ashwood-Smith
   P.O. Box 3511 Station C,
   Ottawa, ON K1Y 4H7, Canada


   Eric Mannie
   Phone:  +32 2 648-5023
   Mobile: +32 (0)495-221775


   Daniel O. Awduche


   Thomas D. Nadeau
   250 Apollo Drive
   Chelmsford, MA 01824, USA


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   Ayan Banerjee
   5853 Rue Ferrari
   San Jose, CA 95138, USA


   Lyndon Ong
   10480 Ridgeview Ct
   Cupertino, CA 95014, USA


   Debashis Basak
   70 Abele Road, Bldg.1200
   Bridgeville, PA 15017, USA


   Dimitri Papadimitriou
   Francis Wellesplein, 1
   B-2018 Antwerpen, Belgium


   Lou Berger
   7926 Jones Branch Drive
   MCLean VA, 22102, USA


   Dimitrios Pendarakis
   2 Crescent Place, P.O. Box 901
   Oceanport, NJ 07757-0901, USA


Top      Up      ToC       Page 65 
   Greg Bernstein


   Bala Rajagopalan
   2 Crescent Place, P.O. Box 901
   Oceanport, NJ 07757-0901, USA


   Sudheer Dharanikota


   Yakov Rekhter
   1194 N. Mathilda Ave.
   Sunnyvale, CA 94089, USA


   John Drake
   5853 Rue Ferrari
   San Jose, CA 95138, USA


   Debanjan Saha
   2 Crescent Place
   Oceanport, NJ 07757-0901, USA


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   Yanhe Fan
   200 Nickerson Road
   Marlborough, MA 01752, USA


   Hal Sandick
   Shepard M.S.
   2401 Dakota Street
   Durham, NC 27705, USA


   Don Fedyk
   600 Technology Park Drive
   Billerica, MA 01821, USA


   Vishal Sharma
   1600 Villa Street, Unit 352
   Mountain View, CA 94041, USA


   Gert Grammel
   Lorenzstrasse, 10
   70435 Stuttgart, Germany


   George Swallow
   250 Apollo Drive
   Chelmsford, MA 01824, USA


Top      Up      ToC       Page 67 
   Dan Guo
   1415 N. McDowell Blvd,
   Petaluma, CA 95454, USA


   Z. Bo Tang
   2 Crescent Place, P.O. Box 901
   Oceanport, NJ 07757-0901, USA


   Kireeti Kompella
   1194 N. Mathilda Ave.
   Sunnyvale, CA 94089, USA


   Jennifer Yates
   180 Park Avenue
   Florham Park, NJ 07932, USA


   Alan Kullberg
   888 Washington
   St.Dedham, MA 02026, USA


   George R. Young
   329 March Road
   Ottawa, Ontario, K2K 2E1, Canada


Top      Up      ToC       Page 68 
   Jonathan P. Lang
   Rincon Networks


   John Yu
   Hammerhead Systems
   640 Clyde Court
   Mountain View, CA 94043, USA


   Fong Liaw
   Solas Research
   Solas Research, LLC


   Alex Zinin
   1420 North McDowell Ave
   Petaluma, CA 94954, USA


17.  Author's Address

   Eric Mannie (Consultant)
   Avenue de la Folle Chanson, 2
   B-1050 Brussels, Belgium
   Phone:  +32 2 648-5023
   Mobile: +32 (0)495-221775


Top      Up      ToC       Page 69 
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