2. Definitions and Invariants
2.1. The following definitions are used in this document:
Slave an authoritative server which uses zone transfer to
retrieve the zone. All slave servers are named in
the NS RRs for the zone.
Master any authoritative server configured to be the source
of zone transfer for one or more slave servers.
Primary Master master server at the root of the zone transfer
dependency graph. The primary master is named in the
zone's SOA MNAME field and optionally by an NS RR.
There is by definition only one primary master server
Stealth like a slave server except not listed in an NS RR for
the zone. A stealth server, unless explicitly
configured to do otherwise, will set the AA bit in
responses and be capable of acting as a master. A
stealth server will only be known by other servers if
they are given static configuration data indicating
Notify Set set of servers to be notified of changes to some
zone. Default is all servers named in the NS RRset,
except for any server also named in the SOA MNAME.
Some implementations will permit the name server
administrator to override this set or add elements to
it (such as, for example, stealth servers).
2.2. The zone's servers must be organized into a dependency graph
such that there is a primary master, and all other servers must use
AXFR or IXFR either from the primary master or from some slave which
is also a master. No loops are permitted in the AXFR dependency
3. NOTIFY Message
3.1. When a master has updated one or more RRs in which slave servers
may be interested, the master may send the changed RR's name, class,
type, and optionally, new RDATA(s), to each known slave server using
a best efforts protocol based on the NOTIFY opcode.
3.2. NOTIFY uses the DNS Message Format, although it uses only a
subset of the available fields. Fields not otherwise described
herein are to be filled with binary zero (0), and implementations
must ignore all messages for which this is not the case.
3.3. NOTIFY is similar to QUERY in that it has a request message with
the header QR flag "clear" and a response message with QR "set". The
response message contains no useful information, but its reception by
the master is an indication that the slave has received the NOTIFY
and that the master can remove the slave from any retry queue for
this NOTIFY event.
3.4. The transport protocol used for a NOTIFY transaction will be UDP
unless the master has reason to believe that TCP is necessary; for
example, if a firewall has been installed between master and slave,
and only TCP has been allowed; or, if the changed RR is too large to
fit in a UDP/DNS datagram.
3.5. If TCP is used, both master and slave must continue to offer
name service during the transaction, even when the TCP transaction is
not making progress. The NOTIFY request is sent once, and a
"timeout" is said to have occurred if no NOTIFY response is received
within a reasonable interval.
3.6. If UDP is used, a master periodically sends a NOTIFY request to
a slave until either too many copies have been sent (a "timeout"), an
ICMP message indicating that the port is unreachable, or until a
NOTIFY response is received from the slave with a matching query ID,
QNAME, IP source address, and UDP source port number.
The interval between transmissions, and the total number of
retransmissions, should be operational parameters specifiable by
the name server administrator, perhaps on a per-zone basis.
Reasonable defaults are a 60 second interval (or timeout if
using TCP), and a maximum of 5 retransmissions (for UDP). It is
considered reasonable to use additive or exponential backoff for
the retry interval.
3.7. A NOTIFY request has QDCOUNT>0, ANCOUNT>=0, AUCOUNT>=0,
ADCOUNT>=0. If ANCOUNT>0, then the answer section represents an
unsecure hint at the new RRset for this <QNAME,QCLASS,QTYPE>. A
slave receiving such a hint is free to treat equivilence of this
answer section with its local data as a "no further work needs to be
done" indication. If ANCOUNT=0, or ANCOUNT>0 and the answer section
differs from the slave's local data, then the slave should query its
known masters to retrieve the new data.
3.8. In no case shall the answer section of a NOTIFY request be used
to update a slave's local data, or to indicate that a zone transfer
needs to be undertaken, or to change the slave's zone refresh timers.
Only a "data present; data same" condition can lead a slave to act
differently if ANCOUNT>0 than it would if ANCOUNT=0.
3.9. This version of the NOTIFY specification makes no use of the
authority or additional data sections, and so conforming
implementations should set AUCOUNT=0 and ADCOUNT=0 when transmitting
requests. Since a future revision of this specification may define a
backwards compatible use for either or both of these sections,
current implementations must ignore these sections, but not the
entire message, if AUCOUNT>0 and/or ADCOUNT>0.
3.10. If a slave receives a NOTIFY request from a host that is not a
known master for the zone containing the QNAME, it should ignore the
request and produce an error message in its operations log.
This implies that slaves of a multihomed master must either know
their master by the "closest" of the master's interface
addresses, or must know all of the master's interface addresses.
Otherwise, a valid NOTIFY request might come from an address
that is not on the slave's state list of masters for the zone,
which would be an error.
3.11. The only defined NOTIFY event at this time is that the SOA RR
has changed. Upon completion of a NOTIFY transaction for QTYPE=SOA,
the slave should behave as though the zone given in the QNAME had
reached its REFRESH interval (see [RFC1035]), i.e., it should query
its masters for the SOA of the zone given in the NOTIFY QNAME, and
check the answer to see if the SOA SERIAL has been incremented since
the last time the zone was fetched. If so, a zone transfer (either
AXFR or IXFR) should be initiated.
Because a deep server dependency graph may have multiple paths
from the primary master to any given slave, it is possible that
a slave will receive a NOTIFY from one of its known masters even
though the rest of its known masters have not yet updated their
copies of the zone. Therefore, when issuing a QUERY for the
zone's SOA, the query should be directed at the known master who
was the source of the NOTIFY event, and not at any of the other
known masters. This represents a departure from [RFC1035],
which specifies that upon expiry of the SOA REFRESH interval,
all known masters should be queried in turn.
3.12. If a NOTIFY request is received by a slave who does not
implement the NOTIFY opcode, it will respond with a NOTIMP
(unimplemented feature error) message. A master server who receives
such a NOTIMP should consider the NOTIFY transaction complete for
4. Details and Examples
4.1. Retaining query state information across host reboots is
optional, but it is reasonable to simply execute an SOA NOTIFY
transaction on each authority zone when a server first starts.
4.2. Each slave is likely to receive several copies of the same
NOTIFY request: One from the primary master, and one from each other
slave as that slave transfers the new zone and notifies its potential
peers. The NOTIFY protocol supports this multiplicity by requiring
that NOTIFY be sent by a slave/master only AFTER it has updated the
SOA RR or has determined that no update is necessary, which in
practice means after a successful zone transfer. Thus, barring
delivery reordering, the last NOTIFY any slave receives will be the
one indicating the latest change. Since a slave always requests SOAs
and AXFR/IXFRs only from its known masters, it will have an
opportunity to retry its QUERY for the SOA after each of its masters
have completed each zone update.
4.3. If a master server seeks to avoid causing a large number of
simultaneous outbound zone transfers, it may delay for an arbitrary
length of time before sending a NOTIFY message to any given slave.
It is expected that the time will be chosen at random, so that each
slave will begin its transfer at a unique time. The delay shall not
in any case be longer than the SOA REFRESH time.
This delay should be a parameter that each primary master name
server can specify, perhaps on a per-zone basis. Random delays
of between 30 and 60 seconds would seem adequate if the servers
share a LAN and the zones are of moderate size.
4.4. A slave which receives a valid NOTIFY should defer action on any
subsequent NOTIFY with the same <QNAME,QCLASS,QTYPE> until it has
completed the transaction begun by the first NOTIFY. This duplicate
rejection is necessary to avoid having multiple notifications lead to
pummeling the master server.
4.5 Zone has Updated on Primary Master
Primary master sends a NOTIFY request to all servers named in Notify
Set. The NOTIFY request has the following characteristics:
query ID: (new)
op: NOTIFY (4)
qname: (zone name)
qclass: (zone class)
4.6 Zone has Updated on a Slave that is also a Master
As above in 4.5, except that this server's Notify Set may be
different from the Primary Master's due to optional static
specification of local stealth servers.
4.7 Slave Receives a NOTIFY Request from a Master
When a slave server receives a NOTIFY request from one of its locally
designated masters for the zone enclosing the given QNAME, with
QTYPE=SOA and QR=0, it should enter the state it would if the zone's
refresh timer had expired. It will also send a NOTIFY response back
to the NOTIFY request's source, with the following characteristics:
query ID: (same)
op: NOTIFY (4)
flags: QR AA
qname: (zone name)
qclass: (zone class)
This is intended to be identical to the NOTIFY request, except that
the QR bit is also set. The query ID of the response must be the
same as was received in the request.
4.8 Master Receives a NOTIFY Response from Slave
When a master server receives a NOTIFY response, it deletes this
query from the retry queue, thus completing the "notification
process" of "this" RRset change to "that" server.
5. Security Considerations
We believe that the NOTIFY operation's only security considerations
1. That a NOTIFY request with a forged IP/UDP source address can
cause a slave to send spurious SOA queries to its masters,
leading to a benign denial of service attack if the forged
requests are sent very often.
2. That TCP spoofing could be used against a slave server given
NOTIFY as a means of synchronizing an SOA query and UDP/DNS
spoofing as a means of forcing a zone transfer.
Mockapetris, P., "Domain Names - Implementation and
Specification", STD 13, RFC 1035, November 1987.
Ohta, M., "Incremental Zone Transfer", RFC 1995, August 1996.
7. Author's Address
Internet Software Consortium
Star Route Box 159A
Woodside, CA 94062
Phone: +1 415 747 0204