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RFC 0143

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Regarding proffered official ICP

Obsoleted by:    0165
Updates:    0123    0145

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Network Working Group                                         W. Naylor
Request for Comments #143                                     J. Wong
NIC #6728                                                     C. Kline
Categories:  D.1, D.3                                         J. Postel
Obsoletes:  None                                              UCLA - NMC
Updates:  123, 145                                            3 May 1971

                    Regarding Proferred Official ICP
We should like to comment on a race condition discovered in the ICP as
proposed in NWG/RFC #123.  The problem arises when the server attempts
to initiate a second connection to the user's receive socket and the
first connection is not yet closed.  Using a similar notation to that of
NWG/RFC #123 the following table illustrates the sequence of events in
the proferred and proposed ICP.  The last two columns indicate which
actions must be completed before the current action may be initiated.
User and Server are third level programs, and UNCP and SNCP are the
users NCP and Servers NCP respectively.  Allocates have not been
included since they add nothing to the argument.

                                               Required Predecessors
Reference #   Action              Initiator   "Proferred"   Proposed
-----------   ------              ---------   -----------   --------
    1         Listen(L,32)        Server           --          --

    2         Init(U,L,32)        User             --          --

    3         RTS(U,L,'l')        UNCP             2           2

    4         STR(L,U,32)         SNCP          1 and 3     1 and 3

    5         Send(L,S)           Server           4           4

    6         SEND('l',S)         SNCP             5           5

    7         RECEIVE('l',S)      UNCP             6           6

    8         Receive(U,S)        User             7           7

    9         Close(L)            Server           5           5

   10         CLS(L,U)            SNCP          9 and 7     9 and 7

   11         Close(U)            User             8        not used

   12         CLS(U,L)            UNCP            11          10

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                                               Required Predecessors
Reference #   Action              Initiator   "Proferred"   Proposed
-----------   ------              ---------   -----------   --------

   13         Init(S,U+1,B )      Server           9           9

   14         RTS(S,U+1,'l' )     SNCP            13          13

   15         Init(S+1,U,B )      Server          13        14 and 18

   16         STR(S+1,U,B )       SNCP            15          15

   17         Init(U+1,S,B )      User            11          12

   18         STR(U+1,S,B )       UNCP            17          17

   19         Init(U,S+1,B )      User            17          17

   20         RTS(U,S+1,'l' )     UNCP            19          19

Note that in the Proferred Order column, 16 can occur before 12 in which
case UNCP would find socket U in use and probably return a CLS (U,S+1).
The Server would probably then assume the User was finished with the

The above problem is resolved by eliminating the Close from one side and
causing that side to wait for the CLS from the other side before doing
an Init.  We propose that eliminating the user's Close (U) is the best
solution.  (The user NCP must of course return a CLS in response to the
CLS sent by the server NCP).

The Server's Close (L) leads more quickly to the reuse of socket L thus
the serving of another user.

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To clarify the above discussion which may seem confusing at first
glance, let us demonstrate the problem in the language of RFC #123.

          Server                              User
          ------                              ----
     (S1) Listen(L,32)                   (U1) Init(U,L,32)

     (S2) [Wait for match]               (U2)

     (S3) Send(L,S)                      (U3) Receive(U,S)

     (S4) Close(L)                       (U4) Close(U)

     (S5) Init(S,U+1,B )                 (U5) Init(U+1,S,B )
                      u                                   u

     (S6) Init(S+1,U,B )                 (U6) Init(U,S+1,B )
                      s                                   s

Notice that since server and user are independent (probably in different
hosts), server could execute (S6) before user executes (U4) and could
receive an error back from user's NCP that socket U is busy.  Similarly,
user could execute (U6) before server executes (S4) and could receive an
error back from his own NCP that socket U is not yet closed (assuming an
implementation where sockets are kept busy until a CLS match).

Various modifications could be made to ICP to solve this problem.  We
propose the following ICP:

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          Server                              User
          ------                              ----
          Listen(L,32)                        Init(U,L,32)

          [Wait for match]

          Send(L,S)                           Receive(U,S)

          Close(L)                            [Wait for CLS]

          Init(S,U+1,B )                      Init(U+1,S,B )
                      u                                   u

          [Wait for match]                    Init(U,S+1,B )

          Init(S+1,U,B )

This ICP assumes the following:

1.  The user can inquire or is notified of the fact that one of his
    connections has been closed.

2.  The server can inquire or is notified that a connection for which
    he has done an Init (or Listen) is now open.

Both of the above seem basic to any NCP - user interface.

This race condition problem would not exist had the dynamic reconnection
features of RFC #36 been included in the NCP protocol and had dynamic
reconnection been used in this ICP.

       [ This RFC was put into machine readable form for entry ]
        [ into the online RFC archives by Walter Pienciak 1/98 ]